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EPT Disclosure

14th Oct 2008 11:34

RNS Number : 7927F
Credit Suisse Equities (Australia)
14 October 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

13-10-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

1002094

0.219

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

1002094

0.219

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

101

79.36

Purchase

6,188

79.36

Purchase

97

79.36

Purchase

7,773

79.36

Purchase

484

78.50

Purchase

4

78.50

Purchase

10

78.50

Purchase

40

78.50

Purchase

2,000

78.50

Purchase

138

78.50

Purchase

500

78.50

Purchase

4,000

78.50

Purchase

100

78.50

Purchase

242

78.50

Purchase

100

78.50

Purchase

100

78.50

Purchase

38

78.50

Purchase

50

78.50

Purchase

670

78.50

Purchase

700

78.50

Purchase

500

78.50

Purchase

2,000

78.50

Purchase

500

78.50

Purchase

100

78.50

Purchase

1,000

78.49

Purchase

500

78.49

Purchase

50

78.49

Purchase

126

78.49

Purchase

191

78.49

Purchase

40

78.48

Purchase

750

78.48

Purchase

250

78.47

Purchase

600

78.45

Purchase

376

78.41

Purchase

16

78.40

Purchase

300

78.35

Purchase

1

78.32

Purchase

504

78.31

Purchase

1

78.31

Purchase

159

78.31

Purchase

379

75.90

Purchase

305

75.90

Purchase

2

75.90

Purchase

2

75.90

Purchase

900

75.90

Purchase

118

75.93

Purchase

188

75.94

Purchase

1

75.94

Purchase

213

75.94

Purchase

78

75.96

Purchase

38

75.96

Purchase

143

75.95

Purchase

29

75.95

Purchase

215

75.95

Purchase

34

75.96

Purchase

435

75.96

Purchase

11

75.99

Purchase

109

75.99

Purchase

37

75.99

Purchase

1

75.97

Purchase

101

75.99

Purchase

110

75.98

Purchase

220

75.98

Purchase

113

75.96

Purchase

125

75.96

Purchase

21

75.96

Purchase

41

75.93

Purchase

82

75.93

Purchase

1,352

75.98

Purchase

990

75.98

Purchase

26

76.00

Purchase

452

76.00

Purchase

2

76.00

Purchase

1

76.00

Purchase

2

76.00

Purchase

1

76.00

Purchase

2

76.00

Purchase

2

76.00

Purchase

1

76.00

Purchase

1

76.00

Purchase

725

76.00

Purchase

123

76.00

Purchase

18

76.00

Purchase

17

76.00

Purchase

159

76.00

Purchase

150

76.00

Purchase

30

76.00

Purchase

500

76.00

Purchase

500

76.00

Purchase

314

76.00

Purchase

18

76.00

Purchase

5

76.00

Purchase

56

76.00

Purchase

262

76.00

Purchase

111

76.00

Purchase

423

75.98

Purchase

34

75.98

Purchase

15

75.98

Purchase

77

75.98

Purchase

56

75.98

Purchase

43

75.98

Purchase

300

75.98

Purchase

576

75.97

Purchase

259

75.98

Purchase

1

75.98

Purchase

1

75.98

Purchase

5

75.98

Purchase

1

75.98

Purchase

1

75.98

Purchase

1

75.98

Purchase

2

75.98

Purchase

2

75.98

Purchase

3

75.98

Purchase

3

75.98

Purchase

4

75.98

Purchase

5

75.98

Purchase

250

75.98

Purchase

5

75.98

Purchase

6

75.98

Purchase

64

75.98

Purchase

659

76.00

Purchase

8

76.00

Purchase

50

76.00

Purchase

9

76.00

Purchase

883

76.00

Purchase

107

76.00

Purchase

1,347

76.00

Purchase

31

76.00

Purchase

40

76.00

Purchase

17

76.00

Purchase

48

76.00

Purchase

57

76.00

Purchase

50

76.00

Purchase

69

76.00

Purchase

82

76.00

Purchase

99

76.00

Purchase

1,096

76.00

Purchase

609

76.00

Purchase

1,000

76.00

Purchase

14

75.98

Purchase

491

76.00

Purchase

1,000

76.00

Purchase

703

76.00

Purchase

350

76.00

Purchase

1

75.99

Purchase

1

75.99

Purchase

67

75.99

Purchase

4

76.00

Purchase

16

76.00

Purchase

73

76.00

Purchase

92

76.00

Purchase

433

76.00

Purchase

57

76.00

Purchase

156

76.00

Purchase

975

76.00

Purchase

111

76.00

Purchase

133

76.00

Purchase

23

76.00

Purchase

452

76.00

Purchase

227

76.00

Purchase

4

76.00

Purchase

1

76.00

Purchase

8

76.00

Purchase

3

76.00

Purchase

1

