7th Feb 2008 11:26
UBS AG (EPT)07 February 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 06 FEBRUARY 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 19,250 0.01% 3,750 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 19,250 0.01% 3,750 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 680 798 pence PURCHASE 1094 798 SALE 252 801.5 PURCHASE 433 802.5 PURCHASE 758 802.5 PURCHASE 3000 802.5 PURCHASE 1115 802.5 PURCHASE 881 802.5 PURCHASE 998 802.5 PURCHASE 758 802.5 PURCHASE 758 802.5 PURCHASE 68 803 PURCHASE 1081 803 PURCHASE 997 803 PURCHASE 900 803 SALE 1926 804 SALE 950 804 SALE 1326 804 PURCHASE 1764 804.5 SALE 2500 804.5 SALE 115 804.5 SALE 200 806 SALE 293 806 SALE 985 806 SALE 500 806 SALE 700 807.5 SALE 1020 807.5 SALE 321 807.5 SALE 1365 808 SALE 260 808 SALE 2500 808 SALE 721 808 SALE 706 808 SALE 1034 808 SALE 1000 808 SALE 700 808 SALE 436 808 PURCHASE 1309 808 PURCHASE 584 808 PURCHASE 1500 808 PURCHASE 100 809 PURCHASE 1652 809 PURCHASE 652 809 PURCHASE 700 809 PURCHASE 1100 809 SALE 1886 809 SALE 334 809 SALE 400 809 PURCHASE 658 809.5 PURCHASE 142 809.5 SALE 560 809.5 SALE 2728 809.5 PURCHASE 593 810 PURCHASE 2500 810 PURCHASE 1019 810 PURCHASE 807 810 PURCHASE 337 810 PURCHASE 25 810 SALE 62 810 SALE 2500 810 SALE 241 810 SALE 1630 810 SALE 400 810 SALE 2000 810 PURCHASE 120 810 PURCHASE 1003 810 PURCHASE 100 810 PURCHASE 29 810 PURCHASE 1400 810 SALE 54 810.5 SALE 2500 810.5 SALE 513 810.5 SALE 558 810.5 SALE 1500 810.5 SALE 300 810.5 PURCHASE 751 811 PURCHASE 1337 811 PURCHASE 1700 811.5 SALE 100 811.5 SALE 2500 811.5 SALE 1786 811.5 SALE 220 811.5 SALE 1834 811.5 SALE 512 811.5 SALE 753 811.5 PURCHASE 758 812 PURCHASE 747 812.5 PURCHASE 118 812.5 PURCHASE 29 812.5 PURCHASE 553 812.5 PURCHASE 1500 812.5 PURCHASE 1228 812.5 PURCHASE 853 813 PURCHASE 626 813 PURCHASE 2223 814 PURCHASE 997 814 SALE 600 814 SALE 758 814 SALE 300 814 SALE 700 814 PURCHASE 3804 818 PURCHASE 680 798 PURCHASE 1094 798 SALE 252 801.5 PURCHASE 433 802.5 PURCHASE 758 802.5 PURCHASE 3000 802.5 PURCHASE 1115 802.5 PURCHASE 881 802.5 PURCHASE 998 802.5 PURCHASE 758 802.5 PURCHASE 758 802.5 PURCHASE 68 803 PURCHASE 1081 803 PURCHASE 997 803 PURCHASE 900 803 SALE 1926 804 SALE 950 804 SALE 1326 804 PURCHASE 1764 804.5 SALE 2500 804.5 SALE 115 804.5 SALE 200 806 SALE 293 806 SALE 985 806 SALE 500 806 SALE 700 807.5 SALE 1020 807.5 SALE 321 807.5 SALE 1365 808 SALE 260 808 SALE 2500 808 SALE 721 808 SALE 706 808 SALE 1034 808 SALE 1000 808 SALE 700 808 SALE 436 808 PURCHASE 1309 808 PURCHASE 584 808 PURCHASE 1500 808 PURCHASE 100 809 PURCHASE 1652 809 PURCHASE 652 809 PURCHASE 700 809 PURCHASE 1100 809 SALE 1886 809 SALE 334 809 SALE 400 809 PURCHASE 658 809.5 