2nd Sep 2008 12:04
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FORM 38.5 (SUMMARY) |
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Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
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securities in which dealings have been made. |
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CONNECTED EXEMPT PRINCIPLE TRADER: |
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DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS |
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Name of EPT |
Merrill Lynch International |
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Date of disclosure |
02 September 2008 |
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Date of dealing |
01 September 2008 |
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Telephone number |
020 7996 2121 |
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Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies: |
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01 September 2008 |
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Taylor Nelson Sofres Plc - Common |
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Informa Plc - Common |
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BHP Billiton Plc - Common |
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Alliance & Leicester Plc - Common |
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FORM 38.5 |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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(Rule 38.5 of The City Code on Takeovers and Mergers) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Alliance & Leicester Plc |
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Class of relevant security to which the dealings |
Common |
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being disclosed relate |
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Date of dealing |
01/09/2008 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities purchased |
Highest price paid |
Lowest price paid |
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118,055 |
GBP 3.33 |
GBP 3.25 |
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Total number of securities sold |
Highest price received |
Lowest price received |
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128,874 |
GBP 3.31 |
GBP 3.26 |
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(b) Derivatives transactions (other than options) |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
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eg. CFD |
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Short Swap |
SHORT |
552 |
GBP 3.26 |
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Short Swap |
SHORT |
1,278 |
GBP 3.29 |
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Short Swap |
SHORT |
1,777 |
GBP 3.30 |
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Short Swap |
SHORT |
11,348 |
GBP 3.29 |
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(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
|
varying etc. |
option |
European etc |
paid/received |
|
per unit |
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(ii) Exercising |
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Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
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3. OTHER INFORMATION |
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Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any other |
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person relating to the voting rights of any relevant securities under any option referred to on this form or |
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relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
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referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Date of disclosure |
02/09/2008 |
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Contact name |
Louise Howard |
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Telephone number |
+44 20 7996 2121 |
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Name of offeree/offeror with whom connected |
Banco Santander SA. |
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Nature of connection # |
Advisor |
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FORM 38.5 |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
BHP Billiton Plc |
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Class of relevant security to which the dealings |
Common |
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being disclosed relate |
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Date of dealing |
01/09/2008 |
|
2. DEALINGS |
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(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
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548,208 |
GBP 17.05 |
GBP 16.39 |
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Total number of securities sold |
Highest price received |
Lowest price received |
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1,203,513 |
GBP 17.15 |
GBP 16.40 |
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(b) Derivatives transactions (other than options) |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
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eg. CFD |
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Long Swap |
LONG |
741,992 |
GBP 16.77 |
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Long Swap |
LONG |
11,120 |
GBP 16.52 |
|
Long Swap |
LONG |
5,000 |
GBP 16.92 |
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Long Swap |
LONG |
2,000 |
GBP 17.05 |
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Long Swap |
LONG |
1,000 |
GBP 17.05 |
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Long Swap |
LONG |
1,000 |
GBP 17.05 |
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Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
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Short Swap |
SHORT |
2,000 |
GBP 17.15 |
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Short Swap |
SHORT |
9,300 |
GBP 16.71 |
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Short Swap |
SHORT |
24,121 |
GBP 16.49 |
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Short Swap |
SHORT |
65,185 |
GBP 16.49 |
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(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
|
varying etc. |
option |
European etc |
paid/received |
|
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
02/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
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Name of offeree/offeror with whom connected |
BHP Billiton Plc |
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Nature of connection # |
Advisor |
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
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RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
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CAPACITY |
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(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
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1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Taylor Nelson Sofres Plc |
|
Class of relevant security to which the dealings |
Common |
|
being disclosed relate |
|
Date of dealing |
01/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
619,512 |
GBP 2.74 |
GBP 2.71 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
569,097 |
GBP 2.74 |
GBP 2.71 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
paid/received |
|
varying etc. |
option |
European etc |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
02/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
WPP Group Plc |
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Nature of connection # |
Advisor |
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FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT-SERVICING |
|
CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Informa Plc |
|
Class of relevant security to which the dealings |
Common |
|
being disclosed relate |
|
Date of dealing |
01/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities purchased |
Highest price paid |
Lowest price paid |
|
296,234 |
GBP 4.43 |
GBP 4.35 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
231,809 |
GBP 4.43 |
GBP 4.33 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, selling, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
eg call option |
purchasing, |
securities under |
price |
American, |
date |
paid/received |
|
varying etc. |
option |
European etc |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other |
|
person relating to the voting rights of any relevant securities under any option referred to on this form or |
|
relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative |
|
referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
02/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Informa Plc |
|
Nature of connection # |
Advisor |
Related Shares:
BHP GroupInforma