8th Mar 2010 11:15
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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WITH RECOGNISED INTERMEDIARY STATUS |
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|
DEALING IN A CLIENT-SERVING CAPACITY |
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|
(Rule 38.5(a) of the Takeover Code)) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Shanks Group Plc |
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|
Class of relevant security to which the |
Common |
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|
dealings being disclosed relate |
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Date of dealing |
05/03/2010 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities |
Highest price paid |
|
Lowest price paid |
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purchased |
|
|
35,514 |
GBP 1.20 |
GBP 1.17 |
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|
Total number of securities sold |
Highest price received |
|
Lowest price received |
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|
50,395 |
GBP 1.20 |
GBP 1.17 |
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|
(b) Derivatives transactions (other than options) |
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Product name, |
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Short/Long |
|
Number of securities |
Price per unit |
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|
eg. CFD |
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|
|
Short Swap |
SHORT |
218 |
GBP 1.17 |
|
|
Short Swap |
SHORT |
4,738 |
GBP 1.20 |
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|
Short Swap |
SHORT |
9,925 |
GBP 1.20 |
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(c) Options transactions in respect of existing securities |
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|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
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|
|
selling, |
securities under |
price |
American, |
date |
money |
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|
eg call option |
purchasing, |
option |
European etc |
paid/received |
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|
varying etc. |
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per unit |
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|
|
|
|
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(ii) Exercising |
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Product name |
Number of securities under |
Exercise price |
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|
eg call option |
option |
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|
|
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3. OTHER INFORMATION |
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|
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Agreements, arrangements or understandings relating to options or derivatives |
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|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
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any derivative referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Date of disclosure |
08/03/2010 |
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Contact name |
Bhavika Mistry |
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Telephone number |
+44 207 995 4747 |
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Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
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|
Nature of connection # |
Advisor |
|
|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
Babcock International Group |
|
|
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
|
Date of dealing |
05/03/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities |
Highest price paid |
|
Lowest price paid |
|
|
purchased |
|
|
39,638 |
GBP 5.23 |
GBP 5.18 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
58,444 |
GBP 5.26 |
GBP 5.17 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
168 |
GBP 5.21 |
|
|
Long Swap |
LONG |
1 |
GBP 5.21 |
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|
