27th Nov 2008 11:59
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
Deutsche Securities Australia Limited
|
|
Company dealt in |
Rio Tinto Limited
|
|
Class of relevant security to which the dealings being disclosed relate (Note 1)
|
Ordinary |
|
Date of dealing |
26/11/2008
|
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
|
Long |
Short |
|||
|
Number (%) |
Number (%) |
|||
|
(1) Relevant securities |
2,548,533 |
0.56 |
-1,155,848 |
-0.25 |
|
(2) Derivatives (other than options) |
941,635 |
0.21 |
-1,448,144 |
-0.32 |
|
(3) Options and agreements to purchase/sell |
778,140 |
0.17 |
-983,100 |
-0.22 |
|
Total |
4,268,308 |
0.93 |
-3,587,092 |
-0.79 |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
||
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
||
|
Total |
Rights to subscribe (Note 2)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 3)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 4) AUD $ |
|
Purchase |
1261 |
63.90 |
|
Purchase |
1734 |
41.44 |
|
Purchase |
10828 |
42.01 |
|
Purchase |
50 |
40.80 |
|
Purchase |
2000 |
40.98 |
|
Purchase |
120278 |
41.00 |
|
Purchase |
844 |
41.15 |
|
Purchase |
80 |
41.21 |
|
Purchase |
1137 |
41.25 |
|
Purchase |
500 |
41.26 |
|
Purchase |
1239 |
41.30 |
|
Purchase |
495 |
41.40 |
|
Purchase |
4346 |
41.45 |
|
Purchase |
1021 |
41.48 |
|
Purchase |
127 |
41.60 |
|
Purchase |
1783 |
41.65 |
|
Purchase |
250 |
41.66 |
|
Purchase |
1757 |
41.70 |
|
Purchase |
471 |
41.80 |
|
Purchase |
1500 |
41.85 |
|
Purchase |
230 |
41.89 |
|
Purchase |
22002 |
41.90 |
|
Purchase |
110 |
41.97 |
|
Purchase |
726 |
41.98 |
|
Purchase |
3439 |
42.00 |
|
Purchase |
11644 |
42.01 |
|
Purchase |
500 |
42.05 |
|
Purchase |
2196 |
42.10 |
|
Purchase |
1877 |
42.19 |
|
Purchase |
12239 |
42.20 |
|
Purchase |
568 |
42.60 |
|
Purchase |
2200 |
42.82 |
|
Purchase |
2955 |
42.86 |
|
Purchase |
5154 |
42.90 |
|
Purchase |
6957 |
42.99 |
|
Purchase |
51290 |
43.00 |
|
Purchase |
3070 |
43.01 |
|
Purchase |
250 |
43.03 |
|
Purchase |
3400 |
43.04 |
|
Purchase |
1346 |
43.05 |
|
Purchase |
2919 |
43.10 |
|
Purchase |
3556 |
43.15 |
|
Purchase |
4114 |
43.19 |
|
Purchase |
1274 |
43.20 |
|
Purchase |
1000 |
43.22 |
|
Purchase |
1690 |
43.25 |
|
Purchase |
350 |
43.27 |
|
Purchase |
1926 |
43.30 |
|
Purchase |
420 |
43.49 |
|
Purchase |
732 |
43.50 |
|
Purchase |
400 |
43.55 |
|
Purchase |
100 |
43.71 |
|
Purchase |
2500 |
43.99 |
|
Purchase |
50 |
44.00 |
|
Purchase |
1651 |
44.35 |
|
Purchase |
100 |
44.40 |
|
Purchase |
150 |
44.45 |
|
Purchase |
3000 |
44.48 |
|
Purchase |
150 |
44.49 |
|
Purchase |
80 |
44.50 |
|
Purchase |
100 |
44.75 |
|
Purchase |
846 |
44.80 |
|
Purchase |
200 |
44.99 |
|
Purchase |
100500 |
