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4FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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12-08-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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9544087
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0.284
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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9544087
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0.284
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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|
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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|
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
|
Price per unit (Note 4)
|
|
Purchase
|
37
|
37.20
|
|
Purchase
|
18,748
|
37.13
|
|
Purchase
|
480
|
37.13
|
|
Purchase
|
816
|
37.13
|
|
Purchase
|
787
|
37.13
|
|
Purchase
|
4,161
|
37.13
|
|
Purchase
|
1
|
37.13
|
|
Purchase
|
7
|
37.13
|
|
Purchase
|
6,471
|
37.15
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|
Purchase
|
1,517
|
37.15
|
|
Purchase
|
2,000
|
37.15
|
|
Purchase
|
1
|
37.15
|
|
Purchase
|
193
|
37.15
|
|
Purchase
|
3,037
|
37.15
|
|
Purchase
|
540
|
37.15
|
|
Purchase
|
1,708
|
37.15
|
|
Purchase
|
346
|
37.15
|
|
Purchase
|
500
|
37.15
|
|
Purchase
|
133
|
37.15
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|
Purchase
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2,887
|
37.15
|
|
Purchase
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5,654
|
37.15
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|
Purchase
|
13
|
37.13
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|
Purchase
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7,021
|
37.12
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|
Purchase
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17,979
|
37.12
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|
Purchase
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25,000
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37.20
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|
Purchase
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500
|
37.22
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|
Purchase
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500
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37.22
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|
Purchase
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8,616
|
37.28
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|
Purchase
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3,569
|
37.28
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|
Purchase
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1,840
|
37.28
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|
Purchase
|
413
|
37.20
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|
Purchase
|
969
|
37.20
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|
Purchase
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1
|
37.20
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|
Purchase
|
3,610
|
37.20
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|
Purchase
|
134
|
37.18
|
|
Purchase
|
88
|
37.18
|
|
Purchase
|
159
|
37.18
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|
Purchase
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1,016
|
37.16
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|
Purchase
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7
|
37.16
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|
Purchase
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290
|
37.16
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|
Purchase
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2,771
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37.16
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|
Purchase
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1,500
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37.16
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|
Purchase
|
134
|
37.16
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|
Purchase
|
28
|
37.16
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|
Purchase
|
79
|
37.16
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|
Purchase
|
190
|
37.15
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|
Purchase
|
250
|
37.15
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Purchase
|
474
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37.15
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Purchase
|
388
|
37.15
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|
Purchase
|
99
|
37.15
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|
Purchase
|
999
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37.15
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Purchase
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2,432
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37.06
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Purchase
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1,000
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37.06
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Purchase
|
229
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37.06
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Purchase
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500
|
37.06
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Purchase
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1,186
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37.03
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Purchase
|
87
|
37.03
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|
Purchase
|
229
|
37.03
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|
Purchase
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2,338
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36.93
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|
Purchase
|
112
|
36.93
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|
Purchase
|
548
|
36.93
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|
Purchase
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1,163
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36.91
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|
Purchase
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1,606
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36.88
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|
Purchase
|
388
|
36.88
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|
Purchase
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2,167
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36.88
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|
Purchase
|
826
|
36.86
|
|
Purchase
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1,000
|
36.86
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|
Purchase
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1
|
36.86
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|
Purchase
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112
|
36.86
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|
Purchase
|
1
|
36.86
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|
Purchase
|
760
|
36.86
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|
Purchase
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5
|
36.86
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Purchase
|
698
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36.86
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|
Purchase
|
758
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36.86
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Purchase
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2,126
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36.76
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Purchase
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1
|
36.76
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|
Purchase
|
125
|
36.76
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|
Purchase
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1
|
36.76
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Purchase
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2,126
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36.76
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|
Purchase
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31
|
36.85
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|
Purchase
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159
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36.85
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Purchase
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283
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36.85
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Purchase
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1,434
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36.85
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Purchase
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35
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36.85
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|
Purchase
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291
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36.85
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|
Purchase
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193
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36.85
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|
Purchase
|
90
|
36.85
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|
Purchase
|
748
|
36.85
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|
Purchase
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1,736
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36.85
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|
Purchase
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2,731
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36.80
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|
Purchase
|
851
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36.80
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|
Purchase
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229
|
36.80
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|
Purchase
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57
|
36.80
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|
Purchase
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5,000
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36.80
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|
Purchase
|
100
|
36.80
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|
Purchase
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1
|
36.80
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|
Purchase
|
1,000
|
36.80
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|
Purchase
|
31
|
36.80
|
|
Purchase
|
1
|
36.76
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|
Purchase
|
72
|
36.76
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|
Purchase
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4,001
|
36.74
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|
Purchase
|
767
|
36.76
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|
Purchase
|
263
|
36.76
|
|
Purchase
|
1
|
36.76
|
|
Purchase
|
96
|
36.76
|
|
Purchase
|
285
|
36.76
|
|
Purchase
|
2,000
|
36.76
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|
Purchase
|
468
|
36.74
|
|
Purchase
|
231
|
36.74
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|
Purchase
|
300
|
36.74
|
|
Purchase
|
111
|
36.76
|
|
Purchase
|
1,500
|
36.75
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|
Purchase
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3,389
|
36.75
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|
Purchase
|
400
|
36.42
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|
Purchase
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2,813
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36.35
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|
Purchase
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227
|
36.35
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|
Purchase
|
555
|
36.35
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|
Purchase
|
566
|
36.35
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|
Purchase
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64
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36.29
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|
Purchase
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3,771
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36.32
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|
Purchase
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216
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36.32
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|
Purchase
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174
|
36.32
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|
Purchase
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1,279
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36.29
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|
Purchase
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1,491
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36.27
|
|
Purchase
|
170
|
36.27
|
|
Purchase
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1,757
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36.27
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|
Purchase
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10,167
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36.35
|
|
Purchase
|
815
|
36.28
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|
Purchase
|
253
|
36.28
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|
Purchase
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4,161
|
36.12
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|
Purchase
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4,161
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36.13
|
|
Purchase
|
1
|
36.00
|
|
Purchase
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2,588
|
36.76
|
|
Purchase
|
232
|
36.29
|
|
Purchase
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310,591
|
37.39
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|
Purchase
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18,809
|
37.39
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|
Purchase
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329,940
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37.38
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|
Sale
|
-4,161
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37.13
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|
Sale
|
-2,366
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36.84
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|
Sale
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-5,000
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36.84
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|
Sale
|
-355
|
36.84
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|
Sale
|
-173
|
36.84
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|
Sale
|
-31,000
|
36.80
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|
Sale
|
-250
|
36.60
|
|
Sale
|
-400
|
37.26
|
|
Sale
|
-1,699
|
37.11
|
|
Sale
|
-300
|
37.11
|
|
Sale
|
-1
|
37.11
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|
Sale
|
-372
|
37.13
|
|
Sale
|
-28
|
37.13
|
|
Sale
|
-500
|
37.23
|
|
Sale
|
-53
|
36.84
|
|
Sale
|
-1
|
36.84
|
|
Sale
|
-239
|
36.84
|
|
Sale
|
-525
|
36.85
|
|
Sale
|
-8,912
|
36.80
|
|
Sale
|
-1,149
|
36.80
|
|
Sale
|
-136
|
36.80
|
|
Sale
|
-1
|
36.80
|
|
Sale
|
-4,608
|
36.80
|
|
Sale
|
-4,046
|
36.80
|
|
Sale
|
-2,813
|
36.80
|
|
Sale
|
-2,965
|
36.80
|
|
Sale
|
-238
|
36.80
|
|
Sale
|
-2,369
|
36.80
|
|
Sale
|
-2,648
|
36.80
|
|
Sale
|
-2,550
|
36.80
|
|
Sale
|
-5,000
|
36.80
|
|
Sale
|
-60
|
36.80
|
|
Sale
|
-360
|
36.80
|
|
Sale
|
-418
|
36.80
|
|
Sale
|
-612
|
36.80
|
|
Sale
|
-1
|
36.80
|
|
Sale
|
-235
|
36.80
|
|
Sale
|
-10,000
|
36.80
|
|
Sale
|
-700
|
36.80
|
|
Sale
|
-1
|
36.81
|
|
Sale
|
-178
|
36.81
|
|
Sale
|
-220
|
36.70
|
|
Sale
|
-210
|
36.37
|
|
Sale
|
-230
|
36.19
|
|
Sale
|
-329,940
|
37.38
|
|
Sale
|
-329,940
|
37.39
|
|
|
|
TOTAL BUYS:874872
TOTAL SELLS:757963
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
|
Price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
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(c) Options transactions in respect of existing securities
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|
(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
|
Writing, selling, purchasing, varying etc.
|
Number of securities to which the option relates (Note 6)
|
Exercise price
|
Type, e.g. American, European etc.
|
Expiry date
|
Option money paid/received per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising
|
|
Product name, e.g. call option
|
Number of securities
|
Exercise price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
(d) Other dealings (including new securities) (Note 3)
|
|
Nature of transaction (Note 7)
|
Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
|
|
|
|
|
4. OTHER INFORMATION
|
|
Agreements, arrangements or understandings relating to options or derivatives
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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|
|
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|
|
Is a Supplemental Form 38.5(b) attached? (Note 8) No
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|
|
|
Date of disclosure
|
13-08-2008
|
|
Contact name
|
Carolyn Collins/ Simon Crawley
|
|
Telephone number
|
44 20 7888 0241
|
|
Name of offeree/offeror with which connected
|
Rio Tinto Plc
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|
Nature of connection (Note 9)
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ADVISOR
|
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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