Long Swap |
LONG |
1 |
GBP 5.21 |
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|
Long Swap |
LONG |
2 |
GBP 5.21 |
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|
Long Swap |
LONG |
2 |
GBP 5.21 |
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|
Long Swap |
LONG |
7 |
GBP 5.21 |
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Long Swap |
LONG |
21 |
GBP 5.21 |
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|
Long Swap |
LONG |
36 |
GBP 5.21 |
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|
Long Swap |
LONG |
60 |
GBP 5.21 |
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|
Long Swap |
LONG |
64 |
GBP 5.21 |
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|
Long Swap |
LONG |
67 |
GBP 5.21 |
|
|
Long Swap |
LONG |
71 |
GBP 5.21 |
|
|
Long Swap |
LONG |
86 |
GBP 5.21 |
|
|
Long Swap |
LONG |
1 |
GBP 5.21 |
|
|
Long Swap |
LONG |
149 |
GBP 5.21 |
|
|
Long Swap |
LONG |
188 |
GBP 5.21 |
|
|
Long Swap |
LONG |
248 |
GBP 5.21 |
|
|
Long Swap |
LONG |
270 |
GBP 5.21 |
|
|
Long Swap |
LONG |
419 |
GBP 5.21 |
|
|
Long Swap |
LONG |
422 |
GBP 5.21 |
|
|
Long Swap |
LONG |
480 |
GBP 5.21 |
|
|
Long Swap |
LONG |
631 |
GBP 5.21 |
|
|
Long Swap |
LONG |
1,244 |
GBP 5.20 |
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Long Swap |
LONG |
1,247 |
GBP 5.21 |
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|
Long Swap |
LONG |
1,990 |
GBP 5.21 |
|
|
Long Swap |
LONG |
2,792 |
GBP 5.20 |
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|
Long Swap |
LONG |
4,218 |
GBP 5.21 |
|
|
Long Swap |
LONG |
118 |
GBP 5.21 |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
1,070 |
GBP 5.21 |
|
|
Short Swap |
SHORT |
1,814 |
GBP 5.17 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
08/03/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
|
Nature of connection # |
Advisor |
|
|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
VT Group Plc |
|
|
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
|
Date of dealing |
05/03/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities |
Highest price paid |
|
Lowest price paid |
|
|
purchased |
|
|
711,780 |
GBP 6.84 |
GBP 6.81 |
|
|
Total number of securities sold |
Highest price received |
|
Lowest price received |
|
|
676,714 |
GBP 6.85 |
GBP 6.79 |
|
|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
47 |
GBP 6.83 |
|
|
Long Swap |
LONG |
390 |
GBP 6.83 |
|
|
Long Swap |
LONG |
362 |
GBP 6.83 |
|
|
Long Swap |
LONG |
287 |
GBP 6.83 |
|
|
Long Swap |
LONG |
265 |
GBP 6.83 |
|
|
Long Swap |
LONG |
211 |
GBP 6.83 |
|
|
Long Swap |
LONG |
187 |
GBP 6.83 |
|
|
Long Swap |
LONG |
170 |
GBP 6.83 |
|
|
Long Swap |
LONG |
1 |
GBP 6.83 |
|
|
Long Swap |
LONG |
55 |
GBP 6.83 |
|
|
Long Swap |
LONG |
655 |
GBP 6.83 |
|
|
Long Swap |
LONG |
22 |
GBP 6.83 |
|
|
Long Swap |
LONG |
22 |
GBP 6.83 |
|
|
Long Swap |
LONG |
15 |
GBP 6.83 |
|
|
Long Swap |
LONG |
14 |
GBP 6.83 |
|
|
Long Swap |
LONG |
7 |
GBP 6.83 |
|
|
Long Swap |
LONG |
1 |
GBP 6.83 |
|
|
Long Swap |
LONG |
1 |
GBP 6.83 |
|
|
Long Swap |
LONG |
156 |
GBP 6.83 |
|
|
Long Swap |
LONG |
1,187 |
GBP 6.83 |
|
|
Long Swap |
LONG |
21,887 |
GBP 6.83 |
|
|
Long Swap |
LONG |
8,539 |
GBP 6.83 |
|
|
Long Swap |
LONG |
3,034 |
GBP 6.83 |
|
|
Long Swap |
LONG |
2,911 |
GBP 6.83 |
|
|
Long Swap |
LONG |
1,660 |
GBP 6.80 |
|
|
Long Swap |
LONG |
463 |
GBP 6.83 |
|
|
Long Swap |
LONG |
1,301 |
GBP 6.83 |
|
|
Long Swap |
LONG |
511 |
GBP 6.83 |
|
|
Long Swap |
LONG |
1,162 |
GBP 6.83 |
|
|
Long Swap |
LONG |
1,087 |
GBP 6.83 |
|
|
Long Swap |
LONG |
970 |
GBP 6.83 |
|
|
Long Swap |
LONG |
922 |
GBP 6.83 |
|
|
Long Swap |
LONG |
874 |
GBP 6.83 |
|
|
Long Swap |
LONG |
827 |
GBP 6.83 |
|
|
Long Swap |
LONG |
735 |
GBP 6.83 |
|
|
Long Swap |
LONG |
1,358 |
GBP 6.83 |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Short Swap |
SHORT |
655 |
GBP 6.84 |
|
|
Short Swap |
SHORT |
8,834 |
GBP 6.85 |
|
|
Short Swap |
SHORT |
970 |
GBP 6.84 |
|
|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
08/03/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
Vt Group Plc |
|
|
Nature of connection # |
Advisor |
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