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EPT Disclosure

29th May 2008 13:12

RNS Number : 5231V
Credit Suisse Securities (Eur) Ltd
29 May 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Securities (Europe) Limited

Company dealt in

Rio Tinto Plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

28-May-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

575,196

0.057

6,059 

0.000

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

 

 

Total

575,196

0.057

6,059 

0.000

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Buy

960

62.17 (GBP)

Buy

840

61.32 (GBP)

Buy

840

61.17 (GBP)

Buy

828

62.24 (GBP)

Buy

821

62.1 (GBP)

Buy

738

62.1 (GBP)

Buy

695

61.25 (GBP)

Buy

670

61.17 (GBP)

Buy

606

62.1 (GBP)

Buy

600

62.03 (GBP)

Buy

580

61.28 (GBP)

Buy

480

60.99 (GBP)

Buy

480

62.25 (GBP)

Buy

472

61.09 (GBP)

Buy

461

61.94 (GBP)

Buy

453

60.66 (GBP)

Buy

431

61.94 (GBP)

Buy

426

61.44 (GBP)

Buy

420

61.85 (GBP)

Buy

401

60.81 (GBP)

Buy

400

62.1 (GBP)

Buy

400

62.13 (GBP)

Buy

400

62.16 (GBP)

Buy

394

60.79 (GBP)

Buy

380

61.45 (GBP)

Buy

360

61.17 (GBP)

Buy

357

62.32 (GBP)

Buy

350

61.38 (GBP)

Buy

349

62.17 (GBP)

Buy

348

61.46 (GBP)

Buy

345

62.32 (GBP)

Buy

331

62.17 (GBP)

Buy

325

61.38 (GBP)

Buy

314

61.94 (GBP)

Buy

308

60.83 (GBP)

Buy

306

61.49 (GBP)

Buy

300

62.25 (GBP)

Buy

300

61.85 (GBP)

Buy

300

60.8 (GBP)

Buy

292

61.88 (GBP)

Buy

287

60.79 (GBP)

Buy

274

61.6 (GBP)

Buy

269

60.83 (GBP)

Buy

267

60.66 (GBP)

Buy

267

61.12 (GBP)

Buy

264

61.09 (GBP)

Buy

240

60.73 (GBP)

Buy

240

61.35 (GBP)

Buy

236

61.37 (GBP)

Buy

235

61.25 (GBP)

Buy

231

61.25 (GBP)

Buy

230

62.08 (GBP)

Buy

223

61.16 (GBP)

Buy

218

62.07 (GBP)

Buy

217

62.15 (GBP)

Buy

216

60.79 (GBP)

Buy

216

61.95 (GBP)

Buy

215

61.97 (GBP)

Buy

211

61.52 (GBP)

Buy

200

61.64 (GBP)

Buy

200

61.42 (GBP)

Buy

200

62.13 (GBP)

Buy

200

62.21 (GBP)

Buy

200

62.21 (GBP)

Buy

200

62.07 (GBP)

Buy

196

61.25 (GBP)

Buy

188

61.17 (GBP)

Buy

163

60.84 (GBP)

Buy

162

61.39 (GBP)

Buy

162

61.4 (GBP)

Buy

162

61.46 (GBP)

Buy

162

61.26 (GBP)

Buy

162

61.25 (GBP)

Buy

161

61.92 (GBP)

Buy

161

61.82 (GBP)

Buy

161

61.82 (GBP)

Buy

159

62.32 (GBP)

Buy

158

61.46 (GBP)

Buy

149

62.17 (GBP)

Buy

149

60.81 (GBP)

Buy

147

61.445 (GBP)

Buy

145

61.97 (GBP)

Buy

145

61.94 (GBP)

Buy

144

61.23 (GBP)

Buy

143

61.46 (GBP)

Buy

142

61.52 (GBP)

Buy

141

61.35 (GBP)

Buy

141

60.83 (GBP)

Buy

140

60.99 (GBP)

Buy

137

61.6 (GBP)

Buy

137

61.17 (GBP)

Buy

136

60.73 (GBP)

Buy

136

62.07 (GBP)

Buy

136

62.16 (GBP)

Buy

135

62.11 (GBP)

Buy

134

62.11 (GBP)

Buy

134

60.87 (GBP)

Buy

129

61.46 (GBP)

Buy

127

61.46 (GBP)

Buy

125

62.1 (GBP)

Buy

123

61.46 (GBP)