45.00 |
|
Purchase |
500 |
45.12 |
|
Purchase |
500 |
45.22 |
|
Purchase |
186 |
41.05 |
|
Purchase |
1296 |
41.95 |
|
Purchase |
1532 |
42.51 |
|
Purchase |
5 |
42.67 |
|
Purchase |
250 |
42.80 |
|
Purchase |
4299 |
42.93 |
|
Purchase |
3015 |
42.98 |
|
Purchase |
346 |
43.12 |
|
Purchase |
335 |
43.41 |
|
Purchase |
113 |
44.31 |
|
Purchase |
345 |
44.89 |
|
Purchase |
2450 |
42.16 |
|
Purchase |
75682 |
43.17 |
|
Purchase |
51811 |
42.63 |
|
Purchase |
4264 |
41.67 |
|
Purchase |
345 |
41.68 |
|
Purchase |
346 |
41.69 |
|
Purchase |
1234 |
41.81 |
|
Purchase |
1192 |
41.86 |
|
Purchase |
3088 |
41.88 |
|
Purchase |
951 |
41.94 |
|
Purchase |
563 |
42.07 |
|
Purchase |
1380 |
42.11 |
|
Purchase |
2576 |
42.21 |
|
Purchase |
95 |
42.23 |
|
Purchase |
162 |
42.30 |
|
Purchase |
585 |
42.68 |
|
Purchase |
1190 |
42.76 |
|
Purchase |
200 |
42.81 |
|
Purchase |
6373 |
42.85 |
|
Purchase |
346 |
42.88 |
|
Purchase |
3565 |
42.89 |
|
Purchase |
1713 |
42.94 |
|
Purchase |
130 |
42.95 |
|
Purchase |
4341 |
42.97 |
|
Purchase |
345 |
43.02 |
|
Purchase |
345 |
43.06 |
|
Purchase |
950 |
43.08 |
|
Purchase |
50 |
43.13 |
|
Purchase |
345 |
43.14 |
|
Purchase |
345 |
43.17 |
|
Purchase |
502 |
43.18 |
|
Purchase |
2000 |
43.31 |
|
Purchase |
345 |
43.35 |
|
Purchase |
6083 |
43.40 |
|
Purchase |
364 |
43.51 |
|
Purchase |
345 |
43.58 |
|
Purchase |
42 |
43.90 |
|
Purchase |
344 |
44.43 |
|
Purchase |
344 |
44.47 |
|
Purchase |
345 |
44.82 |
|
Purchase |
157 |
41.01 |
|
Purchase |
360 |
41.02 |
|
Purchase |
505 |
41.03 |
|
Purchase |
157 |
41.11 |
|
Purchase |
174 |
42.52 |
|
Purchase |
38 |
43.66 |
|
Purchase |
364 |
44.01 |
|
Purchase |
344 |
40.99 |
|
Purchase |
345 |
43.72 |
|
Purchase |
17500 |
41.51 |
|
Purchase |
1604 |
41.71 |
|
Purchase |
1279 |
41.72 |
|
Purchase |
1234 |
41.73 |
|
Purchase |
3249 |
41.76 |
|
Purchase |
947 |
41.78 |
|
Purchase |
1027 |
41.79 |
|
Purchase |
1020 |
41.83 |
|
Purchase |
2846 |
41.91 |
|
Purchase |
1706 |
41.93 |
|
Purchase |
155 |
42.06 |
|
Purchase |
1378 |
42.15 |
|
Purchase |
1029 |
42.17 |
|
Purchase |
1251 |
42.22 |
|
Purchase |
1207 |
42.25 |
|
Purchase |
1025 |
42.28 |
|
Purchase |
122 |
42.41 |
|
Purchase |
1500 |
42.43 |
|
Purchase |
1693 |
42.46 |
|
Purchase |
1243 |
42.53 |
|
Purchase |
41 |
42.56 |
|
Purchase |
1575 |
42.59 |
|
Purchase |
1201 |
42.63 |
|
Purchase |
1270 |
42.65 |
|
Purchase |
1177 |
42.75 |
|
Purchase |
2400 |
42.87 |
|
Purchase |
490 |
42.96 |
|
Purchase |
129 |
43.23 |
|
Purchase |
586 |
43.91 |
|
Purchase |
23 |
43.97 |
|
Purchase |
8 |
45.15 |
|
Purchase |
344 |
40.95 |
|
Purchase |
314 |
41.19 |
|
Purchase |
1036 |
41.27 |
|
Purchase |
346 |
41.29 |
|
Purchase |
345 |
41.34 |
|
Purchase |
345 |
