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EPT Disclosure

16th Sep 2008 11:36

RNS Number : 5341D
Credit Suisse Equities (Australia)
16 September 2008
 

4FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

 

Company dealt in

BHP Billiton Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary Shares

Date of dealing

15-09-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

11091418

0.330

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

11091418

0.330

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

102

36.10

Purchase

6,160

36.50

Purchase

500

36.50

Purchase

120

36.50

Purchase

3,000

36.50

Purchase

150

36.50

Purchase

2,000

36.50

Purchase

26,226

36.50

Purchase

7,000

36.50

Purchase

640

36.50

Purchase

37

36.50

Purchase

171

36.50

Purchase

500

36.50

Purchase

1,000

36.50

Purchase

38

36.50

Purchase

100

36.50

Purchase

900

36.50

Purchase

334

36.50

Purchase

288

36.45

Purchase

4

36.45

Purchase

300

36.45

Purchase

414

36.45

Purchase

278

36.45

Purchase

1,000

36.45

Purchase

320

36.45

Purchase

37

36.45

Purchase

37

36.45

Purchase

86

36.45

Purchase

1,020

36.45

Purchase

286

36.45

Purchase

10

36.45

Purchase

95

36.45

Purchase

1,601

36.44

Purchase

4,425

36.44

Purchase

923

36.43

Purchase

15,000

36.44

Purchase

2,634

36.48

Purchase

7,500

36.48

Purchase

41

36.48

Purchase

1,042

36.48

Purchase

250

36.48

Purchase

4,588

36.48

Purchase

2,089

36.48

Purchase

1,500

36.48

Purchase

75

36.48

Purchase

672

36.48

Purchase

150

36.48

Purchase

275

36.48

Purchase

94

36.48

Purchase

500

36.48

Purchase

1,856

36.48

Purchase

1,715

36.48

Purchase

19

36.48

Purchase

5,200

36.48

Purchase

300

36.48

Purchase

9,500

36.48

Purchase

2,415

36.48

Purchase

6,000

36.48

Purchase

2,800

36.48

Purchase

3,785

36.48

Purchase

4,032

36.45

Purchase

6

36.45

Purchase

1,500

36.45

Purchase

37

36.45

Purchase

3,000

36.45

Purchase

500

36.45

Purchase

189

36.45

Purchase

311

36.45

Purchase

500

36.45

Purchase

1,340

36.45

Purchase

850

36.45

Purchase

848

36.45

Purchase

7,177

36.45

Purchase

100

36.45

Purchase

1,247

36.45

Purchase

4,007

36.45

Purchase

100

36.45

Purchase

2,000

36.45

Purchase

35

36.45

Purchase

8,858

36.45

Purchase

892

36.45

Purchase

15

36.45

Purchase

1,500

36.45

Purchase

2

36.45

Purchase

1

36.45

Purchase

6,000

36.45

Purchase

71

36.45

Purchase

1,099

36.45

Purchase

160

36.44

Purchase

73

36.44

Purchase

1,777

36.44

Purchase

1,392

36.44

Purchase

1,569

36.44

Purchase

449

36.43

Purchase

8,921

36.50

Purchase

20,000

36.50

Purchase

600

36.50

Purchase

4,160

36.50

Purchase

1

36.50

Purchase

97

36.50

Purchase

3,000

36.50

Purchase

2,000

36.50

Purchase

1,000

36.50

Purchase

200

36.50

Purchase

2,300

36.50

Purchase

750

36.50

Purchase

99

36.49

Purchase

114

36.49

Purchase

169

36.48

Purchase

247

36.48

Purchase

37

36.48

Purchase

1,346

36.48

Purchase

2,750

36.48

Purchase

500

36.48

Purchase

99

36.48

Purchase

1,610

36.48

Purchase

37

36.20

Purchase

1,000

36.20

Purchase

7,326

36.20

Purchase

6,099

36.18

Purchase

3,629

36.18

Purchase

1,836

36.18

Purchase

300

36.18

Purchase

191

36.18

Purchase

14,489

36.10

Purchase

671

36.10

Purchase

120

36.10

Purchase

74

36.10

Purchase

11,719

36.10

Purchase

3,000

36.10

Purchase

10,281

36.10

Purchase

9,473

36.00

Purchase

150

36.00

Purchase

15,000

36.00

Purchase

42

36.00

Purchase

20,000

36.00

Purchase

4,686

35.99

Purchase

649

35.98

Purchase

858

35.95

Purchase

500

36.04

Purchase

500

36.04

Purchase

4,371

36.30

Purchase

1,000

36.30

Purchase

4,370

36.30

Purchase

50,000

36.55

Purchase

5,625

36.42

Purchase

2,500

36.42

Purchase

3,750

36.42

Purchase

3,032

36.42

Purchase

200,000

34.40

Purchase

5

36.00

Sale

-10,376

36.05

Sale

-25,638

36.05

Sale

-30,854

36.05

Sale

-286

36.45

Sale

-275

36.48

Sale

-231

36.44

Sale

-247

36.48

Sale

-19

36.05

Sale

-3,000

36.20

Sale

-191

36.27

Sale

-152

35.87

Sale

-43

35.60

Sale

-81

35.63

Sale

-37

35.62

Sale

-76

35.75

Sale

-76

36.05

Sale

-10,000

36.20

Sale

-255

36.36

Sale

-1,000

36.40

Sale

-1,178

36.42

Sale

-240

36.49

Sale

-1,606

36.05

Sale

-10,005

36.05

Sale

-226

36.39

Sale

-100

36.39

Sale

-28

36.41

Sale

-285

36.51

Sale

-62

36.44

Sale

-212

36.47

Sale

-248

36.39

Sale

-216

36.26

Sale

-85

36.19

Sale

-116

36.19

Sale

-161

36.22

Sale

-17

36.22

Sale

-190

36.17

Sale

-176

36.20

Sale

-189

36.18

Sale

-198

36.31

Sale

-199

36.28

Sale

-196

36.17

Sale

-170

36.26

Sale

-146

36.18

Sale

-145

36.19

Sale

-54

36.05

Sale

-88

36.05

Sale

-2,000

36.10

Sale

-402

36.10

Sale

-22

36.10

Sale

-134

36.10

Sale

-97

36.10

Sale

-1,280

36.10

Sale

-15,000

36.10

Sale

-100

36.10

Sale

-100

36.10

Sale

-555

36.11

Sale

-3,686

36.12

Sale

-1,128

36.13

Sale

-1,092

36.13

Sale

-447

36.14

Sale

-961

36.14

Sale

-3,536

36.14

Sale

-367

36.14

Sale

-2

36.15

Sale

-160

36.20

Sale

-3,113

36.20

Sale

-25,000

36.20

Sale

-555

36.20

Sale

-10,000

36.20

Sale

-357

36.21

Sale

-957

36.22

Sale

-3,691

36.22

Sale

-111

36.22

Sale

-3,079

36.22

Sale

-136

36.22

Sale

-1

36.25

Sale

-66

36.24

Sale

-162

36.35

Sale

-212

36.23

Sale

-788

36.23

Sale

-147

36.20

Sale

-183

35.99

Sale

-169

36.12

Sale

-90

35.99

Sale

-186

35.94

Sale

-83

35.86

Sale

-173

35.85

Sale

-77

35.94

Sale

-76

35.94

Sale

-64

35.82

Sale

-99

35.82

Sale

-158

35.74

Sale

-139

35.67

Sale

-123

35.78

Sale

-100

35.71

Sale

-40

35.72

Sale

-108

35.69

Sale

-93

35.70

Sale

-72

35.67

Sale

-27

35.67

Sale

-108

35.59

Sale

-97

35.64

Sale

-88

35.69

Sale

-81

35.61

Sale

-7,489

35.50

Sale

-1,683

35.50

Sale

-1,000

35.50

Sale

-80

35.50

Sale

-2,500

35.50

Sale

-500

35.50

Sale

-500

35.50

Sale

-100

35.50

Sale

-100

35.50

Sale

-70

35.50

Sale

-200

35.50

Sale

-100

35.50

Sale

-250

35.50

Sale

-200

35.50

Sale

-25

35.50

Sale

-2,000

35.50

Sale

-150

35.50

Sale

-2,300

35.50

Sale

-55

35.50

Sale

-25

35.50

Sale

-140

35.50

Sale

-110

35.50

Sale

-200

35.50

Sale

-150

35.50

Sale

-60

35.50

Sale

-1,000

35.50

Sale

-560

35.50

Sale

-555

35.51

Sale

-700

35.51

Sale

-392

35.52

Sale

-380

35.52

Sale

-282

35.53

Sale

-600

35.54

Sale

-383

35.55

Sale

-1,037

35.55

Sale

-9

35.55

Sale

-476

35.55

Sale

-345

35.55

Sale

-2,300

35.55

Sale

-2,200

35.55

Sale

-8,000

35.55

Sale

-8,668

35.55

Sale

-68

35.56

Sale

-327

35.56

Sale

-130

35.57

Sale

-87

35.57

Sale

-1,491

35.57

Sale

-4

35.58

Sale

-19

35.58

Sale

-36

35.57

Sale

-137

35.57

Sale

-46,025

35.60

Sale

-140

35.60

Sale

-2,500

35.60

Sale

-300

35.60

Sale

-1,035

35.60

Sale

-58

35.65

Sale

-16

35.65

Sale

-35

35.65

Sale

-22

35.67

Sale

-57

35.67

Sale

-92

35.62

Sale

-80

35.74

Sale

-71

35.69

Sale

-71

35.72

Sale

-69

35.70

Sale

-60

35.81

Sale

-76

35.72

Sale

-62

35.68

Sale

-70

35.66

Sale

-85

35.74

Sale

-69

35.84

Sale

-6

35.86

Sale

-80

35.86

Sale

-84

35.85

Sale

-88

35.83

Sale

-92

35.75

Sale

-63

35.80

Sale

-100

35.88

Sale

-40

35.86

