Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

15th Sep 2008 10:09

RNS Number : 4174D
SG Option Europe
15 September 2008
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

SG Option Europe

Company dealt in

Rio Tinto plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

10p Ordinary

Date of dealing

12 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

2,521,849   0.25

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

2,521,849  0.25

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of Securities

Price per unit (GBP)

Purchase

164

42.63

Purchase

468

42.83

Purchase

469

42.84

Purchase

1661

42.86

Purchase

501

42.96

Purchase

498

42.98

Purchase

1057

43.29

Purchase

840

43.32

Purchase

598

43.35

Purchase

200

43.42

Purchase

1800

43.44

Purchase

804

43.45

Purchase

1045

43.46

Purchase

729

43.52

Purchase

8

43.54

Purchase

154470

43.59

Purchase

164

43.65

Purchase

109

43.68

Purchase

344

43.76

Purchase

900

43.77

Purchase

1097

43.79

Purchase

449

43.80

Purchase

784

43.81

Purchase

559

43.84

Purchase

656

43.92

Purchase

614

43.93

Purchase

541

43.95

Purchase

135

43.96

Purchase

200

44.03

Purchase

552

44.04

Purchase

1092

44.05

Purchase

103

44.06

Purchase

302

44.07

Purchase

25967

44.07

Purchase

390

44.09

Purchase

150

44.22

Purchase

400

44.28

Purchase

95736

44.29

Purchase

607

44.35

Purchase

680

44.39

Purchase

886

44.40

Purchase

979

44.41

Purchase

804

44.57

Purchase

559

44.64

Purchase

8186

44.71

Purchase

531

44.83

Purchase

720

44.87

Purchase

84966

44.90

Total purchase

395474

 

Sale

15294

42.64

Sale

603

42.86

Sale

2629

42.87

Sale

2585

42.91

Sale

317

42.91

Sale

247

42.93

Sale

180

42.94

Sale

180

43.01

Sale

1138

43.11

Sale

600

43.13

Sale

665

43.14

Sale

180

43.23

Sale

180

43.24

Sale

320

43.25

Sale

473

43.26

Sale

180

43.27

Sale

1373

43.28

Sale

471

43.29

Sale

1058

43.30

Sale

1047

43.30

Sale

308

43.31

Sale

534

43.32

Sale

1137

43.34

Sale

1125

43.36

Sale

874

43.38

Sale

1725

43.39

Sale

1916

43.40

Sale

449

43.41

Sale

179

43.43

Sale

393

43.44

Sale

180

43.45

Sale

686

43.46

Sale

1525

43.47

Sale

179

43.49

Sale

422

43.50

Sale

990

43.51

Sale

489

43.52

Sale

949

43.53

Sale

404

43.55

Sale

180

43.56

Sale

866

43.57

Sale

1921

43.58

Sale

180

43.59

Sale

540

43.60

Sale

180

43.62

Sale

735

43.63

Sale

481

43.66

Sale

180

43.67

Sale

156

43.68

Sale

180

43.69

Sale

640

43.70

Sale

164

43.71

Sale

152617

43.71

Sale

411

43.72

Sale

1083

43.72

Sale

180

43.74

Sale

360

43.75

Sale

619

43.76

Sale

903

43.78

Sale

597

43.79

Sale

1047

43.80

Sale

4815

43.80

Sale

1122

43.81

Sale

1120

43.82

Sale

99659

43.82

Sale

180

43.83

Sale

2560

43.83

Sale

404

43.84

Sale

526

43.85

Sale

540

43.86

Sale

854

43.87

Sale

1210

43.89

Sale

180

43.90

Sale

255

43.92

Sale

600

43.93

Sale

338

43.94

Sale

172

43.95

Sale

307

43.96

Sale

806

43.97

Sale

287

43.98

Sale

769

43.99

Sale

1107

44.01

Sale

292

44.03

Sale

571

44.07

Sale

692

44.09

Sale

180

44.11

Sale

465

44.15

Sale

459

44.16

Sale

158

44.18

Sale

2120

44.19

Sale

180

44.21

Sale

7960

44.33

Sale

210

44.43

Sale

183

44.44

Sale

93

44.45

Sale

180

44.47

Sale

24000

44.54

Sale

690

44.64

Sale

400

44.65

Sale

53199

44.90

Total sale

418247

 

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

15 September 2008

Contact name

Patrick Overmeer

Telephone number

0207 676 6885

Name of offeree/offeror with which connected

Rio Tinto

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMLAMLTMMMBMLP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81