41.35 |
|
Purchase |
345 |
41.47 |
|
Purchase |
24979 |
41.50 |
|
Purchase |
346 |
41.63 |
|
Purchase |
345 |
42.32 |
|
Purchase |
10000 |
42.40 |
|
Purchase |
5000 |
42.54 |
|
Purchase |
18515 |
42.55 |
|
Purchase |
59 |
42.69 |
|
Purchase |
692 |
43.38 |
|
Purchase |
346 |
43.43 |
|
Purchase |
346 |
43.48 |
|
Purchase |
346 |
43.75 |
|
Purchase |
688 |
40.94 |
|
Purchase |
718 |
41.20 |
|
Purchase |
286 |
42.70 |
|
Purchase |
345 |
43.45 |
|
Purchase |
346 |
43.67 |
|
Purchase |
346 |
44.90 |
|
Purchase |
748900 |
42.73 |
|
Total Purchases |
1,472,097 |
|
|
Sale |
1262 |
63.90 |
|
Sale |
26200 |
64.64 |
|
Sale |
1951 |
41.44 |
|
Sale |
2420 |
42.77 |
|
Sale |
80000 |
42.89 |
|
Sale |
283 |
40.98 |
|
Sale |
89972 |
41.00 |
|
Sale |
2170 |
41.25 |
|
Sale |
154 |
41.26 |
|
Sale |
18789 |
41.30 |
|
Sale |
12880 |
41.40 |
|
Sale |
7175 |
41.45 |
|
Sale |
17146 |
41.48 |
|
Sale |
13539 |
41.60 |
|
Sale |
2843 |
41.65 |
|
Sale |
6310 |
41.66 |
|
Sale |
56571 |
41.70 |
|
Sale |
6276 |
41.80 |
|
Sale |
2055 |
41.85 |
|
Sale |
1393 |
41.89 |
|
Sale |
71807 |
41.90 |
|
Sale |
1285 |
41.97 |
|
Sale |
2452 |
41.98 |
|
Sale |
253052 |
42.01 |
|
Sale |
4636 |
42.05 |
|
Sale |
533 |
42.10 |
|
Sale |
3071 |
42.19 |
|
Sale |
51006 |
42.20 |
|
Sale |
50799 |
42.60 |
|
Sale |
947 |
42.82 |
|
Sale |
1381 |
42.86 |
|
Sale |
15664 |
42.90 |
|
Sale |
14121 |
42.99 |
|
Sale |
56975 |
43.00 |
|
Sale |
18931 |
43.01 |
|
Sale |
4226 |
43.03 |
|
Sale |
3126 |
43.04 |
|
Sale |
9984 |
43.05 |
|
Sale |
2879 |
43.10 |
|
Sale |
5237 |
43.15 |
|
Sale |
678 |
43.19 |
|
Sale |
40200 |
43.20 |
|
Sale |
2365 |
43.22 |
|
Sale |
4688 |
43.25 |
|
Sale |
5546 |
43.27 |
|
Sale |
6867 |
43.30 |
|
Sale |
1391 |
43.49 |
|
Sale |
65359 |
43.50 |
|
Sale |
3948 |
43.55 |
|
Sale |
913 |
43.71 |
|
Sale |
12373 |
43.99 |
|
Sale |
50893 |
44.00 |
|
Sale |
42 |
44.35 |
|
Sale |
1542 |
44.40 |
|
Sale |
12507 |
44.50 |
|
Sale |
3498 |
44.80 |
|
Sale |
6191 |
44.99 |
|
Sale |
54948 |
45.00 |
|
Sale |
18 |
45.12 |
|
Sale |
1446 |
41.05 |
|
Sale |
347 |
41.06 |
|
Sale |
8038 |
41.95 |
|
Sale |
611 |
41.99 |
|
Sale |
1473 |
42.44 |
|
Sale |
735 |
42.45 |
|
Sale |
886 |
42.51 |
|
Sale |
1651 |
42.66 |
|
Sale |
152 |
42.67 |
|
Sale |
18913 |
42.80 |
|
Sale |
53 |
42.83 |
|
Sale |
228 |
42.84 |
|
Sale |
10892 |
42.93 |
|
Sale |
1517 |
42.98 |
|
Sale |
1857 |
43.09 |
|
Sale |
844 |
43.12 |
|
Sale |
2419 |
43.41 |
|
Sale |
2420 |
43.96 |
|
Sale |
525 |
44.31 |
|
Sale |
1000 |
44.44 |
|
Sale |
704 |
44.85 |
|
Sale |
100 |
44.89 |
|
Sale |
1650 |
44.94 |
|
Sale |
236 |
45.21 |
|
Sale |
1000 |
42.92 |
|
Sale |
55577 |
43.20 |
|
Sale |
28888 |
43.21 |
|
Sale |
14491 |
41.67 |
|
Sale |
134 |
41.68 |
|
Sale |
2698 |
41.69 |
|
