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EPT Disclosure

5th Sep 2008 10:17

RNS Number : 8231C

UBS Securities Australia Limited

05 September 2008

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader	UBS Securities Australia Limited
Company dealt in	Rio Tinto Ltd
Class of relevant security to which the dealings being disclosed relate (Note 1)	Ordinary
Date of dealing	4 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

(1) Relevant securities

396795

0.09%

2416766

0.53%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

1541917

0.34%

264223

0.06%

Total

1938712

0.42%

2680989

0.59%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:	Long	Short
	Number (%)	Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale	Number of securities	Price per unit (AUD) (Note 4)
Purchase	3995	111.19
Purchase	755	111.4
Purchase	725	111.07
Purchase	650	111
Purchase	537	111.4
Purchase	527	111.19
Purchase	484	111.35
Purchase	453	111.29
Purchase	363	111.03
Purchase	324	111.04
Purchase	277	110.99
Purchase	272	112.98
Purchase	272	112.98
Purchase	265	111.03
Purchase	263	111.59
Purchase	259	111.33
Purchase	257	111.39
Purchase	256	111.29
Purchase	250	111.77
Purchase	250	113.08
Purchase	250	111.85
Purchase	242	111.15
Purchase	236	111.4
Purchase	220	111.19
Purchase	182	111.35
Purchase	180	111.33
Purchase	180	111.33
Purchase	180	111.33
Purchase	171	111.33
Purchase	164	111.59
Purchase	164	110.99
Purchase	158	111.34
Purchase	156	111.33
Purchase	153	111.91
Purchase	152	111.39
Purchase	150	111.33
Purchase	146	111.33
Purchase	144	111.31
Purchase	138	111.18
Purchase	138	111.33
Purchase	136	111.16
Purchase	133	111.15
Purchase	129	111.85
Purchase	127	111.37
Purchase	125	111.9
Purchase	120	111.37
Purchase	118	113.07
Purchase	117	111.59
Purchase	117	111.29
Purchase	116	111.04
Purchase	116	111.05
Purchase	115	111.18
Purchase	113	111.34
Purchase	112	111.39
Purchase	105	111.04
Purchase	103	111.1
Purchase	100	111.19
Purchase	100	111.33
Purchase	97	111.91
Purchase	96	111.85
Purchase	93	111.33
Purchase	93	111.33
Purchase	90	111.06
Purchase	89	111.35
Purchase	80	111.16
Purchase	80	111.05
Purchase	68	111.39
Purchase	68	111.35
Purchase	67	111.4
Purchase	65	111.06
Purchase	59	110.99
Purchase	57	111.18
Purchase	57	111.33
Purchase	55	111.18
Purchase	55	111.05
Purchase	51	111.38
Purchase	51	111.35
Purchase	50	111.35
Purchase	50	111.17
Purchase	50	111.06
Purchase	45	111.4
Purchase	43	111.28
Purchase	43	111.36
Purchase	43	111.36
Purchase	43	111.02
Purchase	38	111.38
Purchase	38	111.26
Purchase	37	111.33
Purchase	36	111.17
Purchase	35	111.16
Purchase	35	111.31
Purchase	34	111.4
Purchase	34	111.05
Purchase	32	111.33
Purchase	30	111.34
Purchase	29	112.98
Purchase	28	111.04
Purchase	26	111.28
Purchase	25	111.85
Purchase	25	111.06
Purchase	25	111.19
Purchase	23	111.39
Purchase	23	111.39
Purchase	22	111.35
Purchase	22	111.05
Purchase	21	111.31
Purchase	20	111.17
Purchase	18	112.98
Purchase	18	112.98
Purchase	18	111.15
Purchase	16	111.18
Purchase	16	111.39
Purchase	15	111.03
Purchase	15	111.34
Purchase	15	111.13
Purchase	14	111.18
Purchase	14	111.29
Purchase	13	111.34
Purchase	12	111.39
Purchase	12	111.04
Purchase	11	111.17
Purchase	10	111.17
Purchase	8	111.19
Purchase	8	111.37
Purchase	8	111.35
Purchase	7	113.07
Purchase	7	111.18
Purchase	7	111.18
Purchase	6	111.36
Purchase	6	111.36
Purchase	5	111.05
Purchase	4	111.38
Purchase	4	111.18
Purchase	4	111.29
Purchase	3	111.19
Purchase	3	111.38
Purchase	3	111.39
Purchase	3	111.38
Purchase	2	111.18
Purchase	2	111.18
Purchase	2	111.18
Purchase	2	111.17
Purchase	2	111.04
Purchase	2	111.38
Sale	1	110.82
Sale	7	111.5
Sale	9	110.82
Sale	13	111.46
Sale	16	111.47
Sale	25	111.46
Sale	25	111.46
Sale	51	111.47
Sale	83	111.5
Sale	90	110.8
Sale	100	110.8
Sale	107	111.47
Sale	112	111.46
Sale	117	111.59
Sale	143	111.47
Sale	150	110.8
Sale	150	110.8
Sale	160	111.5
Sale	161	111.59
Sale	164	111.59
Sale	164	110.8
Sale	170	110.8
Sale	180	110.8
Sale	184	111.47
Sale	199	111.47
Sale	200	110.8
Sale	225	110.8
Sale	250	111.47
Sale	250	111.47
Sale	250	111.5
Sale	250	111.5
Sale	250	111.77
Sale	250	111.77
Sale	263	111.59
Sale	272	112.98
Sale	375	113.03
Sale	375	111.17
Sale	561	110.82
Sale	650	111.54
Sale	2000	110.96
Total Purchase	19731
Total Sale	9002

