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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Friends Provident Group Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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20-Oct-2009
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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265838
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0.011
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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265838
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0.011
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security :
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase\sell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Buy
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12088
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0.8315 (GBP)
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Buy
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11759
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0.8245 (GBP)
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Buy
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11390
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0.823 (GBP)
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Buy
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9467
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0.824 (GBP)
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Buy
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8484
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0.821 (GBP)
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Buy
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8273
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0.8265 (GBP)
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Buy
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7000
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0.8205 (GBP)
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Buy
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6457
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0.818 (GBP)
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Buy
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5387
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0.8225 (GBP)
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Buy
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5277
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0.824 (GBP)
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Buy
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5256
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0.8205 (GBP)
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Buy
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4955
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0.825 (GBP)
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Buy
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4888
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0.822 (GBP)
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Buy
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4834
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0.82 (GBP)
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Buy
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4791
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0.8245 (GBP)
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Buy
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4597
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0.826 (GBP)
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Buy
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4471
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0.8265 (GBP)
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Buy
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4047
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0.8205 (GBP)
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Buy
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4047
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0.8215 (GBP)
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Buy
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4029
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0.8225 (GBP)
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Buy
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4014
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0.8245 (GBP)
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Buy
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3960
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0.83 (GBP)
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Buy
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3798
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0.8155 (GBP)
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Buy
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3142
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0.83 (GBP)
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Buy
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3084
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0.8245 (GBP)
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Buy
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2958
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0.8205 (GBP)
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Buy
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2820
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0.835 (GBP)
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Buy
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2736
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0.8205 (GBP)
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Buy
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2709
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0.8255 (GBP)
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Buy
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2337
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0.8215 (GBP)
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Buy
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2201
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0.8245 (GBP)
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Buy
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2147
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0.8215 (GBP)
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Buy
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2103
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0.8255 (GBP)
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Buy
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2095
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0.824 (GBP)
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Buy
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1882
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0.822 (GBP)
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Buy
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1758
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0.835 (GBP)
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Buy
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1713
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0.8155 (GBP)
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Buy
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1665
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0.8155 (GBP)
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Buy
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1457
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0.824 (GBP)
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Buy
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1257
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0.8205 (GBP)
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Buy
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1098
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0.8205 (GBP)
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Buy
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1038
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0.823 (GBP)
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Buy
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965
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0.834 (GBP)
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Buy
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836
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0.8215 (GBP)
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Buy
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819
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0.836 (GBP)
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Buy
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774
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0.8215 (GBP)
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Buy
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683
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0.8255 (GBP)
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Buy
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664
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0.834 (GBP)
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Buy
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557
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0.8265 (GBP)
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Buy
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261
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0.8205 (GBP)
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Sell
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28270
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0.8145 (GBP)
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Sell
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16807
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0.816 (GBP)
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Sell
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11073
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0.8215 (GBP)
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Sell
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8935
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0.825 (GBP)
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Sell
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8716
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0.826 (GBP)
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Sell
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8102
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0.8205 (GBP)
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Sell
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6979
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0.816 (GBP)
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Sell
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6863
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0.824 (GBP)
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Sell
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6817
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0.8225 (GBP)
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Sell
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6598
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0.819 (GBP)
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Sell
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6114
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0.8235 (GBP)
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Sell
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6019
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0.825 (GBP)
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Sell
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5625
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0.829 (GBP)
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Sell
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5000
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0.8255 (GBP)
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Sell
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5000
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0.823 (GBP)
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Sell
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4661
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0.824 (GBP)
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Sell
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4434
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0.816 (GBP)
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Sell
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4267
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0.82 (GBP)
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Sell
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4047
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0.825 (GBP)
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Sell
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4047
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0.8255 (GBP)
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Sell
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3722
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0.818 (GBP)
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Sell
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3523
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0.8225 (GBP)
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Sell
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3410
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0.8255 (GBP)
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Sell
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3191
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0.819 (GBP)
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Sell
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2922
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0.818 (GBP)
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Sell
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2806
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0.8245 (GBP)
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Sell
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2543
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0.829 (GBP)
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Sell
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2543
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0.8235 (GBP)
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Sell
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2543
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0.831 (GBP)
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Sell
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2543
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0.819 (GBP)
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Sell
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2543
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0.8215 (GBP)
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Sell
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2457
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0.822 (GBP)
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Sell
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2449
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0.824 (GBP)
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Sell
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2298
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0.834 (GBP)
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Sell
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2070
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0.825 (GBP)
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Sell
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2001
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0.8175 (GBP)
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Sell
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2000
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0.824 (GBP)
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Sell
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1651
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0.824 (GBP)
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Sell
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1601
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0.824 (GBP)
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Sell
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1502
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0.824 (GBP)
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Sell
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1237
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0.8255 (GBP)
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Sell
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1236
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0.823 (GBP)
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Sell
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1000
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0.8245 (GBP)
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Sell
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855
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0.831 (GBP)
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Sell
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852
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0.8255 (GBP)
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Sell
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663
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0.824 (GBP)
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Sell
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649
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0.8255 (GBP)
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Sell
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590
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0.8245 (GBP)
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Sell
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410
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0.8245 (GBP)
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Sell
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405
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0.82 (GBP)
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Sell
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299
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0.824 (GBP)
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Sell
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226
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0.824 (GBP)
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Sell
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184
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0.8255 (GBP)
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Total Buys: 189028
Total Sells: 217298
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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21-Oct-2009 08:13:05
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Contact name
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Eliades,Vassilis D/Carolyn Collins
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Telephone number
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44 20 7888 6659
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Name of offeree/offeror with which connected
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Resolution Limited
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Nature of connection (Note 9)
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BROKER
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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