Sale |
3428 |
41.81 |
|
Sale |
3841 |
41.84 |
|
Sale |
8700 |
41.86 |
|
Sale |
3224 |
41.88 |
|
Sale |
2215 |
41.94 |
|
Sale |
3797 |
42.07 |
|
Sale |
367 |
42.11 |
|
Sale |
1149 |
42.18 |
|
Sale |
393 |
42.21 |
|
Sale |
3441 |
42.23 |
|
Sale |
7946 |
42.30 |
|
Sale |
108 |
42.68 |
|
Sale |
2606 |
42.76 |
|
Sale |
2772 |
42.81 |
|
Sale |
6288 |
42.85 |
|
Sale |
1072 |
42.88 |
|
Sale |
3025 |
42.89 |
|
Sale |
1257 |
42.94 |
|
Sale |
4524 |
42.95 |
|
Sale |
135 |
42.97 |
|
Sale |
445 |
43.02 |
|
Sale |
1450 |
43.06 |
|
Sale |
5966 |
43.08 |
|
Sale |
2364 |
43.11 |
|
Sale |
1928 |
43.13 |
|
Sale |
1934 |
43.14 |
|
Sale |
2292 |
43.16 |
|
Sale |
3754 |
43.17 |
|
Sale |
4354 |
43.18 |
|
Sale |
3590 |
43.21 |
|
Sale |
1022 |
43.28 |
|
Sale |
5788 |
43.29 |
|
Sale |
4490 |
43.31 |
|
Sale |
4085 |
43.32 |
|
Sale |
1667 |
43.33 |
|
Sale |
14969 |
43.35 |
|
Sale |
1737 |
43.36 |
|
Sale |
1891 |
43.39 |
|
Sale |
14693 |
43.40 |
|
Sale |
2272 |
43.44 |
|
Sale |
14967 |
43.51 |
|
Sale |
6536 |
43.52 |
|
Sale |
1469 |
43.56 |
|
Sale |
2497 |
43.58 |
|
Sale |
5928 |
43.60 |
|
Sale |
1288 |
43.61 |
|
Sale |
651 |
43.69 |
|
Sale |
3995 |
43.70 |
|
Sale |
885 |
43.77 |
|
Sale |
151 |
43.84 |
|
Sale |
11388 |
43.85 |
|
Sale |
11348 |
43.90 |
|
Sale |
262 |
43.92 |
|
Sale |
1016 |
43.98 |
|
Sale |
700 |
44.02 |
|
Sale |
544 |
44.24 |
|
Sale |
50 |
44.32 |
|
Sale |
150 |
44.37 |
|
Sale |
1950 |
44.43 |
|
Sale |
57 |
44.46 |
|
Sale |
988 |
44.47 |
|
Sale |
46 |
44.82 |
|
Sale |
42 |
44.84 |
|
Sale |
362 |
44.87 |
|
Sale |
186 |
44.88 |
|
Sale |
1193 |
44.98 |
|
Sale |
6200 |
45.01 |
|
Sale |
52 |
45.02 |
|
Sale |
2648 |
41.01 |
|
Sale |
221 |
41.02 |
|
Sale |
63 |
41.03 |
|
Sale |
2287 |
42.52 |
|
Sale |
862 |
43.66 |
|
Sale |
736 |
40.99 |
|
Sale |
180 |
41.14 |
|
Sale |
1709 |
41.39 |
|
Sale |
6133 |
41.49 |
|
Sale |
318 |
42.79 |
|
Sale |
832 |
43.24 |
|
Sale |
792 |
43.72 |
|
Sale |
489 |
43.73 |
|
Sale |
171 |
44.10 |
|
Sale |
1399 |
41.71 |
|
Sale |
234 |
41.72 |
|
Sale |
8143 |
41.73 |
|
Sale |
2035 |
41.76 |
|
Sale |
3010 |
41.78 |
|
Sale |
2801 |
41.79 |
|
Sale |
386 |
41.83 |
|
Sale |
917 |
41.91 |
|
Sale |
5280 |
41.93 |
|
Sale |
1113 |
42.06 |
|
Sale |
400 |
42.15 |
|
Sale |
633 |
42.17 |
|
Sale |
274 |
42.22 |
|
Sale |
2028 |
42.28 |
|
Sale |
36 |
42.43 |
|
Sale |
206 |
42.46 |
|
Sale |
22 |
42.53 |
|
Sale |
2161 |
42.56 |
|
Sale |
1414 |
42.59 |
|
Sale |
455 |
42.63 |
|
Sale |
876 |
42.65 |
|
Sale |
9639 |
42.75 |
|
Sale |
1028 |
42.87 |
|
Sale |
10237 |
42.96 |
|
Sale |
1523 |
43.23 |
|
Sale |
144 |
43.91 |
|
Sale |
47 |
43.97 |
|
Sale |
12 |
40.95 |
|
Sale |
76 |
40.96 |
|
Sale |
33 |
40.97 |
|
Sale |
6 |
41.04 |
|
Sale |
14 |
41.07 |
|
Sale |
220 |
41.08 |
|
Sale |
