Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

24th Jul 2008 11:33

RNS Number : 7955Z
UBS AG (EPT)
24 July 2008
 

FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

 

Company dealt in

Rio Tinto Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary

Date of dealing

23 JULY 2008

 

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a) Interests and short positions (following dealing) in the class of 

relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

0

0.00%

1,785

0.00%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

0

0.00%

1,785

0.00%

(b) Interests and short positions in relevant securities of

the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 (a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

PURCHASE

11

11823 AUD Cents

PURCHASE

44

11823

PURCHASE

105

11830

PURCHASE

469

11830

PURCHASE

22

11831

PURCHASE

43

11831

PURCHASE

48

11831

PURCHASE

5

11832

PURCHASE

17

11832

PURCHASE

54

11832

PURCHASE

66

11832

PURCHASE

14

11838

PURCHASE

15

11838

PURCHASE

20

11838

PURCHASE

37

11838

PURCHASE

43

11838

PURCHASE

250

11842

PURCHASE

8

11844

PURCHASE

75

11844

PURCHASE

84

11844

PURCHASE

179

11844

PURCHASE

239

11844

SALE

1000

11845

SALE

216

11845

PURCHASE

9

11845

PURCHASE

37

11845

PURCHASE

42

11845

PURCHASE

63

11845

PURCHASE

118

11845

PURCHASE

252

11845

PURCHASE

279

11845

PURCHASE

372

11845

PURCHASE

558

11845

PURCHASE

1000

11845

PURCHASE

50

11848

PURCHASE

200

11848

SALE

1233

11849

PURCHASE

3

11849

PURCHASE

10

11849

PURCHASE

28

11849

PURCHASE

101

11849

PURCHASE

112

11849

PURCHASE

405

11849

PURCHASE

3

11850

PURCHASE

50

11850

PURCHASE

200

11850

PURCHASE

1040

11850

SALE

173

11853

SALE

136

11853

SALE

537

11857

SALE

402

11857

SALE

168

11857

SALE

50

11857

SALE

14

11857

SALE

14

11857

SALE

14

11857

SALE

12

11857

SALE

10

11857

SALE

619

11858

SALE

300

11859

SALE

200

11859

SALE

200

11859

SALE

61

11859

PURCHASE

19

11860

PURCHASE

341

11860

PURCHASE

344

11860

PURCHASE

500

11860

SALE

324

11862

SALE

157

11862

PURCHASE

174

11863

SALE

271

11864

PURCHASE

1

11864

PURCHASE

15

11864

PURCHASE

704

11864

PURCHASE

270

11865

PURCHASE

8

11867

PURCHASE

26

11867

PURCHASE

26

11867

PURCHASE

31

11867

PURCHASE

40

11867

PURCHASE

95

11867

PURCHASE

107

11867

PURCHASE

187

11867

PURCHASE

876

11867

SALE

253

11868

PURCHASE

92

11869

PURCHASE

25

11870

PURCHASE

53

11870

PURCHASE

104

11870

SALE

148

11877

PURCHASE

8

11877

PURCHASE

18

11877

PURCHASE

130

11877

PURCHASE

484

11877

PURCHASE

10

11878

PURCHASE

12

11878

PURCHASE

25

11878

PURCHASE

137

11878

PURCHASE

15

11879

PURCHASE

11

11880

PURCHASE

16

11880

PURCHASE

18

11880

PURCHASE

28

11880

PURCHASE

136

11880

PURCHASE

206

11880

PURCHASE

189

11881

SALE

216

11884

SALE

90

11884

SALE

38

11884

PURCHASE

23

11884

PURCHASE

171

11884

PURCHASE

1

11885

PURCHASE

2

11885

PURCHASE

2

11885

PURCHASE

7

11885

PURCHASE

8

11885

PURCHASE

25

11885

PURCHASE

75

11885

PURCHASE

125

11885

PURCHASE

286

11885

PURCHASE

341

11885

PURCHASE

1000

11885

PURCHASE

1892

11885

PURCHASE

26

11886

PURCHASE

7

11887

PURCHASE

133

11887

PURCHASE

282

11887

PURCHASE

900

11887

SALE

85

11888

SALE

354

11889

SALE

160

11889

SALE

140

11889

SALE

384

11890

SALE

356

11890

SALE

200

11890

SALE

162

11890

SALE

160

11890

SALE

114

11890

SALE

75

11890

SALE

66

11890

SALE

50

11890

SALE

42

11890

SALE

23

11890

SALE

15

11890

SALE

14

11890

SALE

12

11890

SALE

1

11890

SALE

1

11890

PURCHASE

11

11890

PURCHASE

123

11890

PURCHASE

146

11890

