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EPT Disclosure

3rd Jun 2008 09:55

RNS Number : 8192V
Citigroup GM Australia Pty Ltd
03 June 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Australia Pty Limited

Company dealt in

Rio Tinto Ltd

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ord/Equity

Date of dealing

02 June 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

429,154 (0.09%)

239,797 (0.05%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

889,960 (0.19%)

1,483,403 (0.32%)

Total

1,319,114 (0.28%)

1,723,200 (0.37%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

  Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

AUD (unless stated)

4316

140.02

3000

139.5

611

140.02

469

139.5

400

139.46

300

139.46

284

139.5

217

142.06

217

142.05

205

142.01

204

142

200

139.46

200

139.46

132

142

132

142

127

142.12

127

142.12

119

139.46

116

140.73

109

142.04

105

141.7

93

142.12

78

142.12

78

142.12

72

140.24

60

140.02

50

140.73

43

142.08

27

140.41

26

141.93

26

141.85

26

141.82

25

142.01

23

141.97

23

142.06

23

141.99

23

142.08

23

142.08

22

142.02

22

142

22

141.9

22

139.5

21

141.81

21

141.92

21

141.82

21

141.81

21

141.93

21

142.05

21

142.07

19

141.44

19

141.44

19

140.8

19

141

19

142.09

19

142.12

19

142.05

19

141.69

18

141.52

18

141.35

18

141.34

18

140.64

18

140.82

18

141.25

18

141.95

18

141.96

18

141.87

17

139.62

17

139.77

17

139.86

17

139.56

17

139.86

17

140.35

17

140.41

17

140.4

17

140.39

17

140.43

17

140.56

17

140.54

17

140.95

17

141.2

17

141

17

141.19

17

141.44

17

141.53

17

141.65

17

141.7

17

141.71

17

141.94

17

141.89

17

141.96

17

141.84

16

140.4

16

140.17

16

140.1

16

140

16

139.58

16

139.52

16

141

16

141.47

16

141.65

16

141.64

16

141.76

16

141.78

15

140.4

15

140.74

15

140.84

15

140.73

15

140.45

15

139.98

15

141.41

15

141.5

13

142.12

13

142

13

142

12

142.05

12

140.02

11

140.8

11

142.12

11

141.8

11

141.79

11

142

10

141.94

9

141.98

8

142.05

8

142

7

142

7

142

7

141.69

7

142.08

6

142.05

6

140.73

6

140.73

6

142.02

5

141.8

4

142.05

3

140.73

3

140.73

3

142

3

139.49

2

139.98

2

142.12

1

140.99

1

142.05

1

142.01

1

140.73

1

140.02

1

139.49

1

139.49

1

139.5

1

140.72

1

140.72

1

140.76

1

140.76

1

142.08

1

142.1

1

142.1

1

142

1

141.99

1

142

1

142.02

1

142.01

1

142.05

1

142.05

1

142.1

1

142.1

1

142.1

1

142.1

1

142.07

1

142.06

1

142.06

1

142.08

1

142.04

Total

13,856

Sales

Number of securities

Price per unit (Note 4)

AUD (unless stated)

-1

140.73

-1

140.73

-1

140.73

-1

140.73

-1

140.73

-1

142.09

-1

142.1

-1

142.08

-1

141.78

-1

142

-1

141.98

-1

141.97

-1

141.97

-1

142.07

-1

142.08

-1

142.05

-1

142.02

-1

142.04

-1

142.04

-1

142.04

-1

142.08

-1

142.1

-1

142.07

-1

142.07

-1

141.97

-1

141.91

-2

142.12

-3

140.73

-3

140.73

-3

140.73

-6

140.73

-6

140.73

-6

141.97

-6

142.05

-6

141.91

-7

142.1

-7

142.12

-7

142

-7

142

-7

141.91

-11

142.12

-12

142.05

-13

142.12

-13

142.12

-13

142.12

-13

142

-13

142

-13

142

-13

142

-14

142.12

-14

142.12

-14

142

-14

142

-14

142

-15

139.66

-15

142.12

-18

142.05

-19

142.05

-22

142.05

-23

142.05

-23

142.08

-27

142.05

-27

142.05

-30

142.06

-33

142.05

-37

142

-40

139.66

-42

142.12

-43

142.08

-49

140.7

-50

140.73

-60

142

-61

142.12

-68

142.05

-78

142.12

-80

142.05

-100

139.66

-100

139.66

-127

142.12

-132

142

-175

140.73

-193

142.05

-255

139.64

-300

142

-300

142.05

-300

141.91

-309

141.3

-318

141.7

-371

142

-421

141.76

-510

139.67

-511

141.99

-511

141.98

-710

141.7

-710

141.7

-712

141.3

-800

142.01

-1000

142.05

-1020

142.01

-1020

141.83

-1358

142.05

-1400

141.7

-2227

141.7

Total

17,036

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (AUD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (AUD) (Note 4) 

Call

Selling

-100

53.463

A

20120628

94.08

Call

Selling

-5400

120

E

20080828

4.88

Call

Purchasing

3600

125

E

20080827

4.57

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

03 June 2008

Contact name

Ciaran Lavery

Telephone number

02890 409539

Name of offeree/offeror with which connected

BHP Billiton plc

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

C

Written

200000

120

A

20080925

C

Written

140000

130

A

20081218

C

Written

130000

60

A

20080925

C

Written

100000

132

A

20080925

P

Written

50979

56.1501

A

20101011

P

Written

40000

74.25

E

20110727

C

Written

39000

58

A

20080925

P

Written

30588

56.0324

E

20081103

C

Purchased

15000

150

A

20080724

P

Written

6920

116.82

A

20120711

P

Written

6789

94.91

A

20110623

P

Written

6646

37.6132

E

20091001

P

Written

6646

37.6132

E

20091001

P

Written

6415

77.94

E

20100219

P

Written

6415

77.94

E

20100219

P

Written

6268

88.6

A

20120327

P

Written

5810

119.75

A

20120628

P

Written

5428

92.64

A

20110624

P

Written

5066

109.19

A

20120530

P

Written

4886

97.272

A

20120828

P

Written

4420

88.07

A

20110623

P

Written

4320

99.12

A

20120425

P

Written

3801

96.12

A

20110623

P

Written

3468

164.66

A

20121227

P

Written

3188

115.61

A

20120613

P

Written

3105

99.8

A

20110428

P

Written

2994

85.04

A

20110328

P

Written

2862

119

A

20120711

P

Written

2591

38.5842

E

20091201

P

Written

2591

38.5842

E

20091201

P

Written

2269

44.0766

E

20080630

P

Written

2269

44.0766

E

20080630

P

Written

2248

73.8533

A

20101229

C

Purchased

2000

78.46

A

20090924

P

Written

1976

160.932

A

20121128

P

Written

1936

174.48

A

20130521

P

Written

1592

153.6

A

20130107

P

Written

1370

85.0735

A

20110228

P

Written

1273

78.5

E

20110630

P

Written

1273

78.5

E

20110630

P

Written

1188

105.3

A

20110523

P

Written

1152

43.3704

E

20100628

P

Written

1152

43.3704

E

20100628

P

Written

1152

43.3704

E

20100628

P

Written

1152

43.3704

E

20100628

P

Written

1132

83.22

A

20111007

C

Purchased

1000

106

A

20080626

P

Written

869

89.4361

A

20110207

P

Written

765

43.9589

E

20080630

P

Written

765

43.9589

E

20080630

C

Written

725

138

A

20130228

P

Written

561

89

E

20100809

P

Written

561

89

E

20100809

P

Written

514

77.8

E

20090630

P

Written

514

77.8

E

20090630

P

Written

464

95.75

E

20100629

P

Written

464

95.75

E

20100629

P

Written

454

44.0766

E

20080630

P

Written

454

44.0766

E

20080630

P

Written

422

138.11

E

20120416

P

Written

422

138.11

E

20120416

P

Written

405

98.1

A

20100625

P

Written

400

131.96

A

20130205

P

Written

392

131.14

A

20121011

P

Written

388

77.2

E

20110627

P

Written

388

77.2

E

20110627

C

Written

365

137

A

20130328

P

Written

337

29.61

E

20080625

P

Written

332

75.22

E

20100524

P

Written

332

75.22

E

20100524

P

Written

321

155.35

E

20130516

P

Written

321

155.35

E

20130516

P

Written

302

82.55

E

20100517

P

Written

302

82.55

E

20100517

P

Written

290

95.75

E

20100628

P

Written

290

95.75

E

20100628

P

Written

268

135.22

A

20110412

P

Written

266

94.08

A

20110728

P

Written

254

78.6

E

20110707

P

Written

254

78.6

E

20110707

P

Written

236

84.55

E

20110509

P

Written

236

84.55

E

20110509

P

Written

208

95.7

E

20120905

P

Written

208

95.7

E

20120905

P

Written

203

98.22

E

20120912

P

Written

203

98.22

E

20120912

P

Written

191

78.5

E

20110630

P

Written

191

78.5

E

20110630

P

Written

191

78.5

E

20110630

P

Written

191

78.5

E

20110630

C

Written

160

131.2

A

20130328

P

Written

159

94.02

A

20110728

P

Written

141

93.6

A

20110728

P

Written

138

92.66

A

20110728

P

Written

133

150.05

E

20130521

P

Written

133

150.05

E

20130521

C

Written

117

128.71

A

20110224

C

Written

115

130.34

A

20121220

C

Written

81

124.35

A

20130228

C

Written

79

127.31

A

20130228

C

Written

78

128.75

A

20130228

C

Written

77

129.41

A

20121220

C

Written

-70

105

A

20081127

P

Purchased

-133

150.05

E

20130521

P

Purchased

-191

78.5

E

20110630

P

Purchased

-191

78.5

E

20110630

C

Written

-200

65

A

20081127

P

Purchased

-203

98.22

E

20120912

P

Purchased

-208

95.7

E

20120905

P

Purchased

-236

84.55

E

20110509

P

Purchased

-254

78.6

E

20110707

P

Purchased

-290

95.75

E

20100628

P

Purchased

-302

82.55

E

20100517

P

Purchased

-321

155.35

E

20130516

P

Purchased

-332

75.22

E

20100524

P

Purchased

-388

77.2

E

20110627

P

Purchased

-422

138.11

E

20120416

P

Purchased

-454

44.0766

E

20080630

P

Purchased

-464

95.75

E

20100629

P

Purchased

-514

77.8

E

20090630

P

Purchased

-561

89

E

20100809

P

Purchased

-765

43.9589

E

20080630

C

Purchased

-1000

94

A

20080626

P

Purchased

-1152

43.3704

E

20100628

P

Purchased

-1152

43.3704

E

20100628

P

Purchased

-1273

78.5

E

20110630

C

Purchased

-2000

77

A

20111222

C

Written

-2020

42.5

A

20080623

P

Purchased

-2269

44.0766

E

20080630

P

Purchased

-2591

38.5842

E

20091201

C

Written

-3600

125

E

20080827

C

Purchased

-5000

68

A

20101223

C

Written

-5662

64

A

20090619

P

Purchased

-6415

77.94

E

20100219

P

Purchased

-6646

37.6132

E

20091001

C

Written

-7884

53.463

A

20120628

C

Purchased

-8000

130

A

20080626

C

Purchased

-10000

100

A

20080626

C

Purchased

-10000

128

A

20080626

C

Purchased

-13000

128

A

20080724

C

Purchased

-16000

124

A

20080626

C

Purchased

-17000

126

A

20080626

C

Purchased

-18000

74

A

20080626

C

Written

-18240

120

E

20080828

C

Written

-33000

85

A

20111222

C

Purchased

-44000

72

A

20081218

C

Written

-49000

150

A

20080626

C

Written

-50000

122

A

20081218

C

Purchased

-57000

80

A

20111222

C

Purchased

-71000

75

A

20111222

C

Written

-75000

56.89

A

20090924

C

Purchased

-100000

136

A

20080626

C

Purchased

-112000

68.66

A

20090924

C

Purchased

-140000

110

A

20081218

C

Written

-145000

90

A

20080626

C

Purchased

-200000

138

A

20080925

C

Purchased

-242000

78.46

A

20090924

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFKNKPFBKKNAK

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81