Buy

120

62.11 (GBP)

Buy

120

61.55 (GBP)

Buy

120

61.94 (GBP)

Buy

120

61.35 (GBP)

Buy

120

60.94 (GBP)

Buy

118

62.1 (GBP)

Buy

111

60.83 (GBP)

Buy

108

62.15 (GBP)

Buy

106

61.445 (GBP)

Buy

105

62.11 (GBP)

Buy

104

60.73 (GBP)

Buy

100

60.99 (GBP)

Buy

98

61.385 (GBP)

Buy

91

60.83 (GBP)

Buy

91

62.07 (GBP)

Buy

90

61.275 (GBP)

Buy

89

61.52 (GBP)

Buy

86

60.79 (GBP)

Buy

86

62 (GBP)

Buy

85

60.81 (GBP)

Buy

84

60.81 (GBP)

Buy

81

61.5 (GBP)

Buy

81

61.45 (GBP)

Buy

81

61.31 (GBP)

Buy

81

61.42 (GBP)

Buy

81

61.58 (GBP)

Buy

80

61.69 (GBP)

Buy

76

62.11 (GBP)

Buy

72

62.07 (GBP)

Buy

67

61.59 (GBP)

Buy

65

61.46 (GBP)

Buy

65

61.24 (GBP)

Buy

65

61.37 (GBP)

Buy

65

61.24 (GBP)

Buy

65

61.26 (GBP)

Buy

65

61.38 (GBP)

Buy

65

61.37 (GBP)

Buy

65

61.31 (GBP)

Buy

65

61.37 (GBP)

Buy

64

61.82 (GBP)

Buy

64

62.18 (GBP)

Buy

64

61.69 (GBP)

Buy

64

62.01 (GBP)

Buy

64

61.9 (GBP)

Buy

64

61.45 (GBP)

Buy

64

61.48 (GBP)

Buy

64

61.64 (GBP)

Buy

64

61.64 (GBP)

Buy

64

61.58 (GBP)

Buy

64

61.58 (GBP)

Buy

64

61.42 (GBP)

Buy

64

61.5 (GBP)

Buy

64

61.5 (GBP)

Buy

63

61.45 (GBP)

Buy

62

61.88 (GBP)

Buy

62

60.81 (GBP)

Buy

61

61.39 (GBP)

Buy

56

61.48 (GBP)

Buy

56

61.48 (GBP)

Buy

54

61.56 (GBP)

Buy

51

61.25 (GBP)

Buy

49

61.25 (GBP)

Buy

47

61.52 (GBP)

Buy

44

62.07 (GBP)

Buy

44

61.56 (GBP)

Buy

43

62.23 (GBP)

Buy

43

61.24 (GBP)

Buy

42

60.93 (GBP)

Buy

40

61.25 (GBP)

Buy

38

61.24 (GBP)

Buy

37

61.17 (GBP)

Buy

37

61.46 (GBP)

Buy

36

61.61 (GBP)

Buy

36

60.81 (GBP)

Buy

36

61.61 (GBP)

Buy

34

61.32 (GBP)

Buy

32

61.38 (GBP)

Buy

31

62.32 (GBP)

Buy

30

61.42 (GBP)

Buy

30

62.08 (GBP)

Buy

30

60.93 (GBP)

Buy

30

61.45 (GBP)

Buy

29

62.15 (GBP)

Buy

28

61.37 (GBP)

Buy

28

62 (GBP)

Buy

27

62.03 (GBP)

Buy

26

61.94 (GBP)

Buy

25

61.92 (GBP)

Buy

25

61.56 (GBP)

Buy

24

61.37 (GBP)

Buy

21

61.305 (GBP)

Buy

20

61.28 (GBP)

Buy

18

61.23 (GBP)

Buy

18

61.23 (GBP)

Buy

18

61.33 (GBP)

Buy

18

61.38 (GBP)

Buy

15

61.56 (GBP)

Buy

14

61.255 (GBP)

Buy

14

62.07 (GBP)

Buy

14

61.56 (GBP)

Buy

14

61.56 (GBP)

Buy

13

61.44 (GBP)

Buy

13

61.17 (GBP)

Buy

11

60.93 (GBP)

Buy

11

60.87 (GBP)

Buy

11

62.15 (GBP)

Buy

10

61.59 (GBP)

Buy

7

61.42 (GBP)

Buy

5

61.37 (GBP)

Buy

1

61.61 (GBP)