260 |
41.09 |
|
Sale |
2681 |
41.10 |
|
Sale |
137 |
41.12 |
|
Sale |
110 |
41.17 |
|
Sale |
278 |
41.19 |
|
Sale |
149 |
41.22 |
|
Sale |
2650 |
41.27 |
|
Sale |
1204 |
41.28 |
|
Sale |
799 |
41.29 |
|
Sale |
2621 |
41.31 |
|
Sale |
183 |
41.32 |
|
Sale |
270 |
41.34 |
|
Sale |
8318 |
41.35 |
|
Sale |
3386 |
41.36 |
|
Sale |
12 |
41.37 |
|
Sale |
69 |
41.38 |
|
Sale |
915 |
41.41 |
|
Sale |
390 |
41.42 |
|
Sale |
138 |
41.43 |
|
Sale |
578 |
41.47 |
|
Sale |
19535 |
41.50 |
|
Sale |
28 |
41.55 |
|
Sale |
112 |
41.57 |
|
Sale |
195 |
41.59 |
|
Sale |
177 |
41.61 |
|
Sale |
365 |
41.62 |
|
Sale |
1173 |
41.63 |
|
Sale |
107 |
41.64 |
|
Sale |
653 |
41.74 |
|
Sale |
2388 |
41.77 |
|
Sale |
702 |
41.82 |
|
Sale |
4109 |
41.87 |
|
Sale |
2199 |
41.92 |
|
Sale |
1670 |
42.03 |
|
Sale |
2344 |
42.08 |
|
Sale |
3235 |
42.09 |
|
Sale |
136 |
42.13 |
|
Sale |
557 |
42.14 |
|
Sale |
2097 |
42.24 |
|
Sale |
141 |
42.26 |
|
Sale |
2937 |
42.27 |
|
Sale |
1806 |
42.29 |
|
Sale |
1362 |
42.31 |
|
Sale |
2504 |
42.32 |
|
Sale |
90 |
42.34 |
|
Sale |
580 |
42.35 |
|
Sale |
500 |
42.37 |
|
Sale |
121 |
42.38 |
|
Sale |
216 |
42.39 |
|
Sale |
614 |
42.40 |
|
Sale |
1469 |
42.47 |
|
Sale |
70 |
42.48 |
|
Sale |
2229 |
42.49 |
|
Sale |
49954 |
42.50 |
|
Sale |
387 |
42.54 |
|
Sale |
8013 |
42.55 |
|
Sale |
473 |
42.57 |
|
Sale |
93 |
42.58 |
|
Sale |
505 |
42.61 |
|
Sale |
341 |
42.62 |
|
Sale |
194 |
42.64 |
|
Sale |
229 |
42.69 |
|
Sale |
251 |
42.71 |
|
Sale |
858 |
42.72 |
|
Sale |
450 |
42.73 |
|
Sale |
2387 |
42.74 |
|
Sale |
272 |
42.77 |
|
Sale |
9 |
42.91 |
|
Sale |
11565 |
42.92 |
|
Sale |
1 |
43.07 |
|
Sale |
1690 |
43.37 |
|
Sale |
1010 |
43.38 |
|
Sale |
1473 |
43.42 |
|
Sale |
866 |
43.43 |
|
Sale |
1227 |
43.47 |
|
Sale |
840 |
43.48 |
|
Sale |
965 |
43.53 |
|
Sale |
370 |
43.62 |
|
Sale |
177 |
43.63 |
|
Sale |
493 |
43.74 |
|
Sale |
1837 |
43.75 |
|
Sale |
8 |
43.76 |
|
Sale |
43 |
43.78 |
|
Sale |
5844 |
43.80 |
|
Sale |
1216 |
43.81 |
|
Sale |
1109 |
43.82 |
|
Sale |
1635 |
43.86 |
|
Sale |
587 |
43.88 |
|
Sale |
970 |
43.89 |
|
Sale |
90 |
43.93 |
|
Sale |
161 |
43.94 |
|
Sale |
2528 |
43.95 |
|
Sale |
61 |
44.07 |
|
Sale |
70 |
44.08 |
|
Sale |
30 |
44.12 |
|
Sale |
10 |
44.18 |
|
Sale |
130 |
44.19 |
|
Sale |
33 |
44.27 |
|
Sale |
60 |
44.29 |
|
Sale |
105 |
44.30 |
|
Sale |
174 |
44.34 |
|
Sale |
10 |
44.59 |
|
Sale |
24 |
44.60 |
|
Sale |
25 |
44.66 |
|
Sale |
29 |
44.70 |
|
Sale |
24 |
44.72 |
|
Sale |
6 |
44.73 |
|
Sale |
68 |
44.79 |
|
Sale |
106 |
44.86 |
|
Sale |
23 |
45.03 |
|
Sale |
10 |
45.04 |
|
Sale |
31 |
45.05 |
|
Sale |
71 |
45.13 |
|
Sale |
3 |
45.24 |
|
Sale |
74 |
45.27 |
|
Sale |
132 |
45.28 |
|
Sale |
11 |
45.29 |
|
Sale |
1026 |
45.30 |
|
Sale |
5437 |
42.70 |
|
Sale |
3740 |
43.45 |
|
Sale |
667 |
43.67 |
|
Sale |
1320 |
42.02 |
|
Sale |
110 |
43.26 |
|
Sale |
689 |
43.34 |
|
Sale |
530 |
43.46 |
|
Sale |
1643 |
43.54 |
|
Sale |
1330 |
43.57 |
|
Sale |
895 |
43.59 |
|
Sale |
241 |
43.64 |
|
Sale |
486 |
43.65 |
|
Sale |
901 |
43.68 |
|
Sale |
702 |
43.79 |
|
Sale |
50 |
43.83 |
|
Sale |
489 |
43.87 |
|
Sale |
187 |
44.03 |
|
Sale |
1633 |
45.36 |
|
Sale |
5000 |
44.20 |
|
Sale |
4000 |
41.75 |
|
Total Sales |
1,862,162 |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 5) |
Number of securities (Note 6) |
Price per unit (Note 4) AUD $ |
|
CFD |
Long |
1262 |
63.90 |
|
CFD |
Long |
26200 |
64.64 |
|
CFD |
Long |
175 |
41.44 |
|
CFD |
Long |
180 |
40.99 |
|
CFD |
Long |
180 |
41.14 |
|
CFD |
Long |
414 |
41.39 |
|
CFD |
Long |
157 |
41.40 |
|
CFD |
Long |
4 |
41.48 |
|
CFD |
Long |
175 |
41.49 |
|
CFD |
Long |
157 |
41.65 |
|
CFD |
Long |
245 |
41.66 |
|
CFD |
Long |
200 |
41.99 |
|
CFD |
Long |
318 |
42.79 |
|
CFD |
Long |
3294 |
43.17 |
|
CFD |
Long |
455 |
43.19 |
|
CFD |
Long |
285 |
43.24 |
|
CFD |
Long |
1640 |
43.30 |
|
CFD |
Long |
333 |
43.69 |
|
CFD |
Long |
156 |
43.72 |
|
CFD |
Long |
156 |
43.73 |
|
CFD |
Long |
171 |
44.10 |
|
CFD |
Long |
200 |
41.05 |
|
CFD |
Long |
30 |
42.51 |
|
CFD |
Long |
852 |
43.41 |
|
CFD |
Long |
500 |
43.50 |
|
CFD |
Long |
1389 |
43.51 |
|
CFD |
Long |
2420 |
42.77 |
|
CFD |
Long |
80000 |
42.89 |
|
CFD |
Long |
12 |
41.67 |
|
CFD |
Long |
100 |
41.68 |
|
CFD |
Long |
51 |
41.69 |
|
CFD |
Long |
358 |
41.81 |
|
CFD |
Long |
142 |
41.84 |
|
CFD |
Long |
643 |
41.85 |
|
CFD |
Long |
500 |
41.86 |
|
CFD |
Long |
2203 |
41.88 |
|
CFD |
Long |
100 |
41.89 |
|
CFD |
Long |
700 |
41.90 |
|
CFD |
Long |
1539 |
41.94 |
|
CFD |
Long |
679 |
42.07 |
|
CFD |
Long |
533 |
42.10 |
|
CFD |
Long |
88 |
42.11 |
|
CFD |
Long |
189 |
42.18 |
|
CFD |
Long |
820 |
42.20 |
|
CFD |
Long |
149 |
42.21 |
|
CFD |
Long |
2824 |
42.23 |
|
CFD |
Long |
583 |
42.30 |
|
CFD |
Long |
95 |
42.68 |
|
CFD |
Long |
100 |
42.76 |
|
CFD |
Long |
696 |
42.81 |
|
CFD |
Long |
3170 |
42.85 |
|
CFD |
Long |
1270 |
42.86 |
|
CFD |
Long |
625 |
42.88 |
|
CFD |
Long |
34 |
42.89 |
|
CFD |
Long |
42 |
42.94 |
|
CFD |
Long |
4486 |
42.95 |
|
CFD |
Long |
42 |
42.97 |
|
CFD |
Long |
625 |
42.98 |
|
CFD |
Long |
9456 |
42.99 |
|
CFD |
Long |
5106 |
43.00 |
|
CFD |
Long |
2064 |
43.01 |
|
CFD |
Long |
9 |
43.02 |
|
CFD |
Long |
3081 |
43.03 |
|
CFD |
Long |
2790 |
43.04 |
|
CFD |
Long |
397 |
43.06 |
|
CFD |
Long |
937 |
43.08 |
|
CFD |
Long |
379 |
43.09 |
|
CFD |
Long |
2809 |
43.10 |
|
CFD |
Long |
2364 |
43.11 |
|
CFD |
Long |
844 |
43.12 |
|
CFD |
Long |
1836 |
43.13 |
|
CFD |
Long |