PURCHASE

159

11890

PURCHASE

194

11890

PURCHASE

536

11890

PURCHASE

559

11890

PURCHASE

800

11890

PURCHASE

3

11891

PURCHASE

23

11891

PURCHASE

31

11891

PURCHASE

210

11891

PURCHASE

500

11891

PURCHASE

558

11891

SALE

318

11892

SALE

305

11892

SALE

228

11892

SALE

122

11892

SALE

120

11892

SALE

89

11892

SALE

61

11892

SALE

47

11892

SALE

25

11892

SALE

12

11892

PURCHASE

13

11892

PURCHASE

13

11892

PURCHASE

18

11892

PURCHASE

97

11892

PURCHASE

140

11892

SALE

616

11893

SALE

199

11893

SALE

152

11893

SALE

18

11893

SALE

2

11893

PURCHASE

23

11893

PURCHASE

746

11893

SALE

405

11894

SALE

400

11894

SALE

317

11894

SALE

238

11894

SALE

171

11894

SALE

100

11894

SALE

31

11894

SALE

22

11894

SALE

20

11894

SALE

12

11894

PURCHASE

4

11894

PURCHASE

5

11894

PURCHASE

7

11894

PURCHASE

14

11894

PURCHASE

25

11894

PURCHASE

45

11894

PURCHASE

218

11894

PURCHASE

273

11894

PURCHASE

561

11894

SALE

547

11895

SALE

14

11895

SALE

4

11895

PURCHASE

53

11897

PURCHASE

127

11897

SALE

200

11900

SALE

40

11900

PURCHASE

23

11900

PURCHASE

500

11900

PURCHASE

1549

11900

SALE

1184

11902

SALE

394

11902

SALE

281

11902

SALE

155

11902

SALE

39

11902

PURCHASE

21

11904

PURCHASE

141

11904

SALE

489

11905

PURCHASE

1892

11910

SALE

520

11911

SALE

470

11911

SALE

405

11911

SALE

90

11911

SALE

71

11911

SALE

62

11911

SALE

21

11911

SALE

11

11911

SALE

2

11911

SALE

6

11912

SALE

932

11914

SALE

728

11914

SALE

312

11914

SALE

277

11914

SALE

246

11914

PURCHASE

12

11914

PURCHASE

19

11914

PURCHASE

74

11914

PURCHASE

373

11914

SALE

253

11915

SALE

162

11915

SALE

50

11915

SALE

1237

11916

SALE

286

11919

SALE

75

11919

SALE

25

11919

SALE

14

11919

SALE

13

11919

SALE

618

11925

SALE

58

11925

SALE

44

11925

SALE

14

11925

SALE

7

11925

SALE

187

11935

SALE

123

11935

SALE

66

11935

SALE

56

11935

SALE

15

11935

SALE

256

11936

SALE

100

11936

SALE

94

11936

SALE

63

11936

SALE

4

11936

SALE

1

11936

SALE

200

11938

SALE

183

11938

SALE

26

11938

PURCHASE

400

11943

PURCHASE

702

11943

SALE

544

11945

SALE

300

11946

SALE

1

11946

SALE

493

11950

SALE

329

11950

SALE

177

11950

SALE

56004

11950.84512

PURCHASE

56004

11950.84512

SALE

244

11951

SALE

5

11964

SALE

55717

11969.30441

PURCHASE

55717

11969.30441

SALE

174

11973

SALE

112

11973

SALE

4

11973

SALE

160

11976

SALE

136

11976

SALE

14

11976

SALE

13

11976

PURCHASE

35

11977

PURCHASE

740

11977

SALE

142

11979

PURCHASE

33

11979

SALE

7

11981

SALE

703

11982

SALE

224

11982

PURCHASE

1571

11983

PURCHASE

200

11986

PURCHASE

88

11987

SALE

119

11988

SALE

1

11988

SALE

206

11990

SALE

108

11990

PURCHASE

3

11992

PURCHASE

467

11992

PURCHASE

618

11992

PURCHASE

1271

11992

SALE

129

11993

SALE

14

11993

SALE

5

11993

SALE

241

11995

SALE

100

11995

SALE

100

11995

SALE

39

11996

SALE

29

11996

SALE

14

11996

SALE

1

11996

PURCHASE

457

11996

SALE

816

11997

SALE

220

11997

SALE

136

11997

SALE

116

11997

SALE

567

11998

SALE

300

11998

SALE

300

11998

SALE

119

11998

SALE

100

11998

SALE

100

11998

SALE

8

11998

PURCHASE

20

11998

PURCHASE

61

11998

PURCHASE

109

11998

PURCHASE

460

11998

SALE

210

11999

SALE

150

11999

SALE

1

11999

PURCHASE

57

11999

PURCHASE

558

11999

PURCHASE

1277

11999

PURCHASE

880

12000

PURCHASE

998

12000

SALE

490

12001

SALE

257

12001

SALE

100

12001

SALE

78

12001

SALE

75

12001

SALE

38

12001

SALE

1

12001

SALE

830

12006

SALE

8

12006

SALE

1

12006

SALE

76

12008