Sale

-97

35.93

Sale

-117

35.99

Sale

-77

35.99

Sale

-34

35.99

Sale

-42

36.04

Sale

-136

35.96

Sale

-130

35.95

Sale

-138

35.92

Sale

-1

36.00

Sale

-142

36.00

Sale

-12

36.05

Sale

-40

36.05

Sale

-126

35.90

Sale

-137

35.70

Sale

-118

35.96

Sale

-157

36.07

Sale

-97

35.87

Sale

-40

35.87

Sale

-6,055

36.03

Sale

-6,366

36.03

Sale

-1

36.03

Sale

-239

36.03

Sale

-284

36.03

Sale

-1

36.03

Sale

-569

36.03

Sale

-92

36.03

Sale

-1,287

36.17

Sale

-46

36.17

Sale

-4,150

36.18

Sale

-144

36.22

Sale

-253

36.31

Sale

-166

36.31

Sale

-140

36.35

Sale

-178

36.35

Sale

-173

36.30

Sale

-46

36.33

Sale

-110

36.33

Sale

-4,528

36.25

Sale

-6,996

36.25

Sale

-452

36.25

Sale

-967

36.25

Sale

-1,288

36.25

Sale

-5,000

36.25

Sale

-996

36.26

Sale

-1,037

36.28

Sale

-222

36.28

Sale

-443

36.28

Sale

-144

36.31

Sale

-170

36.36

Sale

-7

36.33

Sale

-141

36.33

Sale

-149

36.41

Sale

-135

36.41

Sale

-194

36.42

Sale

-136

36.39

Sale

-164

36.41

Sale

-178

36.44

Sale

-35,486

36.40

Sale

-1,000

36.40

Sale

-278

36.39

Sale

-71

36.38

Sale

-139

36.40

Sale

-1

36.40

Sale

-24

36.40

Sale

-1,434

36.40

Sale

-350

36.40

Sale

-3,803

36.41

Sale

-1,284

36.42

Sale

-2,000

36.42

Sale

-200

36.43

Sale

-3,200

36.43

Sale

-402

36.44

Sale

-8

36.44

Sale

-669

36.44

Sale

-69

36.53

Sale

-189

36.54

Sale

-15,000

36.45

Sale

-885

36.45

Sale

-2

36.45

Sale

-255

36.44

Sale

-12

36.55

Sale

-7,963

36.55

Sale

-271

36.56

Sale

-4,795

36.59

Sale

-1

36.59

Sale

-224

36.58

Sale

-210

36.35

Sale

-223

36.26

Sale

-7,473

36.20

Sale

-52

36.20

Sale

-39

36.20

Sale

-500

36.20

Sale

-5,000

36.20

Sale

-300

36.20

Sale

-1

36.20

Sale

-2,500

36.20

Sale

-2,500

36.20

Sale

-600

36.20

Sale

-100

36.20

Sale

-900

36.20

Sale

-4,843

36.20

Sale

-1,000

36.20

Sale

-300

36.20

Sale

-97

36.20

Sale

-1,000

36.20

Sale

-2,700

36.20

Sale

-1,800

36.20

Sale

-262

36.20

Sale

-900

36.20

Sale

-100

36.20

Sale

-1,000

36.20

Sale

-28

36.20

Sale

-5,000

36.21

Sale

-500

36.22

Sale

-150

36.23

Sale

-690

36.23

Sale

-690

36.23

Sale

-281

36.24

Sale

-2,500

36.24

Sale

-9

36.25

Sale

-500

36.25

Sale

-300

36.25

Sale

-1,000

36.26

Sale

-374

36.27

Sale

-1,500

36.27

Sale

-7,623

36.27

Sale

-7,050

36.28

Sale

-1,643

36.28

Sale

-3,000

36.28

Sale

-23,195

36.28

Sale

-247

36.31

Sale

-222

36.42

Sale

-2,000

36.40

Sale

-503

36.40

Sale

-4,110

36.40

Sale

-500

36.40

Sale

-130

36.40

Sale

-320

36.41

Sale

-204

36.49

Sale

-253

36.53

Sale

-10,399

36.58

Sale

-801

36.58

Sale

-278

36.56

Sale

-7,500

36.55

Sale

-2,500

36.55

Sale

-4,442

36.55

Sale

-5,000

36.55

Sale

-3,000

36.55

Sale

-1,275

36.55

Sale

-33

36.55

Sale

-1,250

36.55

Sale

-3,935

36.55

Sale

-8,065

36.55

Sale

-305

36.47

Sale

-300

36.52

Sale

-1,500

36.52

Sale

-319

36.54

Sale

-4,486

36.50

Sale

-274

36.49

Sale

-300

36.50

Sale

-251

36.50

Sale

-1

36.50

Sale

-900

36.50

Sale

-300

36.50

Sale

-975

36.50

Sale

-763

36.50

Sale

-1,990

36.50

Sale

-2,000

36.50

Sale

-97

36.50

Sale

-2,844

36.50

Sale

-193

36.56

Sale

-60,400

36.04

Sale

-100,000

36.03

Sale

-5

36.00

TOTAL BUYS: 619022

TOTAL SELLS: 733876

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

16-09-2008

 

Contact name

Simon Crawley

 

Telephone number

44 20 7888 5416

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 9)

ADVISOR

Notes 

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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