PURCHASE 142 809.5 SALE 560 809.5 SALE 2728 809.5 PURCHASE 593 810 PURCHASE 2500 810 PURCHASE 1019 810 PURCHASE 807 810 PURCHASE 337 810 PURCHASE 25 810 SALE 62 810 SALE 2500 810 SALE 241 810 SALE 1630 810 SALE 400 810 SALE 2000 810 PURCHASE 120 810 PURCHASE 1003 810 PURCHASE 100 810 PURCHASE 29 810 PURCHASE 1400 810 SALE 54 810.5 SALE 2500 810.5 SALE 513 810.5 SALE 558 810.5 SALE 1500 810.5 SALE 300 810.5 PURCHASE 751 811 PURCHASE 1337 811 PURCHASE 1700 811.5 SALE 100 811.5 SALE 2500 811.5 SALE 1786 811.5 SALE 220 811.5 SALE 1834 811.5 SALE 512 811.5 SALE 753 811.5 PURCHASE 758 812 PURCHASE 747 812.5 PURCHASE 118 812.5 PURCHASE 29 812.5 PURCHASE 553 812.5 PURCHASE 1500 812.5 PURCHASE 1228 812.5 PURCHASE 853 813 PURCHASE 626 813 PURCHASE 2223 814 PURCHASE 997 814 SALE 600 814 SALE 758 814 SALE 300 814 SALE 700 814 PURCHASE 3804 818 PURCHASE 680 798 PURCHASE 1094 798 SALE 252 801.5 PURCHASE 433 802.5 PURCHASE 758 802.5 PURCHASE 3000 802.5 PURCHASE 1115 802.5 PURCHASE 881 802.5 PURCHASE 998 802.5 PURCHASE 758 802.5 PURCHASE 758 802.5 PURCHASE 68 803 PURCHASE 1081 803 PURCHASE 997 803 PURCHASE 900 803 SALE 1926 804 SALE 950 804 SALE 1326 804 PURCHASE 1764 804.5 SALE 2500 804.5 SALE 115 804.5 SALE 200 806 SALE 293 806 SALE 985 806 SALE 500 806 SALE 700 807.5 SALE 1020 807.5 SALE 321 807.5 SALE 1365 808 SALE 260 808 SALE 2500 808 SALE 721 808 SALE 706 808 SALE 1034 808 SALE 1000 808 SALE 700 808 SALE 436 808 PURCHASE 1309 808 PURCHASE 584 808 PURCHASE 1500 808 PURCHASE 100 809 PURCHASE 1652 809 PURCHASE 652 809 PURCHASE 700 809 PURCHASE 1100 809 SALE 1886 809 SALE 334 809 SALE 400 809 PURCHASE 658 809.5 PURCHASE 142 809.5 SALE 560 809.5 SALE 2728 809.5 PURCHASE 593 810 PURCHASE 2500 810 PURCHASE 1019 810 PURCHASE 807 810 PURCHASE 337 810 PURCHASE 25 810 SALE 62 810 SALE 2500 810 SALE 241 810 SALE 1630 810 SALE 400 810 SALE 2000 810 PURCHASE 120 810 PURCHASE 1003 810 PURCHASE 100 810 PURCHASE 29 810 PURCHASE 1400 810 SALE 54 810.5 SALE 2500 810.5 SALE 513 810.5 SALE 558 810.5 SALE 1500 810.5 SALE 300 810.5 PURCHASE 751 811 PURCHASE 1337 811 PURCHASE 1700 811.5 SALE 100 811.5 SALE 2500 811.5 SALE 1786 811.5 SALE 220 811.5 SALE 1834 811.5 SALE 512 811.5 SALE 753 811.5 PURCHASE 758 812 PURCHASE 747 812.5 PURCHASE 118 812.5 PURCHASE 29 812.5 PURCHASE 553 812.5 PURCHASE 1500 812.5 PURCHASE 1228 812.5 PURCHASE 853 813 PURCHASE 626 813 PURCHASE 2223 814 PURCHASE 997 814 SALE 600 814 SALE 758 814 SALE 300 814 TOTAL PURCHASES 48,839 TOTAL SALES 48,039 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 07 FEBRUARY 2008Contact name NIMISHA SACHDEVTelephone number 020 7567 8762Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
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