SALE

16

12008

SALE

1

12008

SALE

339

12010

SALE

170

12010

SALE

45

12010

SALE

22

12010

SALE

15

12010

SALE

14

12010

SALE

13

12010

SALE

1

12010

SALE

1

12010

PURCHASE

6

12011

PURCHASE

10

12011

PURCHASE

53

12011

PURCHASE

107

12011

PURCHASE

118

12011

SALE

636

12012

SALE

568

12012

SALE

194

12012

SALE

64

12012

SALE

27

12012

SALE

21

12012

SALE

14

12012

SALE

14

12012

SALE

5

12012

SALE

1

12012

PURCHASE

294

12014

PURCHASE

481

12016

SALE

15

12017

PURCHASE

405

12018

PURCHASE

1288

12019

SALE

703

12020

SALE

204

12020

SALE

1700

12022

PURCHASE

789

12022

PURCHASE

8

12023

SALE

136

12024

PURCHASE

16

12024

PURCHASE

19

12024

PURCHASE

195

12024

SALE

142

12025

SALE

1

12025

PURCHASE

192

12025

SALE

406

12026

PURCHASE

150

12026

PURCHASE

20

12028

PURCHASE

54

12028

PURCHASE

339

12028

PURCHASE

562

12029

PURCHASE

1258

12030

SALE

78

12031

SALE

1

12031

PURCHASE

6

12034

SALE

269

12035

SALE

167

12035

PURCHASE

164

12035

SALE

150

12036

SALE

4

12036

SALE

160

12037

SALE

40

12037

PURCHASE

200

12038

PURCHASE

4

12040

SALE

278

12042

SALE

47

12042

SALE

345

12043

SALE

175

12043

SALE

23

12043

SALE

866

12044

SALE

14

12044

SALE

200

12047

SALE

158

12047

SALE

9

12047

SALE

99

12049

PURCHASE

75

12050

PURCHASE

150

12050

PURCHASE

345

12050

PURCHASE

730

12050

SALE

175

12052

SALE

137

12052

SALE

724

12054

SALE

279

12054

SALE

6

12054

PURCHASE

1028

12054

SALE

186

12057

SALE

143

12057

SALE

34

12057

SALE

173

12058

SALE

109

12058

SALE

95

12058

SALE

20

12058

PURCHASE

1892

12059

SALE

544

12060

SALE

157

12060

SALE

22

12060

SALE

421

12061

SALE

203

12062

SALE

202

12062

SALE

100

12062

PURCHASE

4

12062

PURCHASE

393

12062

SALE

6

12063

SALE

275

12064

SALE

1

12064

PURCHASE

219

12064

PURCHASE

239

12064

PURCHASE

250

12064

SALE

471

12065

SALE

107

12065

SALE

18

12065

PURCHASE

322

12065

SALE

405

12066

PURCHASE

103

12066

PURCHASE

316

12066

SALE

1191

12067

PURCHASE

514

12068

SALE

700

12069

SALE

620

12069

SALE

350

12069

SALE

11

12069

SALE

11

12069

SALE

3

12069

PURCHASE

207

12069

SALE

62

12070

SALE

53

12070

SALE

79

12071

SALE

71

12071

SALE

30

12071

SALE

294

12072

SALE

213

12072

SALE

403

12074

SALE

195

12074

PURCHASE

192

12077

PURCHASE

1340

12078

SALE

196

12084

SALE

57

12084

SALE

310

12085

SALE

51

12085

PURCHASE

95

12085

SALE

172

12091

SALE

133

12091

SALE

72

12091

SALE

62

12091

SALE

35

12091

SALE

6

12091

SALE

57

12092

SALE

166

12094

SALE

140

12094

SALE

12

12094

SALE

116

12100

SALE

9

12100

SALE

5

12100

SALE

297

12114

SALE

3

12114

SALE

2

12114

PURCHASE

306

12119

PURCHASE

100

12120

PURCHASE

206

12120

SALE

200

12139

PURCHASE

200

12140

SALE

473

12144

PURCHASE

248

12147

PURCHASE

200

12150

SALE

173

12154

SALE

84

12154

SALE

1

12154

PURCHASE

81

12154

PURCHASE

100

12154

TOTAL PURCHASES

167,725

TOTAL SALES

167,438

(b) Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

 

(d) Other dealings (including new securities) (Note 3)

 

Nature of transaction(Note 7)

Details

Price per unit (if applicable)

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 

Date of disclosure

24 JULY 2008

Contact name

LOUISE ROBINSON

 

Telephone number

020 7567 8762

 

Name of offeree/offeror with which connected

BHP Billiton PLC

BHP Billiton LTD

 

Nature of connection (Note 9)

CONNECTED ADVISER

 

Notes

 

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMBGGDRGXDGGIS

Related Shares:

Rio Tinto
FTSE 100 Latest
Value9,138.90
Change-38.34