76.00

Purchase

390

76.00

Purchase

317

76.00

Purchase

282

76.00

Purchase

157

76.00

Purchase

189

75.80

Purchase

6,596

77.35

Purchase

106

77.46

Purchase

22

77.46

Purchase

20

77.40

Purchase

49

77.37

Purchase

1

77.37

Purchase

1

77.25

Purchase

4

77.25

Purchase

1

77.25

Purchase

5

77.25

Purchase

1

77.25

Purchase

19

77.21

Purchase

68

77.22

Purchase

469

77.22

Purchase

1,012

77.22

Purchase

1,681

77.22

Purchase

35

77.24

Purchase

44

77.24

Purchase

16

77.25

Purchase

156

77.26

Purchase

68

77.27

Purchase

266

77.26

Purchase

726

77.26

Purchase

892

77.33

Purchase

209

77.34

Purchase

26

77.35

Purchase

418

77.34

Purchase

468

77.37

Purchase

1,082

77.38

Purchase

1

77.38

Purchase

57

77.37

Purchase

108

77.47

Purchase

1

77.47

Purchase

1

77.47

Purchase

2

77.47

Purchase

524

77.47

Purchase

582

77.47

Purchase

85

77.48

Purchase

113

77.49

Purchase

1

77.49

Purchase

1

77.37

Purchase

98

77.48

Purchase

183

77.48

Purchase

1

77.37

Purchase

118

77.49

Purchase

8

77.49

Purchase

5

77.49

Purchase

2

77.49

Purchase

16

77.49

Purchase

124

77.49

Purchase

1

77.43

Purchase

65

77.50

Purchase

169

77.50

Purchase

40

77.50

Purchase

157

77.50

Purchase

60

77.47

Purchase

2

77.47

Purchase

4

77.47

Purchase

119

77.47

Purchase

4

77.47

Purchase

2

77.47

Purchase

1

77.47

Purchase

2

77.47

Purchase

1

77.47

Purchase

261

77.47

Purchase

16

77.47

Purchase

838

77.47

Purchase

14

77.47

Purchase

4

77.47

Purchase

133

77.47

Purchase

18

77.47

Purchase

113

77.47

Purchase

39

77.47

Purchase

2

77.47

Purchase

68

77.47

Purchase

73

77.47

Purchase

42

77.47

Purchase

58

77.46

Purchase

35

77.46

Purchase

52

77.46

Purchase

76

77.46

Purchase

26

77.45

Purchase

25

77.46

Purchase

26

77.45

Purchase

407

77.49

Purchase

1

77.49

Purchase

40

77.49

Purchase

48

77.50

Purchase

3

77.50

Purchase

1

77.50

Purchase

2

77.50

Purchase

150

78.45

Purchase

50

77.38

Purchase

390

77.50

Purchase

9

77.50

Purchase

133

77.50

Purchase

9

77.50

Purchase

516

77.43

Purchase

23

77.50

Purchase

56

77.37

Purchase

6

77.37

Purchase

47

77.49

Purchase

1

77.39

Purchase

1

77.39

Purchase

52

77.28

Purchase

46

77.21

Purchase

27

77.24

Purchase

22

77.25

Purchase

266

77.26

Purchase

62

77.27

Purchase

74

77.27

Purchase

1

77.26

Purchase

68

77.26

Purchase

107

77.26

Purchase

3

77.26

Purchase

1

77.26

Purchase

78

77.26

Purchase

2

77.25

Purchase

1

77.25

Purchase

2

77.24

Purchase

130

77.26

Purchase

1

77.25

Purchase

2

77.25

Purchase

1

77.14

Purchase

1

77.14

Purchase

6

77.14

Purchase

1

77.13

Purchase

24

77.14

Purchase

1

77.14

Purchase

2

77.10

Purchase

9

77.10

Purchase

304

77.11

Purchase

274

77.11

Purchase

15

77.14

Purchase

17

77.14

Purchase

387

77.15

Purchase

16

77.21

Purchase

10

77.21

Purchase

87

77.21

Purchase

61

77.21

Purchase

7

77.21

Purchase

17

77.21

Purchase

349

77.24

Purchase

1,861

77.24

Purchase

386

77.25

Purchase

10

77.25

Purchase

106

77.24

Purchase

218

77.24

Purchase

14

77.24

Purchase

37

77.26

Purchase

1,061

77.27

Purchase

1,289

77.27

Purchase

27

77.28

Purchase

98

77.28

Purchase

167

77.30

Purchase

5

77.29

Purchase

1

77.30

Purchase

399

77.45

Purchase

499

77.46

Purchase

11

77.49

Purchase

152

77.50

Purchase

9

77.23

Purchase

61

77.43

Purchase

7

77.43

Purchase

267

77.50

Purchase

42,826

77.40

Sale

-42,826

77.40

TOTAL BUYS:129275

TOTAL SELLS:42826

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

14-10-2008

Contact name

Simon Crawley/ Carolyn Collins

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFVIIFLSLIT

Related Shares:

Rio Tinto
FTSE 100 Latest
Value9,165.23
Change17.42