(b) Derivatives transactions (other than options)

Product name,

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(i) Writing, selling, purchasing or varying

Product name, e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price (AUD)

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (AUD) (Note 4)

Call Warrant	Purchasing	650	106.72	European	18-Sep-08	1.33
Call Warrant	Purchasing	375	129.23	European	18-Dec-08	4.89
Call Warrant	Purchasing	250	104.22	European	18-Sep-08	1.94
Call Warrant	Purchasing	250	104.22	European	18-Sep-08	1.94
Call Warrant	Purchasing	250	104.22	European	18-Sep-08	1.94
Call Warrant	Purchasing	250	129.23	European	18-Dec-08	4.7
Call Warrant	Purchasing	250	109.22	European	18-Sep-08	0.68
Call Warrant	Purchasing	250	104.22	European	18-Sep-08	2.01
Call Warrant	Purchasing	200	109.22	European	18-Sep-08	0.68
Call Warrant	Purchasing	125	129.23	European	18-Dec-08	4.7
Call Warrant	Purchasing	125	109.22	European	18-Sep-08	0.68
Call Warrant	Purchasing	25	109.22	European	18-Sep-08	0.68
Call Warrant	Purchasing	25	109.22	European	18-Sep-08	0.68
Call Warrant	Selling	25	106.72	European	18-Dec-08	2.21
Call Warrant	Selling	25	104.22	European	18-Sep-08	1.83
Call Warrant	Selling	125	109.22	European	18-Sep-08	1.1
Call Warrant	Selling	225	106.72	European	18-Dec-08	2.21
Call Warrant	Selling	250	109.22	European	18-Sep-08	1.1
Call Warrant	Selling	250	109.22	European	18-Sep-08	0.78
Call Warrant	Selling	375	129.23	European	18-Dec-08	4.43
Call Warrant	Selling	375	129.23	European	18-Dec-08	4.89
Call Warrant	Selling	500	106.72	European	18-Dec-08	2
Call Warrant	Selling	650	106.72	European	18-Sep-08	1.2
Call Warrant	Selling	725	104.22	European	18-Sep-08	1.84