1277 |
43.14 |
|
CFD |
Long |
2969 |
43.15 |
|
CFD |
Long |
2281 |
43.16 |
|
CFD |
Long |
4346 |
43.18 |
|
CFD |
Long |
2360 |
43.20 |
|
CFD |
Long |
272 |
43.21 |
|
CFD |
Long |
3656 |
43.27 |
|
CFD |
Long |
5 |
43.28 |
|
CFD |
Long |
3498 |
43.29 |
|
CFD |
Long |
3626 |
43.31 |
|
CFD |
Long |
2698 |
43.32 |
|
CFD |
Long |
925 |
43.33 |
|
CFD |
Long |
199 |
43.35 |
|
CFD |
Long |
465 |
43.36 |
|
CFD |
Long |
110 |
43.39 |
|
CFD |
Long |
212 |
43.40 |
|
CFD |
Long |
332 |
43.44 |
|
CFD |
Long |
91 |
43.52 |
|
CFD |
Long |
200 |
43.56 |
|
CFD |
Long |
108 |
43.58 |
|
CFD |
Long |
3245 |
43.60 |
|
CFD |
Long |
287 |
43.61 |
|
CFD |
Long |
762 |
43.70 |
|
CFD |
Long |
773 |
43.77 |
|
CFD |
Long |
90 |
43.84 |
|
CFD |
Long |
651 |
43.85 |
|
CFD |
Long |
4209 |
43.90 |
|
CFD |
Long |
100 |
43.92 |
|
CFD |
Long |
734 |
43.98 |
|
CFD |
Long |
2111 |
43.99 |
|
CFD |
Long |
1078 |
44.00 |
|
CFD |
Long |
700 |
44.02 |
|
CFD |
Long |
530 |
44.24 |
|
CFD |
Long |
50 |
44.32 |
|
CFD |
Long |
150 |
44.37 |
|
CFD |
Long |
1542 |
44.40 |
|
CFD |
Long |
1950 |
44.43 |
|
CFD |
Long |
57 |
44.46 |
|
CFD |
Long |
988 |
44.47 |
|
CFD |
Long |
46 |
44.82 |
|
CFD |
Long |
42 |
44.84 |
|
CFD |
Long |
631 |
44.85 |
|
CFD |
Long |
362 |
44.87 |
|
CFD |
Long |
186 |
44.88 |
|
CFD |
Long |
1650 |
44.94 |
|
CFD |
Long |
1189 |
44.98 |
|
CFD |
Long |
50 |
44.99 |
|
CFD |
Long |
25148 |
45.00 |
|
CFD |
Long |
6000 |
45.01 |
|
CFD |
Long |
50 |
45.02 |
|
CFD |
Long |
300 |
41.06 |
|
CFD |
Long |
141 |
41.95 |
|
CFD |
Long |
150 |
42.01 |
|
CFD |
Long |
1000 |
42.05 |
|
CFD |
Long |
200 |
42.44 |
|
CFD |
Long |
200 |
42.45 |
|
CFD |
Long |
458 |
42.66 |
|
CFD |
Long |
42 |
42.67 |
|
CFD |
Long |
2500 |
42.80 |
|
CFD |
Long |
947 |
42.82 |
|
CFD |
Long |
53 |
42.83 |
|
CFD |
Long |
2 |
42.84 |
|
CFD |
Long |
600 |
42.90 |
|
CFD |
Long |
500 |
42.93 |
|
CFD |
Long |
1000 |
43.22 |
|
CFD |
Long |
2000 |
43.96 |
|
CFD |
Long |
450 |
44.31 |
|
CFD |
Long |
1000 |
44.44 |
|
CFD |
Long |
100 |
44.50 |
|
CFD |
Long |
100 |
44.89 |
|
CFD |
Long |
80 |
45.21 |
|
CFD |
Long |
262 |
41.45 |
|
CFD |
Long |
1000 |
42.92 |
|
CFD |
Long |
55577 |
43.20 |
|
CFD |
Long |
28888 |
43.21 |
|
CFD |
Short |
1262 |
63.90 |
|
CFD |
Short |
700 |
41.44 |
|
CFD |
Short |
150 |
41.40 |
|
CFD |
Short |
1000 |
41.48 |
|
CFD |
Short |
500 |
41.65 |
|
CFD |
Short |
250 |
41.66 |
|
CFD |
Short |
1415 |
43.19 |
|
CFD |
Short |
500 |
43.30 |
|
CFD |
Short |
17500 |
41.51 |
|
CFD |
Short |
4041 |
41.00 |
|
CFD |
Short |
157 |
41.01 |
|
CFD |
Short |
360 |
41.02 |
|
CFD |
Short |
505 |
41.03 |
|
CFD |
Short |
186 |
41.05 |
|
CFD |
Short |
157 |
41.11 |
|
CFD |
Short |
174 |
42.51 |
|
CFD |
Short |
174 |
42.52 |
|
CFD |
Short |
335 |