Sell

1700

61.34 (GBP)

Sell

1300

61.25 (GBP)

Sell

960

61.23 (GBP)

Sell

720

61.36 (GBP)

Sell

663

61.37 (GBP)

Sell

600

61.34 (GBP)

Sell

600

61.24 (GBP)

Sell

531

61.32 (GBP)

Sell

450

61.5 (GBP)

Sell

450

61.23 (GBP)

Sell

400

61.22 (GBP)

Sell

400

61.32 (GBP)

Sell

400

61.15 (GBP)

Sell

369

61.37 (GBP)

Sell

360

61.36 (GBP)

Sell

360

61.23 (GBP)

Sell

326

61.54 (GBP)

Sell

321

62.06 (GBP)

Sell

292

61.28 (GBP)

Sell

262

61.51 (GBP)

Sell

250

61.36 (GBP)

Sell

240

61.35 (GBP)

Sell

217

61.37 (GBP)

Sell

216

61.26 (GBP)

Sell

216

61.36 (GBP)

Sell

215

61.36 (GBP)

Sell

200

61.24 (GBP)

Sell

200

61.15 (GBP)

Sell

200

61.22 (GBP)

Sell

193

61.34 (GBP)

Sell

184

61.3 (GBP)

Sell

183

61.32 (GBP)

Sell

177

61.32 (GBP)

Sell

170

61.29 (GBP)

Sell

169

61.35 (GBP)

Sell

163

61.16 (GBP)

Sell

163

61.27 (GBP)

Sell

162

61.54 (GBP)

Sell

162

61.48 (GBP)

Sell

161

62.07 (GBP)

Sell

161

61.75 (GBP)

Sell

161

61.92 (GBP)

Sell

161

61.74 (GBP)

Sell

152

61.66 (GBP)

Sell

147

61.47 (GBP)

Sell

143

61.15 (GBP)

Sell

142

61.5 (GBP)

Sell

140

61.36 (GBP)

Sell

135

61.25 (GBP)

Sell

129

61.61 (GBP)

Sell

129

61.24 (GBP)

Sell

129

61.23 (GBP)

Sell

125

61.15 (GBP)

Sell

124

61.61 (GBP)

Sell

120

61.31 (GBP)

Sell

120

61.34 (GBP)

Sell

111

61.35 (GBP)

Sell

108

61.61 (GBP)

Sell

106

61.445 (GBP)

Sell

101

61.61 (GBP)

Sell

98

61.385 (GBP)

Sell

97

61.27 (GBP)

Sell

89

61.28 (GBP)

Sell

88

61.46 (GBP)

Sell

87

61.27 (GBP)

Sell

83

61.68 (GBP)

Sell

81

61.27 (GBP)

Sell

81

61.34 (GBP)

Sell

81

61.36 (GBP)

Sell

81

61.52 (GBP)

Sell

81

61.63 (GBP)

Sell

81

61.66 (GBP)

Sell

81

61.68 (GBP)

Sell

80

61.85 (GBP)

Sell

79

61.79 (GBP)

Sell

78

61.68 (GBP)

Sell

76

61.3 (GBP)

Sell

75

61.27 (GBP)

Sell

67

61.59 (GBP)

Sell

65

61.49 (GBP)

Sell

65

61.49 (GBP)

Sell

65

61.34 (GBP)

Sell

65

61.42 (GBP)

Sell

65

61.52 (GBP)

Sell

65

61.34 (GBP)

Sell

65

61.44 (GBP)

Sell

65

61.39 (GBP)

Sell

65

61.47 (GBP)

Sell

65

61.29 (GBP)

Sell

64

61.52 (GBP)

Sell

64

61.75 (GBP)

Sell

64

61.85 (GBP)

Sell

64

61.54 (GBP)

Sell

64

61.63 (GBP)

Sell

64

61.66 (GBP)

Sell

64

61.62 (GBP)

Sell

64

61.85 (GBP)

Sell

63

61.405 (GBP)

Sell

61

61.51 (GBP)

Sell

59

61.34 (GBP)

Sell

59

61.23 (GBP)

Sell

56

61.33 (GBP)

Sell

55

61.59 (GBP)

Sell

54

61.51 (GBP)

Sell

53

61.51 (GBP)

Sell

52

61.22 (GBP)

Sell

52

61.45 (GBP)

Sell

52

61.31 (GBP)

Sell

51

61.38 (GBP)

Sell

51

61.22 (GBP)

