18th Jan 2008 15:12
Deutsche Bank AG18 January 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia Limited Company dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 17/01/2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Ordinary Number Number (%) (%) (1) Relevant securities -1,663,792 -0.36 (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total -1,663,792 -0.36 (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit - Australian Dollars $ Purchase 216 118.49Purchase 5595 118.6Purchase 211 118.78Purchase 17 118.79Purchase 36 118.8Purchase 29 118.82Purchase 26 118.83Purchase 25 118.84Purchase 2032 118.92Purchase 84 118.93Purchase 1 118.94Purchase 597 118.96Purchase 269 118.97Purchase 616 118.99Purchase 247 119Purchase 70 119.01Purchase 634 119.12Purchase 92 119.13Purchase 733 119.14Purchase 206 119.15Purchase 197 119.31Purchase 100 119.42Purchase 186 119.45Purchase 223 119.46Purchase 193 119.55Purchase 204 119.56Purchase 197 119.61Purchase 242 119.65Purchase 202 119.66Purchase 26 119.68Purchase 44 119.69Purchase 258 119.7Purchase 424 119.71Purchase 202 119.75Purchase 308 119.76Purchase 226 119.77Purchase 459 119.78Purchase 249 119.79Purchase 254 119.81Purchase 165 119.82Purchase 155 119.83Purchase 538 119.85Purchase 277 119.86Purchase 484 119.87Purchase 118 119.88Purchase 302 119.9Purchase 194 119.91Purchase 181 119.92Purchase 175 119.93Purchase 270 119.94Purchase 102430 120Purchase 265 120.01Purchase 28 120.1Purchase 365 120.11Purchase 149 120.13Purchase 79 120.25Purchase 49 120.26Purchase 44 120.27Purchase 110 120.28Purchase 97 120.3Purchase 1546 120.31Purchase 64 120.32Purchase 85 120.34Purchase 77 120.37Purchase 175 120.38Purchase 169 120.39Purchase 365 120.4Purchase 358 120.41Purchase 26 120.42Purchase 17 120.43Purchase 90 120.48Purchase 343 120.49Purchase 1005 120.5Purchase 54 120.51Purchase 52 120.53Purchase 124 120.54Purchase 1681 120.55Purchase 729 120.58Purchase 154 120.6Purchase 300 120.61Purchase 300 120.62Purchase 600 120.63Purchase 104 120.64Purchase 720 120.65Purchase 237 120.67Purchase 110 120.68Purchase 644 120.7Purchase 885 120.71Purchase 229 120.72Purchase 419 120.73Purchase 1267 120.74Purchase 365 120.75Purchase 1287 120.76Purchase 809 120.77Purchase 787 120.78Purchase 958 120.79Purchase 1857 120.8Purchase 381 120.81Purchase 1352 120.82Purchase 60 120.83Purchase 2066 120.85Purchase 58 120.87Purchase 66 120.88Purchase 539 120.89Purchase 414 120.9Purchase 980 120.91Purchase 132 120.92Purchase 337 120.93Purchase 437 120.95Purchase 841 120.96Purchase 104 120.97Purchase 524 120.98Purchase 2679 121Purchase 1012 121.01Purchase 249 121.02Purchase 128 121.03Purchase 83 121.04Purchase 223 121.05Purchase 223 121.06Purchase 571 121.07Purchase 1301 121.08Purchase 726 121.09Purchase 500 121.1Purchase 81 121.11Purchase 787 121.12Purchase 190 121.13Purchase 217 121.14Purchase 223 121.15Purchase 488 121.16Purchase 804 121.17Purchase 341 121.19Purchase 1162 121.2Purchase 169 121.24Purchase 776 121.25Purchase 294 121.28Purchase 344 121.29Purchase 110 121.3Purchase 167 121.31Purchase 418 121.32Purchase 141 121.36Purchase 245 121.37Purchase 5800 122.25Purchase 12406 122.96TOTAL PURCHASE 182,546Sale 1000 119.49Sale 718 119.75Sale 2 119.76Sale 51210 120Sale 1500 120.48Sale 500 120.55Sale 500 120.6Sale 365 120.68Sale 100 120.7Sale 86 120.77Sale 346 120.78Sale 2000 120.8Sale 200 120.81Sale 2000 120.84Sale 4500 120.85Sale 1000 120.9Sale 200 120.91Sale 800 120.93Sale 1000 121Sale 1000 121.02Sale 100 121.04Sale 50 121.05Sale 100 121.2Sale 5800 122.25Sale 6022 125.6TOTAL SALES 81,099 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit - Australian Dollars $e.g. CFDCFD Long 1000 119.49CFD Long 500 120.6CFD Long 100 120.7CFD Long 86 120.77CFD Long 346 120.78CFD Long 200 120.91CFD Long 800 120.93CFD Long 100 121.04CFD Long 50 121.05CFD Long 5800 122.25CFD Short 2334 118.6CFD Short 17 118.79CFD Short 36 118.8CFD Short 29 118.82CFD Short 26 118.83CFD Short 25 118.84CFD Short 84 118.93CFD Short 19 118.96CFD Short 269 118.97CFD Short 100 119.42CFD Short 43 119.65CFD Short 26 119.68CFD Short 44 119.69CFD Short 53 119.7CFD Short 30 119.71CFD Short 55 119.76CFD Short 20 119.78CFD Short 45 119.79CFD Short 6 119.82CFD Short 4 119.83CFD Short 22 119.86CFD Short 47 119.87CFD Short 118 119.88CFD Short 60 119.91CFD Short 175 119.93CFD Short 100 119.94CFD Short 10 120.CFD Short 35 120.01CFD Short 28 120.1CFD Short 27 120.13CFD Short 49 120.26CFD Short 44 120.27CFD Short 8 120.3CFD Short 46 120.31CFD Short 97 120.38CFD Short 60 120.39CFD Short 52 120.41CFD Short 26 120.42CFD Short 247 120.49CFD Short 62 120.5CFD Short 54 120.51CFD Short 52 120.53CFD Short 30 120.54CFD Short 111 120.63CFD Short 104 120.64CFD Short 61 120.65CFD Short 48 120.68CFD Short 350 120.71CFD Short 104 120.72CFD Short 207 120.78CFD Short 120 120.79CFD Short 153 120.8CFD Short 23 120.81CFD Short 138 120.82CFD Short 150 120.85CFD Short 174 120.89CFD Short 52 120.91CFD Short 132 120.92CFD Short 73 120.93CFD Short 307 120.95CFD Short 112 120.96CFD Short 642 121.01CFD Short 195 121.02CFD Short 44 121.03CFD Short 83 121.05CFD Short 464 121.07CFD Short 382 121.08CFD Short 362 121.09CFD Short 600 121.12CFD Short 217 121.14CFD Short 65 121.16CFD Short 294 121.28CFD Short 141 121.36CFD Short 5800 122.25 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. N/A Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 18/01/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected Advisor to Offeree Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto