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EPT Disclosure

14th Aug 2008 12:07

RNS Number : 3453B
Citigroup Inc
14 August 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Inc

Company dealt in

BHP Billiton Ltd

Class of relevant security to which the dealings being disclosed relate (Note 1)

Dealt in both ordinary and ADR form 

Date of dealing

12 August 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

8 (0.00%)

849 (0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

8   (0.00%)

849  (0.00%)

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

 

 

(c) Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 

(a) Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

USD (unless stated)

50,000

31.9757

Total (ORD)

50,000

40,000

63.5268

500

64.0000

1000

64.0000

1000

64.0000

1000

64.0000

100

64.0000

200

64.0000

800

64.0000

100

64.0000

1000

64.0000

500

64.0000

600

64.0000

200

64.0000

100

64.0000

100

64.0000

300

64.0000

100

64.0100

100

64.0000

100

64.0100

100

64.0050

400

64.0100

1075

64.0000

900

64.0000

300

64.0000

100

64.0000

100

64.0000

100

64.0000

100

64.0000

100

64.0000

100

64.0050

100

64.0100

100

64.0000

100

64.0000

500

64.0000

1100

64.0000

100

64.0000

100

64.0000

100

64.0000

100

64.0100

100

64.0100

800

64.0100

100

64.0100

100

64.0000

100

64.0000

200

64.0000

300

64.0000

100

64.0000

100

64.0000

200

64.0000

100

64.0100

100

64.0100

300

64.0050

100

64.0100

700

64.0100

400

64.0000

600

64.0050

100

64.0075

200

64.0000

200

64.0000

100

64.0050

800

64.0000

100

64.0000

200

64.0000

100

64.0000

100

64.0000

100

64.0100

100

64.0100

100

64.0075

300

64.0000

300

64.0000

100

64.0000

300

64.0000

700

64.0000

200

64.0000

100

64.0000

200

64.0000

300

64.0000

800

64.0000

700

64.0000

100

64.0000

200

64.0000

100

64.0000

100

64.0000

425

64.0000

50

63.0900

Total (ADR's)

65,050

Sales

Number of securities

Price per unit (Note 4)

USD (unless stated)

80,000

31.7883

Total (ORD)

80,000

25,000

64.0015

500

64.0000

1000

64.0000

1000

64.0000

1000

64.0000

100

64.0000

200

64.0000

800

64.0000

100

64.0000

1000

64.0000

500

64.0000

600

64.0000

200

64.0000

100

64.0000

100

64.0000

300

64.0000

100

64.0100

100

64.0000

100

64.0100

100

64.0050

400

64.0100

1075

64.0000

900

64.0000

300

64.0000

100

64.0000

100

64.0000

100

64.0000

100

64.0000

100

64.0000

100

64.0050

100

64.0100

100

64.0000

100

64.0000

500

64.0000

1100

64.0000

100

64.0000

100

64.0000

100

64.0000

100

64.0100

100

64.0100

800

64.0100

100

64.0100

100

64.0000

100

64.0000

200

64.0000

300

64.0000

100

64.0000

100

64.0000

200

64.0000

100

64.0100

100

64.0100

300

64.0050

100

64.0100

700

64.0100

400

64.0000

600

64.0050

100

64.0075

200

64.0000

200

64.0000

100

64.0050

800

64.0000

100

64.0000

200

64.0000

100

64.0000

100

64.0000

100

64.0100

100

64.0100

100

64.0075

300

64.0000

300

64.0000

100

64.0000

300

64.0000

700

64.0000

200

64.0000

100

64.0000

200

64.0000

300

64.0000

800

64.0000

700

64.0000

100

64.0000

200

64.0000

100

64.0000

100

64.0000

425

64.0000

50

63.8000

Total (ADR's)

50,050

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call;

P = put)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (USD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (USD) (Note 4) 

Call

Purchasing

500

70.0000

American

8-Sep

1.600

Call

Purchasing

200

70.0000

American

8-Sep

1.500

Call

Purchasing

800

70.0000

American

8-Sep

1.600

Call

Purchasing

600

70.0000

American

8-Sep

1.600

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

14 August 2008

Contact name

Pavla Trskova

Telephone number

028 90 40 9544

Name of offeree/offeror with which connected

BHP Billiton plc

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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