(ii) Exercising

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure	5 September 2008
Contact name	Belinda Maclay
Telephone number	+61 2 93242944
Name of offeree/offeror with which connected	BHP Billiton PLC/BHP Billiton Limited
Nature of connection (Note 9)	Connected Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name, e.g. call option	Written or purchased	Number of securities to which the option or derivative relates	Exercise price (AUD) (Note 2)	Type, e.g. American, European etc.	Expiry date
Call Option	Purchased	100000	170	American	18-Dec-08
Call Option	Purchased	16000	80	European	26-May-09
Call Option	Purchased	12000	96	European	06-Nov-08
Call Option	Purchased	1000	114.74	European	19-Jun-09
Call Option	Purchased	150000	150	American	27-Nov-08
Call Option	Purchased	150000	120	American	25-Sep-08
Call Option	Purchased	132000	124	American	30-Oct-08
Call Option	Purchased	75000	160	American	18-Dec-08
Call Option	Purchased	66000	144	American	25-Sep-08
Call Option	Purchased	50000	110	American	25-Sep-08
Call Option	Purchased	40000	170	American	25-Sep-08
Call Option	Purchased	30000	158	American	18-Dec-08
Call Option	Purchased	20000	166	American	25-Sep-08
Call Option	Purchased	17000	170	American	18-Dec-08
Call Option	Purchased	15000	132	American	25-Sep-08
Call Option	Purchased	4000	136	American	25-Sep-08
Call Option	Purchased	3000	130	American	25-Sep-08
Call Option	Written	6000	96	American	06-Nov-08
Call Option	Written	10000	80	American	26-May-09
Call Warrant	Written	10000	104.22	American	18-Sep-08
Call Warrant	Written	16000	145	American	18-Dec-08
Call Warrant	Written	25000	0	American	30-Jun-14
Call Warrant	Written	46000	106.72	American	18-Sep-08
Call Warrant	Written	50000	55	American	18-Jun-09
Call Warrant	Written	50000	106.72	American	18-Dec-08
Call Warrant	Written	51000	96	American	06-Nov-08
Call Warrant	Written	72	100	American	06-Nov-08
Call Warrant	Written	73	80	American	26-May-09
Call Warrant	Written	78	135	American	18-Dec-08
Put Option	Written	82000	132	American	25-Sep-08
Put Option	Written	91	77	American	22-Dec-11
Put Option	Written	94	110	American	18-Dec-08
Put Option	Written	101	116	American	29-Jan-09
Put Option	Written	119	120	American	29-Jan-09
Put Option	Written	120000	122	American	29-Jan-09
Put Option	Written	125	130	American	25-Sep-08
Put Option	Written	125	110	American	25-Sep-08
Put Option	Written	126	120	American	18-Dec-08
Put Option	Written	127	150	American	18-Dec-08
Put Option	Written	128	136.98	American	17-Jun-13
Put Option	Written	130	135.65	American	22-Feb-11
Put Option	Written	131	127	American	31-Jan-13
Put Option	Written	132	130	American	29-Jan-09
Put Option	Written	146	109	American	22-Jan-09
Put Option	Written	146	131.31	American	30-Jun-11
Put Option	Written	150	122.94	American	29-Aug-13
Put Option	Written	150000	83.55	American	11-Aug-10
Put Option	Written	152	99.48	American	29-Jul-10
Put Option	Written	154	99.59	American	28-Jun-12
Put Option	Written	157	99.07	American	07-Sep-12
Put Option	Written	158	98.35	American	22-Jun-10
Put Option	Written	158	77.89	American	21-Jun-11
Put Option	Written	159	76.7	American	19-May-11
Put Option	Written	159	94.91	American	26-Jul-12
Put Option	Written	164	97.5	American	02-Jul-12
Put Option	Written	168	98.79	American	29-Jul-10
Put Option	Written	175	102.05	American	26-Jul-12
Put Option	Written	176	99.59	American	29-Jul-10
Put Option	Written	181	79	American	22-Dec-11
Put Option	Written	183	98.36	American	28-Jun-12
Put Option	Written	185	129.41	American	11-Dec-12
Put Option	Written	198	99.86	American	29-Jul-10
Put Option	Written	203	99.12	American	29-Jul-10
Put Option	Written	203	78.77	American	24-Jun-11
Put Option	Written	209	78.2	American	23-Jun-09
Put Option	Written	214	78.31	American	21-Jun-11
Put Option	Written	218	91.04	American	11-May-12
Put Option	Written	227	148.37	American	30-May-13
Put Option	Written	240	57.14	American	24-Sep-08
Put Option	Written	243	113.21	American	25-Oct-12
Put Option	Written	246	101	American	29-Jul-10
Put Option	Written	257	135.98	American	30-Jun-11
Put Option	Written	265	96.8	American	28-Jun-12
Put Option	Written	271	100.52	American	16-Jun-10
Put Option	Written	271	98.47	American	22-Jun-10
Put Option	Written	283	98.08	American	22-Jun-10
Put Option	Written	286	81.14	American	28-Apr-11
Put Option	Written	296	93.26	American	28-Jun-12
Put Option	Written	298	100.49	American	28-Jun-12
Put Option	Written	300	44.05	American	22-Jun-10
Put Option	Written	305	83.48	American	18-Apr-11
Put Option	Written	310	102.51	American	26-Jul-12
Put Option	Written	325	101.6	American	24-Jun-10
Put Option	Written	342	76.5	American	17-Jun-11
Put Option	Written	352	75.38	American	22-Jun-11
Put Option	Written	353	73.66	American	10-Jun-09
Put Option	Written	356	73.76	American	05-Jun-09
Put Option	Written	363	78.34	American	19-Oct-11
Put Option	Written	371	91.6	American	30-Aug-12
Put Option	Written	382	67.43	American	15-Sep-09
Put Option	Written	396	100.5	American	25-Jun-10
Put Option	Written	400	71.7	American	02-Jan-09
Put Option	Written	404	75.25	American	25-Jun-09
Put Option	Written	413	96.73	American	23-Jun-10
Put Option	Written	413	77.02	American	21-May-09
Put Option	Written	419	102.42	American	29-Jun-12
Put Option	Written	425	98.21	American	29-Jul-10
Put Option	Written	429	70.82	American	09-Feb-09
Put Option	Written	434	70.14	American	10-Jun-09
Put Option	Written	112	82.51	European	28-Apr-09
Put Option	Written	460	99.3	American	29-Jul-10
Put Option	Written	465	98	American	26-Jul-12
Put Option	Written	472	75.01	American	08-Mar-10
Put Option	Written	484	74.9	American	22-Jun-11
Put Option	Written	509	98.86	American	24-Jun-10
Put Option	Written	510	96.82	American	24-Jun-10
Put Option	Written	514	96.75	American	21-Jun-12
Put Option	Written	518	71.59	American	19-Jan-09
Put Option	Written	528	78.61	American	30-Jun-11
Put Option	Written	538	34.96	American	18-Jun-09
Put Option	Written	547	98.52	American	29-Jul-10
Put Option	Written	555	109.66	American	31-Jan-13
Put Option	Written	562	98.9	American	28-Jun-12
Put Option	Written	564	90.6	American	29-Jul-10
Put Option	Written	566	103.17	American	26-Jul-12
Put Option	Written	567	98.07	American	29-Jul-10
Put Option	Written	573	98	American	29-Jul-10
Put Option	Written	591	77.75	American	30-Jun-11
Put Option	Written	598	96.51	American	31-May-12
Put Option	Written	600	75.48	American	29-Jun-11
Put Option	Written	150	99.08	European	26-Jul-12
Put Option	Written	601	109.66	American	27-Jan-11
Put Option	Written	628	45.04	American	22-Jun-10
Put Option	Written	634	99.67	American	29-Jul-10
Put Option	Written	637	90.39	American	22-Jun-12
Put Option	Written	648	35.33	American	22-Jun-09
Put Option	Written	650	35.27	American	19-Jun-09
Put Option	Written	663	34.9	American	18-Jun-09
Put Option	Written	663	95.3	American	29-Jul-10
Put Option	Written	696	83.69	American	22-Jun-12
Put Option	Written	703	73.45	American	30-Jun-11
Put Option	Written	715	99.71	American	25-Jun-10
Put Option	Written	733	99.44	American	29-Jul-10
Put Option	Written	742	78.7	American	27-May-09
Put Option	Written	794	139.1	American	15-Jun-11
Put Option	Written	821	97.31	American	24-Jun-09
Put Option	Written	828	92.25	American	12-Jun-12
Put Option	Written	836	75.36	American	23-Jun-11
Put Option	Written	869	75.38	American	25-Jun-09
Put Option	Written	870	99.01	American	26-Jul-12
Put Option	Written	887	85.3	American	22-Jun-12
Put Option	Written	941	139.74	American	12-Jun-13
Put Option	Written	982	102.26	American	28-Jun-12
Put Option	Written	1000	53.8	American	17-Sep-08
Put Option	Written	1000	75.5	American	23-Jun-11
Put Option	Written	1008	103.41	American	22-Jun-12
Put Option	Written	1020	98.9	American	29-Jul-10
Put Option	Written	1038	99.24	American	15-Jun-10
Put Option	Written	1040	75.44	American	23-Jun-11
Put Option	Written	1062	97.65	American	22-Jun-12
Put Option	Written	1067	98.08	American	28-Jun-12
Put Option	Written	1075	42.5	American	03-Jun-10
Put Option	Written	1080	74.85	American	30-Jun-11
Put Option	Written	1083	76	American	14-Jun-11
Put Option	Written	1175	76.49	American	19-Jun-09
Put Option	Written	1257	99.09	American	18-Jun-10
Put Option	Written	1281	74.54	American	01-Aug-11
Put Option	Written	1334	76.08	American	30-Jun-11
Put Option	Written	1360	96.14	American	26-May-10
Put Option	Written	1407	98.28	European	28-Jun-12
Put Option	Written	1418	101.45	American	26-Jul-12
Put Option	Written	1441	77.44	American	30-Jun-11
Put Option	Written	1500	101.81	American	29-Jul-10
Put Option	Written	1500	92.25	American	28-Jun-12
Put Option	Written	1512	42.5	American	27-Jan-10
Put Option	Written	1588	99.37	American	28-Jun-12
Put Option	Written	1594	43.4	American	21-Jun-10
Put Option	Written	1600	74.99	American	22-Jun-11
Put Option	Written	1628	73.51	American	28-Jul-11
Put Option	Written	1639	91.6	American	29-Jul-10
Put Option	Written	1656	99.64	American	29-Jul-10
Put Option	Written	1787	78.2	American	22-Mar-10
Put Option	Written	1902	78.39	American	23-Mar-10
Put Option	Written	2264	99.17	American	25-Jun-10
Put Option	Written	600	99.88	European	26-Jul-12
Put Option	Written	2450	100.35	American	26-Jul-12
Put Option	Written	2515	77.2	American	25-Feb-10
Put Option	Written	2582	102.26	European	24-Jun-10
Put Option	Written	2716	103.64	American	26-Jul-12
Put Option	Written	2719	77.02	American	30-Jun-11
Put Option	Written	2739	100.7	American	26-Jul-12
Put Option	Written	2746	98.51	American	28-Jun-12
Put Option	Written	750	110.36	European	24-Jun-09
Put Option	Written	3013	76.54	American	28-Jul-11
Put Option	Written	3288	98.79	American	26-Jul-12
Put Option	Written	3628	78.99	American	28-Jul-11
Put Option	Written	3685	99.08	American	29-Jul-10
Put Option	Written	3883	94.91	American	29-Jul-10
Put Option	Written	3905	72.82	American	24-Jun-11
Put Option	Written	4313	101.81	American	26-Jul-12
Put Option	Written	4724	78	American	28-Jul-11
Put Option	Written	5952	67.79	European	29-Sep-11
Put Option	Written	6200	76.01	European	30-Jun-11
Put Option	Written	8568	77.32	American	30-Jun-11
Put Option	Written	12000	102.41	European	29-Jul-10
Put Option	Written	16000	78.23	European	30-Jun-11
Put Option	Written	16006	78.43	European	28-Jul-11
Put Option	Written	7975	78.86	European	28-Jul-11
Put Option	Written	100000	140	American	18-Dec-08

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS

The company news service from the London Stock Exchange

END

EMMFKPKDCBKKOCK

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