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EPT Disclosure

25th Nov 2008 10:54

RNS Number : 8683I
Deutsche Bank AG
25 November 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

 

Company dealt in

Rio Tinto Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary

Date of dealing

24/11/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

2,633,772

0.58

-873,454

-0.19

(2) Derivatives (other than options)

816,242

0.18

-1,466,901

-0.32

(3) Options and agreements to purchase/sell

778,140

0.17

-983,100

-0.22

Total

4,228,154

0.93

-3,323,455

-0.73

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

541

59.45

Purchase

309

59.57

Purchase

827

59.58

Purchase

347

59.89

Purchase

450

59.98

Purchase

2591

59.99

Purchase

4688

60.00

Purchase

2453

60.01

Purchase

322

61.75

Purchase

590

61.77

Purchase

2108

61.79

Purchase

1755

60.03

Purchase

1315

60.10

Purchase

3686

60.30

Purchase

863

60.66

Purchase

150

60.75

Purchase

2623

60.90

Purchase

180

61.55

Purchase

8742

59.80

Purchase

986

60.08

Purchase

54

60.19

Purchase

1969

60.21

Purchase

5341

60.40

Purchase

314

60.59

Purchase

6040

60.51

Purchase

5336

60.71

Purchase

4948

60.45

Purchase

1723

59.88

Purchase

568

60.02

Purchase

897

60.04

Purchase

285

60.05

Purchase

3671

60.06

Purchase

2357

60.14

Purchase

3938

60.15

Purchase

3148

60.20

Purchase

1780

60.29

Purchase

955

60.42

Purchase

70

60.64

Purchase

2414

60.51

Purchase

2000

61.16

Purchase

2449

61.21

Purchase

2000

61.30

Purchase

2000

61.60

Purchase

2000

61.61

Purchase

2000

61.76

Purchase

788

61.80

Purchase

14

59.17

Purchase

864

59.20

Purchase

860

59.30

Purchase

951

59.33

Purchase

845

59.38

Purchase

1085

59.39

Purchase

838

59.41

Purchase

845

59.42

Purchase

922

59.46

Purchase

423

59.61

Purchase

1419

59.66

Purchase

1823

59.70

Purchase

908

59.73

Purchase

936

59.74

Purchase

850

59.75

Purchase

1381

59.79

Purchase

733

59.84

Purchase

201

59.85

Purchase

1908

59.87

Purchase

448

59.90

Purchase

1540

59.91

Purchase

784

59.92

Purchase

885

60.11

Purchase

1107

60.13

Purchase

1686

60.22

Purchase

2807

60.23

Purchase

3917

60.25

Purchase

2769

60.31

Purchase

2614

60.33

Purchase

697

60.34

Purchase

1684

60.35

Purchase

1665

60.41

Purchase

3023

60.47

Purchase

2348

60.48

Purchase

362

60.52

Purchase

1284

60.53

Purchase

5207

60.58

Purchase

1210

60.60

Purchase

1313

60.62

Purchase

1803

60.77

Purchase

1670

60.80

Purchase

100

60.88

Purchase

66

60.89

Purchase

1551

61.15

Purchase

2000

61.25

Purchase

1050

61.50

Purchase

90

61.53

Purchase

192

61.56

Purchase

2000

61.62

Purchase

2000

61.70

Purchase

4000

61.73

Purchase

763

61.88

Purchase

1237

61.90

Purchase

2000

61.91

Purchase

2000

61.96

Purchase

82

61.99

Purchase

2000

62.00

Purchase

4000

62.01

Purchase

1174

62.11

Purchase

826

62.12

Purchase

1191

62.14

Purchase

50

62.15

Purchase

1868

62.17

Purchase

758

62.20

Purchase

1339

62.22

Purchase

4247

62.24

Purchase

465

62.25

Purchase

199

59.65

Purchase

439

59.67

Purchase

346

59.68

Purchase

346

60.09

Purchase

690

60.12

Purchase

346

60.17

Purchase

344

60.24

Purchase

347

60.26

Purchase

692

60.28

Purchase

346

60.32

Purchase

346

60.39

Purchase

145

60.43

Purchase

40

60.44

Purchase

898

60.46

Purchase

346

60.49

Purchase

678

60.55

Purchase

21

60.56

Purchase

21

60.61

Purchase

347

60.65

Purchase

74

60.83

Purchase

272

60.84

Purchase

685

61.18

Purchase

315

61.23

Purchase

1039

59.35

Purchase

692

60.85

Purchase

50

60.37

Purchase

1000

61.20

Total Purchases

201,313

Sale

620

59.40

Sale

332

59.48

Sale

364

59.51

Sale

35

59.53

Sale

53

59.54

Sale

81

59.55

Sale

28

59.56

Sale

54

59.57

Sale

414

59.58

Sale

64

59.62

Sale

392

59.78

Sale

377

59.89

Sale

1

59.96

Sale

4

59.98

Sale

543

59.99

Sale

2173

60.00

Sale

2153

60.01

Sale

700

61.74

Sale

800

61.75

Sale

800

61.77

Sale

1600

61.79

Sale

100

61.86

Sale

431

60.03

Sale

510

60.10

Sale

50

60.66

Sale

182

60.75

Sale

97

60.90

Sale

1720

61.55

Sale

2207

59.80

Sale

731

60.08

Sale

674

60.19

Sale

606

60.21

Sale

574

60.40

Sale

737

60.59

Sale

5290

61.10

Sale

5740

60.42

Sale

300

60.45

Sale

4050

60.60

