26th Sep 2008 12:39
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FORM 38.5 (SUMMARY) |
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Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
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securities in which dealings have been made. |
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CONNECTED EXEMPT PRINCIPLE TRADER: |
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DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND |
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Name of EPT |
Merrill Lynch International |
|
Date of disclosure |
26 September 2008 |
|
Date of dealing |
25 September 2008 |
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Telephone number |
020 7996 2121 |
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Please see attached disclosure of dealings under Rule 38.5 in the securities of the following |
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25 September 2008 |
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Lloyds TSB Group Plc - Common |
|
HBOS Plc - Common |
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BHP Billiton Limited - Common |
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Banco Santander SA. - Common |
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FORM 38.5 |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Lloyds TSB Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
25/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
3,723,633 |
GBP 2.73 |
GBP 2.55 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
3,117,004 |
GBP 2.73 |
GBP 2.52 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
200,000 |
GBP 2.65 |
|
Long Swap |
LONG |
5,727 |
GBP 2.61 |
|
Long Swap |
LONG |
21,382 |
GBP 2.61 |
|
Long Swap |
LONG |
24,812 |
GBP 2.60 |
|
Long Swap |
LONG |
25,396 |
GBP 2.60 |
|
Long Swap |
LONG |
30,000 |
GBP 2.57 |
|
Long Swap |
LONG |
30,855 |
GBP 2.60 |
|
Long Swap |
LONG |
31,470 |
GBP 2.67 |
|
Long Swap |
LONG |
39,101 |
GBP 2.60 |
|
Long Swap |
LONG |
65,818 |
GBP 2.61 |
|
Long Swap |
LONG |
68,545 |
GBP 2.61 |
|
Long Swap |
LONG |
70,768 |
GBP 2.64 |
|
Long Swap |
LONG |
2,529 |
GBP 2.61 |
|
Long Swap |
LONG |
85,890 |
GBP 2.61 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
358 |
GBP 2.60 |
|
Short Swap |
SHORT |
85,890 |
GBP 2.62 |
|
Short Swap |
SHORT |
71,163 |
GBP 2.61 |
|
Short Swap |
SHORT |
70,768 |
GBP 2.65 |
|
Short Swap |
SHORT |
50,208 |
GBP 2.60 |
|
Short Swap |
SHORT |
39,101 |
GBP 2.61 |
|
Short Swap |
SHORT |
30,855 |
GBP 2.60 |
|
Short Swap |
SHORT |
30,000 |
GBP 2.56 |
|
Short Swap |
SHORT |
23,760 |
GBP 2.60 |
|
Short Swap |
SHORT |
22,190 |
GBP 2.60 |
|
Short Swap |
SHORT |
3,032 |
GBP 2.60 |
|
Short Swap |
SHORT |
812 |
GBP 2.60 |
|
Short Swap |
SHORT |
200,000 |
GBP 2.65 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
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Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
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other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
26/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5 |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
HBOS Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
25/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
3,999,462 |
GBP 1.91 |
GBP 1.83 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
3,694,328 |
GBP 1.91 |
GBP 1.80 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
146,432 |
GBP 1.85 |
|
Long Swap |
LONG |
2,453 |
GBP 1.87 |
|
Long Swap |
LONG |
5,000 |
GBP 1.87 |
|
Long Swap |
LONG |
9,158 |
GBP 1.87 |
|
Long Swap |
LONG |
16,188 |
GBP 1.85 |
|
Long Swap |
LONG |
30,000 |
GBP 1.85 |
|
Long Swap |
LONG |
35,000 |
GBP 1.87 |
|
Long Swap |
LONG |
54,643 |
GBP 1.82 |
|
Long Swap |
LONG |
119,960 |
GBP 1.83 |
|
Long Swap |
LONG |
1,083 |
GBP 1.87 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
111,394 |
GBP 1.84 |
|
Short Swap |
SHORT |
4,878 |
GBP 1.87 |
|
Short Swap |
SHORT |
66,765 |
GBP 1.88 |
|
Short Swap |
SHORT |
54,643 |
GBP 1.81 |
|
Short Swap |
SHORT |
41,238 |
GBP 1.87 |
|
Short Swap |
SHORT |
35,000 |
GBP 1.87 |
|
Short Swap |
SHORT |
30,000 |
GBP 1.85 |
|
Short Swap |
SHORT |
16,188 |
GBP 1.88 |
|
Short Swap |
SHORT |
11,046 |
GBP 1.87 |
|
Short Swap |
SHORT |
8,566 |
GBP 1.81 |
|
Short Swap |
SHORT |
5,000 |
GBP 1.88 |
|
Short Swap |
SHORT |
126,939 |
GBP 1.87 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
26/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5 |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Banco Santander SA. |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
25/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
920,776 |
EUR 10.95 |
EUR 10.49 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,370,174 |
EUR 10.95 |
EUR 10.52 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
64 |
EUR 10.74 |
|
Long Swap |
LONG |
6,512 |
EUR 10.71 |
|
Long Swap |
LONG |
22,350 |
EUR 10.74 |
|
Long Swap |
LONG |
34,172 |
EUR 10.75 |
|
Long Swap |
LONG |
95,234 |
EUR 10.75 |
|
Long Swap |
LONG |
95,255 |
EUR 10.74 |
|
Long Swap |
LONG |
267,694 |
EUR 10.71 |
|
Long Swap |
LONG |
47 |
EUR 10.74 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
34,172 |
EUR 10.77 |
|
Short Swap |
SHORT |
142,197 |
EUR 10.77 |
|
Short Swap |
SHORT |
220 |
EUR 10.81 |
|
Short Swap |
SHORT |
27,880 |
EUR 10.81 |
|
Short Swap |
SHORT |
23,166 |
EUR 10.71 |
|
Short Swap |
SHORT |
20,973 |
EUR 10.91 |
|
Short Swap |
SHORT |
14,377 |
EUR 10.73 |
|
Short Swap |
SHORT |
7,704 |
EUR 10.77 |
|
Short Swap |
SHORT |
2,760 |
EUR 10.81 |
|
Short Swap |
SHORT |
1,280 |
EUR 10.71 |
|
Short Swap |
SHORT |
267,694 |
EUR 10.73 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
26/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Banco Santander SA. |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
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RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT- |
|
SERVICING CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
BHP Billiton Limited |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
25/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
Nil |
AUS 36.45 |
AUS 36.45 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
88,292 |
AUS 36.35 |
AUS 36.19 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
26/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
BHP Billiton Plc |
|
Nature of connection # |
Advisor |
Related Shares:
Banco SantanderLloyds