Sell

51

61.43 (GBP)

Sell

50

61.41 (GBP)

Sell

50

61.38 (GBP)

Sell

49

61.22 (GBP)

Sell

49

61.44 (GBP)

Sell

49

61.5 (GBP)

Sell

48

61.5 (GBP)

Sell

48

62.07 (GBP)

Sell

48

61.54 (GBP)

Sell

48

62.07 (GBP)

Sell

48

62.07 (GBP)

Sell

47

61.53 (GBP)

Sell

47

61.54 (GBP)

Sell

46

61.45 (GBP)

Sell

46

61.44 (GBP)

Sell

45

61.33 (GBP)

Sell

45

61.38 (GBP)

Sell

45

61.51 (GBP)

Sell

45

61.33 (GBP)

Sell

44

61.38 (GBP)

Sell

44

61.29 (GBP)

Sell

43

62.32 (GBP)

Sell

43

61.52 (GBP)

Sell

43

61.52 (GBP)

Sell

42

61.32 (GBP)

Sell

42

61.39 (GBP)

Sell

42

61.44 (GBP)

Sell

42

61.34 (GBP)

Sell

42

61.23 (GBP)

Sell

41

61.33 (GBP)

Sell

40

61.32 (GBP)

Sell

40

61.25 (GBP)

Sell

39

61.27 (GBP)

Sell

39

61.26 (GBP)

Sell

39

61.44 (GBP)

Sell

39

61.32 (GBP)

Sell

38

61.29 (GBP)

Sell

38

61.29 (GBP)

Sell

38

61.29 (GBP)

Sell

37

61.31 (GBP)

Sell

37

61.5 (GBP)

Sell

37

61.41 (GBP)

Sell

37

62.13 (GBP)

Sell

37

62.13 (GBP)

Sell

37

61.44 (GBP)

Sell

36

61.5 (GBP)

Sell

35

61.44 (GBP)

Sell

35

61.22 (GBP)

Sell

34

61.54 (GBP)

Sell

34

61.97 (GBP)

Sell

34

61.44 (GBP)

Sell

33

61.39 (GBP)

Sell

33

62 (GBP)

Sell

33

61.45 (GBP)

Sell

33

61.51 (GBP)

Sell

32

61.29 (GBP)

Sell

32

61.59 (GBP)

Sell

32

61.59 (GBP)

Sell

31

62.32 (GBP)

Sell

30

61.51 (GBP)

Sell

26

61.31 (GBP)

Sell

25

61.75 (GBP)

Sell

24

61.37 (GBP)

Sell

22

61.43 (GBP)

Sell

21

61.51 (GBP)

Sell

21

61.305 (GBP)

Sell

19

61.47 (GBP)

Sell

18

61.33 (GBP)

Sell

18

61.23 (GBP)

Sell

17

61.39 (GBP)

Sell

16

61.23 (GBP)

Sell

16

61.34 (GBP)

Sell

16

61.51 (GBP)

Sell

16

61.34 (GBP)

Sell

15

61.41 (GBP)

Sell

15

61.33 (GBP)

Sell

15

61.5 (GBP)

Sell

15

61.52 (GBP)

Sell

15

61.67 (GBP)

Sell

15

61.43 (GBP)

Sell

15

61.61 (GBP)

Sell

15

61.51 (GBP)

Sell

15

61.39 (GBP)

Sell

14

61.31 (GBP)

Sell

14

61.5 (GBP)

Sell

14

61.44 (GBP)

Sell

14

62.07 (GBP)

Sell

14

61.43 (GBP)

Sell

13

61.3 (GBP)

Sell

13

61.22 (GBP)

Sell

13

61.41 (GBP)

Sell

13

61.51 (GBP)

Sell

13

61.44 (GBP)

Sell

13

61.44 (GBP)

Sell

12

61.41 (GBP)

Sell

12

61.45 (GBP)

Sell

12

61.59 (GBP)

Sell

12

61.29 (GBP)

Sell

11

62.32 (GBP)

Sell

9

61.32 (GBP)

Sell

8

61.51 (GBP)

Sell

2

61.45 (GBP)

Sell

2

61.44 (GBP)

Sell

1

61.44 (GBP)

Sell

1

61.37 (GBP)

TOTAL BUYS:36214

TOTAL SELLS:24474

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

29-May-2008 09:04:24

Contact name

Collins,Carolyn

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMSEFFEUSASEFI

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81