Sale

59

59.88

Sale

1522

60.02

Sale

610

60.04

Sale

733

60.05

Sale

117

60.06

Sale

566

60.14

Sale

1486

60.15

Sale

272

60.20

Sale

2254

60.29

Sale

1456

60.42

Sale

120

60.64

Sale

1811

60.51

Sale

217

61.13

Sale

1174

61.14

Sale

2993

61.16

Sale

1124

61.17

Sale

1972

61.21

Sale

1734

61.22

Sale

75

61.30

Sale

882

61.32

Sale

681

61.60

Sale

562

61.61

Sale

600

61.65

Sale

830

61.71

Sale

584

61.76

Sale

222

61.80

Sale

346

61.84

Sale

430

61.89

Sale

108

59.20

Sale

14

59.38

Sale

9

59.39

Sale

1

59.46

Sale

130

59.61

Sale

424

59.66

Sale

9

59.70

Sale

393

59.73

Sale

338

59.74

Sale

17

59.75

Sale

89

59.79

Sale

85

59.84

Sale

325

59.85

Sale

2198

59.90

Sale

479

59.92

Sale

1159

60.11

Sale

1297

60.13

Sale

249

60.22

Sale

68

60.23

Sale

1075

60.25

Sale

292

60.33

Sale

1275

60.34

Sale

44

60.35

Sale

1122

60.41

Sale

238

60.47

Sale

1355

60.48

Sale

534

60.52

Sale

1163

60.53

Sale

820

60.58

Sale

182

60.77

Sale

124

60.80

Sale

194

60.88

Sale

160

60.89

Sale

4669

61.15

Sale

453

61.25

Sale

452

61.53

Sale

308

61.90

Sale

386

61.99

Sale

398

62.00

Sale

259

59.19

Sale

13

59.21

Sale

137

59.36

Sale

55

59.43

Sale

39

59.44

Sale

22

59.49

Sale

155

59.50

Sale

4

59.52

Sale

518

59.59

Sale

75

59.60

Sale

179

59.63

Sale

154

59.64

Sale

790

59.65

Sale

497

59.67

Sale

24

59.68

Sale

267

59.69

Sale

452

59.76

Sale

99

59.86

Sale

9

59.93

Sale

836

59.97

Sale

57

60.07

Sale

755

60.09

Sale

3213

60.12

Sale

310

60.16

Sale

412

60.17

Sale

297

60.18

Sale

458

60.24

Sale

163

60.26

Sale

558

60.27

Sale

2187

60.28

Sale

697

60.32

Sale

18

60.36

Sale

369

60.38

Sale

835

60.39

Sale

1285

60.43

Sale

195

60.44

Sale

29

60.46

Sale

964

60.49

Sale

215

60.50

Sale

54

60.55

Sale

35

60.56

Sale

40

60.57

Sale

45

60.61

Sale

20

60.65

Sale

350

60.68

Sale

227

60.69

Sale

35

60.70

Sale

14

60.71

Sale

12

60.72

Sale

724

60.73

Sale

87

60.74

Sale

493

60.76

Sale

637

60.78

Sale

74

60.79

Sale

145

60.81

Sale

400

60.82

Sale

194

60.83

Sale

171

60.84

Sale

296

60.86

Sale

91

60.87

Sale

44

60.91

Sale

33

60.92

Sale

202

60.93

Sale

2

60.94

Sale

166

60.97

Sale

143

61.18

Sale

790

61.19

Sale

373

61.23

Sale

214

61.24

Sale

223

61.63

Sale

362

61.64

Sale

844

61.85

Sale

58

61.93

Sale

1125

61.94

Sale

372

61.95

Sale

1018

61.11

Sale

527

61.12

Sale

5162

61.20

Sale

94

59.83

Total Sales

117,152

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

700

61.74

CFD

Long

800

61.75

CFD

Long

800

61.77

CFD

Long

1600

61.79

CFD

Long

100

61.86

CFD

Long

475

60.51

CFD

Long

1779

61.10

CFD

Long

217

61.13

CFD

Long

675

61.14

CFD

Long

1564

61.16

CFD

Long

578

61.17

CFD

Long

827

61.21

CFD

Long

1734

61.22

CFD

Long

75

61.30

CFD

Long

882

61.32

CFD

Long

681

61.60

CFD

Long

470

61.61

CFD

Long

600

61.65

CFD

Long

750

61.71

CFD

Long

250

61.76

CFD

Long

222

61.80

CFD

Long

217

61.84

CFD

Long

120

61.89

CFD

Long

2000

59.80

CFD

Long

500

60.01

CFD

Long

500

60.08

CFD

Long

500

60.10

CFD

Long

500

60.19

CFD

Long

18

60.21

CFD

Long

500

60.40

CFD

Long

104

60.59

CFD

Long

165

60.75

CFD

Long

100

61.55

CFD

Long

5740

60.42

CFD

Long

300

60.45

CFD

Long

4050

60.60

CFD

Short

6374

59.80

CFD

Short

760

60.01

CFD

Short

293

60.08

CFD

Short

250

60.10

CFD

Short

314

60.59

CFD

Short

150

60.75

CFD

Short

180

61.55

CFD

Short

100

59.88

CFD

Short

450

59.98

CFD

Short

224

60.02

CFD

Short

1378

60.03

CFD

Short

239

60.04

CFD

Short

285

60.05

CFD

Short

2579

60.06

CFD

Short

9

60.14

CFD

Short

482

60.15

CFD

Short

975

60.20

CFD

Short

437

60.29

CFD

Short

100

60.42

CFD

Short

70

60.64

CFD

Short

2276

60.90

CFD

Short

2000

60.30

CFD

Short

15

60.66

CFD

Short

6040

60.51

CFD

Short

5336

60.71

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

Date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

25/11/2008

 

Contact name

Artie Movsesian

 

Telephone number

020 7545 7804

 

Name of offeree/offeror with which connected

Rio Tinto plc

 

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
FTSE 100 Latest
Value9,126.77
Change31.04