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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Friends Provident Group Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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16-Oct-2009
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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244592
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0.01
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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244592
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0.01
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security :
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase\sell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
|
Price per unit (Note 4)
|
|
Buy
|
13089
|
0.838 (GBP)
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|
Buy
|
13039
|
0.837 (GBP)
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|
Buy
|
12882
|
0.8295 (GBP)
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|
Buy
|
11590
|
0.8295 (GBP)
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|
Buy
|
10500
|
0.8295 (GBP)
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|
Buy
|
8474
|
0.8385 (GBP)
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|
Buy
|
8267
|
0.841 (GBP)
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|
Buy
|
8133
|
0.8405 (GBP)
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|
Buy
|
7488
|
0.825 (GBP)
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|
Buy
|
7255
|
0.84 (GBP)
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|
Buy
|
7066
|
0.8375 (GBP)
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|
Buy
|
6608
|
0.8345 (GBP)
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|
Buy
|
5687
|
0.844 (GBP)
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|
Buy
|
5211
|
0.841 (GBP)
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|
Buy
|
5205
|
0.829 (GBP)
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|
Buy
|
5116
|
0.825 (GBP)
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|
Buy
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5032
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0.8385 (GBP)
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|
Buy
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5000
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0.827 (GBP)
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|
Buy
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4996
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0.824 (GBP)
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|
Buy
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4883
|
0.8405 (GBP)
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|
Buy
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4621
|
0.83 (GBP)
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|
Buy
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4543
|
0.8345 (GBP)
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|
Buy
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4500
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0.825 (GBP)
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|
Buy
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4419
|
0.838 (GBP)
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|
Buy
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4122
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0.834 (GBP)
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|
Buy
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4047
|
0.84 (GBP)
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|
Buy
|
4047
|
0.827 (GBP)
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|
Buy
|
3814
|
0.8345 (GBP)
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|
Buy
|
3657
|
0.8405 (GBP)
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|
Buy
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3610
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0.827 (GBP)
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|
Buy
|
3516
|
0.8345 (GBP)
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|
Buy
|
3494
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0.845 (GBP)
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|
Buy
|
3285
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0.8365 (GBP)
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|
Buy
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3150
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0.83 (GBP)
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Buy
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3148
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0.8345 (GBP)
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|
Buy
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3100
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0.8385 (GBP)
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Buy
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3015
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0.8345 (GBP)
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|
Buy
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2996
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0.846 (GBP)
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Buy
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2957
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0.8355 (GBP)
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Buy
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2710
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0.845 (GBP)
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|
Buy
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2641
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0.8345 (GBP)
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Buy
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2637
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0.8365 (GBP)
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Buy
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2491
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0.8345 (GBP)
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Buy
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2482
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0.825 (GBP)
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Buy
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2463
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0.827 (GBP)
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Buy
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2451
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0.845 (GBP)
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Buy
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2426
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0.8365 (GBP)
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Buy
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2267
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0.8345 (GBP)
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Buy
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2266
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0.838 (GBP)
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|
Buy
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2236
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0.8395 (GBP)
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Buy
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2235
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0.827 (GBP)
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Buy
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1763
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0.8365 (GBP)
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Buy
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1744
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0.8345 (GBP)
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|
Buy
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1618
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0.8365 (GBP)
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Buy
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1600
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0.8345 (GBP)
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Buy
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1595
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0.83 (GBP)
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|
Buy
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1562
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0.841 (GBP)
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Buy
|
1441
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0.8335 (GBP)
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Buy
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1424
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0.8395 (GBP)
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|
Buy
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1257
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0.8405 (GBP)
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|
Buy
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1256
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0.8335 (GBP)
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Buy
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1253
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0.842 (GBP)
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Buy
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1085
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0.842 (GBP)
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|
Buy
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1066
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0.842 (GBP)
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Buy
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1000
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0.845 (GBP)
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Buy
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1000
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0.8395 (GBP)
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Buy
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875
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0.8405 (GBP)
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Buy
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604
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0.841 (GBP)
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Buy
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500
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0.825 (GBP)
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Buy
|
372
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0.8365 (GBP)
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Buy
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322
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0.841 (GBP)
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Buy
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316
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0.825 (GBP)
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|
Buy
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200
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0.845 (GBP)
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|
Buy
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104
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0.825 (GBP)
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|
Buy
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57
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0.8365 (GBP)
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|
Buy
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21
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0.8405 (GBP)
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|
Buy
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16
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0.838 (GBP)
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|
Sell
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159018
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0.8469 (GBP)
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Sell
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90867
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0.846 (GBP)
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|
Sell
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90867
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0.846 (GBP)
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|
Sell
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90867
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0.846 (GBP)
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|
Sell
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90867
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0.846 (GBP)
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|
Sell
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90776
|
0.846 (GBP)
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|
Sell
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85870
|
0.846 (GBP)
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|
Sell
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15962
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0.838 (GBP)
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|
Sell
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14174
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0.8415 (GBP)
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|
Sell
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11217
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0.8355 (GBP)
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|
Sell
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10000
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0.8325 (GBP)
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|
Sell
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9903
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0.8275 (GBP)
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|
Sell
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9880
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0.826 (GBP)
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|
Sell
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9693
|
0.838 (GBP)
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|
Sell
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9386
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0.832 (GBP)
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|
Sell
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8634
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0.834 (GBP)
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|
Sell
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7746
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0.835 (GBP)
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|
Sell
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7283
|
0.8395 (GBP)
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|
Sell
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6854
|
0.8395 (GBP)
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|
Sell
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6546
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0.8345 (GBP)
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|
Sell
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6033
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0.845 (GBP)
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|
Sell
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5646
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0.8425 (GBP)
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|
Sell
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5547
|
0.838 (GBP)
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|
Sell
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5485
|
0.83 (GBP)
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|
Sell
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4978
|
0.8345 (GBP)
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|
Sell
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4717
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0.8295 (GBP)
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|
Sell
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4659
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0.8305 (GBP)
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|
Sell
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4563
|
0.8325 (GBP)
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|
Sell
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4543
|
0.8295 (GBP)
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|
Sell
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4543
|
0.846 (GBP)
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|
Sell
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4472
|
0.8395 (GBP)
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|
Sell
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4211
|
0.8395 (GBP)
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|
Sell
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4170
|
0.8475 (GBP)
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|
Sell
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3591
|
0.826 (GBP)
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|
Sell
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3588
|
0.834 (GBP)
|
|
Sell
|
3443
|
0.84 (GBP)
|
|
Sell
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3437
|
0.839 (GBP)
|
|
Sell
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3219
|
0.826 (GBP)
|
|
Sell
|
3077
|
0.832 (GBP)
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|
Sell
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3043
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0.8325 (GBP)
|
|
Sell
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2915
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0.8265 (GBP)
|
|
Sell
|
2910
|
0.8255 (GBP)
|
|
Sell
|
2872
|
0.847 (GBP)
|
|
Sell
|
2809
|
0.839 (GBP)
|
|
Sell
|
2702
|
0.827 (GBP)
|
|
Sell
|
2639
|
0.832 (GBP)
|
|
Sell
|
2528
|
0.829 (GBP)
|
|
Sell
|
2439
|
0.835 (GBP)
|
|
Sell
|
2336
|
0.835 (GBP)
|
|
Sell
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2247
|
0.8475 (GBP)
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|
Sell
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2202
|
0.826 (GBP)
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|
Sell
|
2147
|
0.835 (GBP)
|
|
Sell
|
2136
|
0.835 (GBP)
|
|
Sell
|
2132
|
0.839 (GBP)
|
|
Sell
|
2099
|
0.8255 (GBP)
|
|
Sell
|
2031
|
0.8475 (GBP)
|
|
Sell
|
1881
|
0.832 (GBP)
|
|
Sell
|
1865
|
0.838 (GBP)
|
|
Sell
|
1721
|
0.835 (GBP)
|
|
Sell
|
1671
|
0.8455 (GBP)
|
|
Sell
|
1617
|
0.835 (GBP)
|
|
Sell
|
1601
|
0.839 (GBP)
|
|
Sell
|
1595
|
0.8325 (GBP)
|
|
Sell
|
1544
|
0.834 (GBP)
|
|
Sell
|
1544
|
0.838 (GBP)
|
|
Sell
|
1451
|
0.826 (GBP)
|
|
Sell
|
1451
|
0.826 (GBP)
|
|
Sell
|
1445
|
0.828 (GBP)
|
|
Sell
|
1443
|
0.8305 (GBP)
|
|
Sell
|
1428
|
0.839 (GBP)
|
|
Sell
|
1412
|
0.842 (GBP)
|
|
Sell
|
1197
|
0.8425 (GBP)
|
|
Sell
|
1184
|
0.8305 (GBP)
|
|
Sell
|
1184
|
0.835 (GBP)
|
|
Sell
|
1153
|
0.8395 (GBP)
|
|
Sell
|
1051
|
0.8305 (GBP)
|
|
Sell
|
1030
|
0.8345 (GBP)
|
|
Sell
|
1000
|
0.8255 (GBP)
|
|
Sell
|
962
|
0.832 (GBP)
|
|
Sell
|
945
|
0.8355 (GBP)
|
|
Sell
|
898
|
0.835 (GBP)
|
|
Sell
|
898
|
0.835 (GBP)
|
|
Sell
|
884
|
0.836 (GBP)
|
|
Sell
|
869
|
0.839 (GBP)
|
|
Sell
|
862
|
0.8305 (GBP)
|
|
Sell
|
829
|
0.8475 (GBP)
|
|
Sell
|
824
|
0.839 (GBP)
|
|
Sell
|
753
|
0.828 (GBP)
|
|
Sell
|
647
|
0.8455 (GBP)
|
|
Sell
|
621
|
0.826 (GBP)
|
|
Sell
|
604
|
0.8355 (GBP)
|
|
Sell
|
592
|
0.826 (GBP)
|
|
Sell
|
553
|
0.8415 (GBP)
|
|
Sell
|
541
|
0.826 (GBP)
|
|
Sell
|
540
|
0.835 (GBP)
|
|
Sell
|
504
|
0.826 (GBP)
|
|
Sell
|
500
|
0.8395 (GBP)
|
|
Sell
|
490
|
0.835 (GBP)
|
|
Sell
|
392
|
0.836 (GBP)
|
|
Sell
|
387
|
0.8345 (GBP)
|
|
Sell
|
352
|
0.839 (GBP)
|
|
Sell
|
351
|
0.8395 (GBP)
|
|
Sell
|
91
|
0.846 (GBP)
|
|
Sell
|
37
|
0.8425 (GBP)
|
|
Sell
|
3
|
0.8415 (GBP)
|
|
|
|
TOTAL BUYS: 278918
TOTAL SELLS: 999916
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(b) Derivatives transactions (other than options)
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|
Product name, e.g. CFD
|
Long/short (Note 5)
|
Number of securities (Note 6)
|
Price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
(c) Options transactions in respect of existing securities
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|
(i) Writing, selling, purchasing or varying
|
|
Product name,e.g. call option
|
Writing, selling, purchasing, varying etc.
|
Number of securities to which the option relates (Note 6)
|
Exercise price
|
Type, e.g. American, European etc.
|
Expiry date
|
Option money paid/received per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising
|
|
Product name, e.g. call option
|
Number of securities
|
Exercise price per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
(d) Other dealings (including new securities) (Note 3)
|
|
Nature of transaction (Note 7)
|
Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
|
|
|
|
|
4. OTHER INFORMATION
|
|
Agreements, arrangements or understandings relating to options or derivatives
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
|
|
|
|
|
|
|
|
Is a Supplemental Form 38.5(b) attached? (Note 8) No
|
|
|
|
Date of disclosure
|
19-Oct-2009 08:39:10
|
|
Contact name
|
Collins,Carolyn/ Crawley, Simon
|
|
Telephone number
|
44 20 7888 0241
|
|
Name of offeree/offeror with which connected
|
Resolution Limited
|
|
Nature of connection (Note 9)
|
BROKER
|
|
|
|
|
|
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
|
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|