43.41 |
|
CFD |
Short |
732 |
43.50 |
|
CFD |
Short |
364 |
43.51 |
|
CFD |
Short |
38 |
43.66 |
|
CFD |
Short |
364 |
44.01 |
|
CFD |
Short |
1500 |
41.85 |
|
CFD |
Short |
230 |
41.89 |
|
CFD |
Short |
7122 |
41.90 |
|
CFD |
Short |
2000 |
42.10 |
|
CFD |
Short |
1000 |
42.20 |
|
CFD |
Short |
500 |
42.86 |
|
CFD |
Short |
1000 |
42.99 |
|
CFD |
Short |
800 |
43.00 |
|
CFD |
Short |
200 |
43.01 |
|
CFD |
Short |
250 |
43.03 |
|
CFD |
Short |
400 |
43.04 |
|
CFD |
Short |
500 |
43.10 |
|
CFD |
Short |
1000 |
43.15 |
|
CFD |
Short |
585 |
43.20 |
|
CFD |
Short |
350 |
43.27 |
|
CFD |
Short |
2500 |
43.99 |
|
CFD |
Short |
50 |
44.00 |
|
CFD |
Short |
100 |
44.40 |
|
CFD |
Short |
200 |
44.99 |
|
CFD |
Short |
500 |
45.00 |
|
CFD |
Short |
10828 |
42.01 |
|
CFD |
Short |
6333 |
42.01 |
|
CFD |
Short |
500 |
42.05 |
|
CFD |
Short |
500 |
42.82 |
|
CFD |
Short |
300 |
42.90 |
|
CFD |
Short |
1000 |
43.22 |
|
CFD |
Short |
80 |
44.50 |
|
CFD |
Short |
50 |
40.80 |
|
CFD |
Short |
2000 |
40.98 |
|
CFD |
Short |
500 |
41.15 |
|
CFD |
Short |
80 |
41.21 |
|
CFD |
Short |
100 |
41.25 |
|
CFD |
Short |
500 |
41.26 |
|
CFD |
Short |
550 |
41.30 |
|
CFD |
Short |
4000 |
41.45 |
|
CFD |
Short |
100 |
41.60 |
|
CFD |
Short |
450 |
41.70 |
|
CFD |
Short |
400 |
41.80 |
|
CFD |
Short |
110 |
41.97 |
|
CFD |
Short |
726 |
41.98 |
|
CFD |
Short |
2922 |
42.00 |
|
CFD |
Short |
500 |
42.19 |
|
CFD |
Short |
500 |
42.60 |
|
CFD |
Short |
1000 |
43.05 |
|
CFD |
Short |
1000 |
43.25 |
|
CFD |
Short |
75 |
43.49 |
|
CFD |
Short |
400 |
43.55 |
|
CFD |
Short |
100 |
43.71 |
|
CFD |
Short |
500 |
44.35 |
|
CFD |
Short |
150 |
44.45 |
|
CFD |
Short |
3000 |
44.48 |
|
CFD |
Short |
150 |
44.49 |
|
CFD |
Short |
100 |
44.75 |
|
CFD |
Short |
500 |
44.80 |
|
CFD |
Short |
500 |
45.12 |
|
CFD |
Short |
500 |
45.22 |
|
CFD |
Short |
2450 |
42.16 |
|
CFD |
Short |
75682 |
43.17 |
|
CFD |
Short |
51811 |
42.63 |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 6) |
Exercise price |
Type, e.g. American, European etc. |
Expiry Date |
Option money paid/received per unit (Note 4) |
|
Call Option |
Purchasing |
600 |
66.00 |
American |
27/11/2008 |
0.03 |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 4) |
(d) Other dealings (including new securities) (Note 3)
|
Nature of transaction (Note 7) |
Details |
Price per unit (if applicable) (Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
|
Date of disclosure |
27/11/2008
|
|
Contact name |
Artie Movsesian
|
|
Telephone number |
020 7545 7804
|
|
Name of offeree/offeror with which connected |
Rio Tinto plc
|
|
Nature of connection (Note 9) |
Connected Advisor to Offeree
|
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Rio Tinto