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EPT Disclosure

8th Oct 2008 10:13

RNS Number : 3517F
SG Option Europe
08 October 2008
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

SG Option Europe

Company dealt in

Rio Tinto plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

10p Ordinary

Date of dealing

07 October 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

525,902   0.05

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

525,902  0.05

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/Sale

Number of Securities

Price per unit (GBP)

Purchase

425

28.64

Purchase

461

28.68

Purchase

323

28.70

Purchase

600

28.90

Purchase

510

28.94

Purchase

1653

29.00

Purchase

895

29.03

Purchase

468

29.05

Purchase

757

29.10

Purchase

231

29.11

Purchase

381

29.12

Purchase

874

29.13

Purchase

327

29.14

Purchase

12640

29.16

Purchase

567

29.17

Purchase

875

29.17

Purchase

255

29.18

Purchase

358

29.19

Purchase

1244

29.20

Purchase

1048

29.21

Purchase

1283

29.22

Purchase

255

29.23

Purchase

255

29.24

Purchase

1020

29.25

Purchase

60

29.27

Purchase

222

29.28

Purchase

818

29.29

Purchase

590

29.30

Purchase

1380

29.31

Purchase

259

29.32

Purchase

562

29.35

Purchase

558

29.36

Purchase

312

29.37

Purchase

11768

29.37

Purchase

38000

29.38

Purchase

510

29.38

Purchase

469

29.39

Purchase

567

29.40

Purchase

1219

29.42

Purchase

109

29.43

Purchase

432

29.45

Purchase

213

29.45

Purchase

871

29.46

Purchase

1548

29.47

Purchase

978

29.48

Purchase

650

29.49

Purchase

717

29.50

Purchase

510

29.51

Purchase

1181

29.52

Purchase

1309

29.53

Purchase

1063

29.54

Purchase

640

29.55

Purchase

1515

29.56

Purchase

894

29.57

Purchase

2413

29.59

Purchase

2729

29.60

Purchase

1555

29.61

Purchase

7038

29.63

Purchase

366

29.63

Purchase

255

29.64

Purchase

2344

29.65

Purchase

78253

29.66

Purchase

781

29.66

Purchase

568

29.69

Purchase

805

29.70

Purchase

1116

29.71

Purchase

430

29.72

Purchase

477

29.75

Purchase

275

29.77

Purchase

4189

29.77

Purchase

329

29.78

Purchase

359861

29.78

Purchase

1818

29.79

Purchase

1369

29.80

Purchase

1784

29.81

Purchase

546

29.82

Purchase

455

29.83

Purchase

1028

29.84

Purchase

2239

29.85

Purchase

278

29.87

Purchase

599

29.88

Purchase

1676

29.89

Purchase

605

29.91

Purchase

913

29.92

Purchase

582

29.95

Purchase

255

29.96

Purchase

436

29.97

Purchase

512

30.01

Purchase

1054

30.07

Purchase

982

30.08

Purchase

455

30.10

Purchase

597

30.12

Purchase

652

30.16

Purchase

35

30.17

Purchase

75

30.21

Purchase

1097

30.22

Purchase

901

30.22

Purchase

417

30.25

Purchase

700

30.27

Purchase

255

30.30

Purchase

804

30.31

Purchase

460

30.32

Purchase

277

30.33

Purchase

255

30.34

Purchase

1001

30.35

Purchase

255

30.36

Purchase

360

30.40

Purchase

685

30.41

Purchase

906

30.42

Purchase

2188

30.44

Purchase

145

30.45

Purchase

200

30.47

Purchase

107

30.51

Purchase

1221

30.51

Purchase

689

30.52

Purchase

318

30.54

Purchase

753

30.60

Purchase

455

30.61

Purchase

781

30.62

Purchase

348

30.63

Purchase

645

30.64

Purchase

28

30.65

Purchase

255

30.66

Purchase

39

30.67

Purchase

33

30.73

Purchase

397

30.81

Purchase

531

30.96

Purchase

633

31.06

Total Purchase

598497

 

Sale

453

28.97

Sale

322

28.98

Sale

320

29.02

Sale

232

29.03

Sale

469

29.04

Sale

319

29.05

Sale

575

29.06

Sale

321

29.08

Sale

418

29.09

Sale

400

29.11

Sale

423

29.15

Sale

31138

29.17

Sale

232

29.18

Sale

841

29.20

Sale

1117

29.21

Sale

1719

29.22

Sale

255

29.24

Sale

1626

29.25

Sale

1043

29.26

Sale

335

29.27

Sale

1752

29.28

Sale

1202

29.29

Sale

655

29.30

Sale

2960

29.31

Sale

5237

29.31

Sale

1187

29.32

Sale

45

29.33

Sale

997

29.35

Sale

967

29.37

Sale

934

29.38

Sale

1093

29.39

Sale

1399

29.40

Sale

255

29.41

Sale

548

29.42

Sale

586

29.43

Sale

332

29.45

Sale

255

29.47

Sale

22416

29.48

Sale

839

29.48

Sale

255

29.49

Sale

613

29.50

Sale

228

29.51

Sale

660

29.52

Sale

255

29.54

Sale

152

29.55

Sale

255

29.56

Sale

469

29.57

Sale

1453

29.60

Sale

200

29.62

Sale

36709

29.63

Sale

213495

29.64

Sale

700

29.68

Sale

200

29.72

Sale

279

29.75

Sale

1020

29.77

Sale

598

29.78

Sale

279

29.79

Sale

255

29.80

Sale

963

29.80

Sale

1700

29.80

Sale

500

29.81

Sale

896

29.83

Sale

910

29.84

Sale

169

29.85

Sale

1473

29.87

Sale

347

29.88

Sale

1307

29.89

Sale

510

29.91

Sale

592

29.93

Sale

255

29.94

Sale

241

29.98

Sale

481

29.99

Sale

255

30.00

Sale

343

30.01

Sale

255

30.03

Sale

143

30.06

Sale

255

30.07

Sale

255

30.08

Sale

255

30.10

Sale

255

30.11

Sale

106

30.20

Sale

4211

30.21

Sale

87303

30.22

Sale

150

30.27

Sale

599

30.30

Sale

68

30.31

Sale

255

30.38

Sale

29562

30.38

Sale

510

30.42

Sale

255

30.44

Sale

30

30.45

Sale

286

30.46

Sale

268

30.50

Sale

892

30.54

Sale

275

30.55

Sale

255

30.60

Sale

255

30.68

Total Sale

481932

 

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

08 October 2008

Contact name

Patrick Overmeer

Telephone number

0207 676 6885

Name of offeree/offeror with which connected

Rio Tinto

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMMPBLTMMBMMTP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,699.31
Change14.75