8th Feb 2008 11:37
UBS AG (EPT)08 February 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 07 FEBRUARY 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 19,250 0.01% 3,750 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 19,250 0.01% 3,750 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 2233 787 pence SALE 231 787 SALE 22 793 SALE 474 793.5 PURCHASE 203 793.5 PURCHASE 500 793.5 PURCHASE 1500 793.5 SALE 220 794 SALE 500 796 SALE 375 796 SALE 10000 797 SALE 516 797 SALE 254 797 SALE 887 797.5 SALE 825 797.5 SALE 702 797.5 SALE 500 797.5 SALE 500 797.5 SALE 500 797.5 SALE 500 797.5 SALE 133 797.5 SALE 100 797.5 PURCHASE 315 798.5 PURCHASE 1519 798.5 SALE 12345 800 SALE 7341 800 SALE 3835 800 SALE 2500 800 SALE 2000 800 SALE 500 800 SALE 458 800 SALE 27 800 PURCHASE 219 800 PURCHASE 1103 800 PURCHASE 1506 800 SALE 6384 800.5 PURCHASE 3382 800.66 PURCHASE 4105 801 SALE 496 801.5 PURCHASE 235 801.5 PURCHASE 976 801.5 PURCHASE 1500 801.5 PURCHASE 2612 801.5 SALE 598 802 PURCHASE 517 802 PURCHASE 926 802 PURCHASE 5599 802 PURCHASE 1003 802.5 PURCHASE 1592 802.5 SALE 513 803 PURCHASE 49 803 PURCHASE 347 803 PURCHASE 399 803 PURCHASE 513 803 PURCHASE 594 803 PURCHASE 890 803 PURCHASE 1029 803 PURCHASE 1078 803 PURCHASE 1109 803 PURCHASE 1216 803 PURCHASE 1411 803 SALE 600 804 SALE 500 804 SALE 268 804 SALE 1459 804.5 SALE 5896 805 SALE 2500 805 SALE 462 805 SALE 103 805 SALE 100 805 PURCHASE 316 805 PURCHASE 1030 805 PURCHASE 2500 805 PURCHASE 772 805.5 PURCHASE 1333 805.5 PURCHASE 1500 805.5 PURCHASE 1646 805.5 PURCHASE 70 806 PURCHASE 76 806 PURCHASE 759 806 PURCHASE 995 806 PURCHASE 1085 806 PURCHASE 1101 806 PURCHASE 1233 806 PURCHASE 1509 806 PURCHASE 1765 806 PURCHASE 1960 806 PURCHASE 3700 806 PURCHASE 116 806.5 PURCHASE 323 807.5 SALE 1265 808 SALE 444 808 SALE 286 808 SALE 186 808 SALE 100 808 PURCHASE 7779 808 PURCHASE 112 808.5 PURCHASE 862 808.5 SALE 957 809 SALE 714 809 SALE 325 809 SALE 306 809 SALE 73 809 SALE 501 809.5 SALE 488 809.5 SALE 1 809.5 PURCHASE 126 809.5 PURCHASE 1000 809.5 PURCHASE 2388 809.5 SALE 2233 787 SALE 231 787 SALE 22 793 SALE 474 793.5 PURCHASE 203 793.5 PURCHASE 500 793.5 PURCHASE 1500 793.5 SALE 220 794 SALE 500 796 SALE 375 796 SALE 10000 797 SALE 516 797 SALE 254 797 SALE 887 797.5 SALE 825 797.5 SALE 702 797.5 SALE 500 797.5 SALE 500 797.5 SALE 500 797.5 SALE 500 797.5 SALE 133 797.5 SALE 100 797.5 PURCHASE 315 798.5 PURCHASE 1519 798.5 SALE 12345 800 SALE 7341 800 SALE 3835 800 SALE 2500 800 SALE 2000 800 SALE 500 800 SALE 458 800 SALE 27 800 PURCHASE 219 800 PURCHASE 1103 800 PURCHASE 1506 800 SALE 6384 800.5 PURCHASE 3382 800.66 PURCHASE 4105 801 SALE 496 801.5 PURCHASE 235 801.5 PURCHASE 976 801.5 PURCHASE 1500 801.5 PURCHASE 2612 801.5 SALE 598 802 PURCHASE 517 802 PURCHASE 926 802 PURCHASE 5599 802 PURCHASE 1003 802.5 PURCHASE 1592 802.5 SALE 513 803 PURCHASE 49 803 PURCHASE 347 803 PURCHASE 399 803 PURCHASE 513 803 PURCHASE 594 803 PURCHASE 890 803 PURCHASE 1029 803 PURCHASE 1078 803 PURCHASE 1109 803 PURCHASE 1216 803 PURCHASE 1411 803 SALE 600 804 SALE 500 804 SALE 268 804 SALE 1459 804.5 SALE 5896 805 SALE 2500 805 SALE 462 805 SALE 103 805 SALE 100 805 PURCHASE 316 805 PURCHASE 1030 805 PURCHASE 2500 805 PURCHASE 772 805.5 PURCHASE 1333 805.5 PURCHASE 1500 805.5 PURCHASE 1646 805.5 PURCHASE 70 806 PURCHASE 76 806 PURCHASE 759 806 PURCHASE 995 806 PURCHASE 1085 806 PURCHASE 1101 806 PURCHASE 1233 806 PURCHASE 1509 806 PURCHASE 1765 806 PURCHASE 1960 806 PURCHASE 3700 806 PURCHASE 116 806.5 PURCHASE 323 807.5 SALE 1265 808 SALE 444 808 SALE 286 808 SALE 186 808 SALE 100 808 PURCHASE 7779 808 PURCHASE 112 808.5 PURCHASE 862 808.5 SALE 957 809 SALE 714 809 SALE 325 809 SALE 306 809 SALE 73 809 SALE 501 809.5 SALE 488 809.5 SALE 1 809.5 PURCHASE 126 809.5 PURCHASE 1000 809.5 PURCHASE 2388 809.5 TOTAL PURCHASES 74,003 TOTAL SALES 74,003 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 08 FEBRUARY 2008Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros