Become a Member
  • Track your favourite stocks
  • Create & monitor portfolios
  • Daily portfolio value
Sign Up
Quickpicks
Add shares to your
quickpicks to
display them here!

EPT Disclosure

23rd Oct 2008 12:18

RNS Number : 5408G
Credit Suisse Equities (Australia)
23 October 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

22-10-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

1517916

0.332

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

1517916

0.332

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

100

76.38

Purchase

113

77.00

Purchase

439

77.00

Purchase

439

77.00

Purchase

1,000

77.00

Purchase

200

77.00

Purchase

107

77.00

Purchase

50

77.00

Purchase

250

77.00

Purchase

15

77.00

Purchase

22

77.00

Purchase

40

77.00

Purchase

200

76.99

Purchase

440

76.84

Purchase

30

76.80

Purchase

50

76.80

Purchase

35

76.75

Purchase

300

76.74

Purchase

205

76.74

Purchase

404

76.00

Purchase

50

76.00

Purchase

177

76.00

Purchase

508

76.00

Purchase

508

76.00

Purchase

508

76.00

Purchase

20

76.00

Purchase

700

76.00

Purchase

100

76.00

Purchase

14

76.00

Purchase

200

76.00

Purchase

1,500

76.00

Purchase

100

76.00

Purchase

275

76.00

Purchase

100

76.00

Purchase

200

76.00

Purchase

100

76.00

Purchase

88

76.00

Purchase

500

76.00

Purchase

18

76.00

Purchase

300

75.98

Purchase

350

75.94

Purchase

1,400

75.86

Purchase

300

75.85

Purchase

268

75.84

Purchase

509

75.82

Purchase

203

75.78

Purchase

381

75.50

Purchase

171

75.50

Purchase

338

75.50

Purchase

2,976

75.50

Purchase

125

75.50

Purchase

2,371

75.50

Purchase

3,147

75.50

Purchase

2,620

75.50

Purchase

2,134

75.50

Purchase

2,892

75.50

Purchase

3,368

75.50

Purchase

667

75.49

Purchase

1,500

75.32

Purchase

5,000

75.25

Purchase

29

75.23

Purchase

9,995

72.80

Purchase

5

72.80

Purchase

574

73.00

Purchase

148

73.00

Purchase

100

73.00

Purchase

115

73.00

Purchase

16

73.00

Purchase

3

73.00

Purchase

300

73.00

Purchase

3,000

73.00

Purchase

226

73.00

Purchase

50,000

72.65

Purchase

33,913

70.51

Purchase

50,000

72.93

Purchase

35,549

72.07

Purchase

128,000

84.65

Sale

-142

74.33

Sale

-67

74.03

Sale

-6

73.88

Sale

-6

73.55

Sale

-9

73.50

Sale

-26

73.50

Sale

-32

73.60

Sale

-123

73.50

Sale

-37

73.37

Sale

-86

73.50

Sale

-98

73.52

Sale

-47

73.50

Sale

-18

73.50

Sale

-17

73.50

Sale

-53

73.50

Sale

-13

72.57

Sale

-100

78.40

Sale

-1,511

78.40

Sale

-1,500

78.40

Sale

-1,000

78.40

Sale

-300

78.40

Sale

-4,097

78.40

Sale

-1,752

78.40

Sale

-100

74.35

Sale

-184

74.34

Sale

-12

74.34

Sale

-288

74.34

Sale

-301

74.34

Sale

-317

74.34

Sale

-1,137

74.34

Sale

-300

74.35

Sale

-157

74.35

Sale

-756

74.35

Sale

-47

74.33

Sale

-63

74.33

Sale

-7

74.33

Sale

-208

74.33

Sale

-1

74.33

Sale

-57

74.33

Sale

-38

74.33

Sale

-100

74.34

Sale

-212

74.34

Sale

-62

74.33

Sale

-326

74.33

Sale

-490

74.33

Sale

-28

74.30

Sale

-99

74.30

Sale

-518

74.30

Sale

-233

74.29

Sale

-118

74.29

Sale

-645

74.29

Sale

-222

74.16

Sale

-215

74.20

Sale

-597

74.13

Sale

-98

74.12

Sale

-7

74.12

Sale

-451

74.12

Sale

-36

74.12

Sale

-63

74.12

Sale

-356

74.12

Sale

-16

74.10

Sale

-227

74.10

Sale

-19

74.10

Sale

-777

74.10

Sale

-143

74.03

Sale

-1

74.03

Sale

-3

74.04

Sale

-2

74.04

Sale

-265

74.04

Sale

-351

74.04

Sale

-45

73.97

Sale

-297

73.92

Sale

-249

73.90

Sale

-52

73.83

Sale

-172

73.88

Sale

-71

73.88

Sale

-1

73.88

Sale

-22

73.88

Sale

-202

73.89

Sale

-15

73.95

Sale

-175

73.95

Sale

-68

73.88

Sale

-74

73.88

Sale

-1

73.94

Sale

-351

73.92

Sale

-50

73.92

Sale

-11

73.92

Sale

-14

73.92

Sale

-6

73.92

Sale

-40

73.92

Sale

-280

73.92

Sale

-10

73.92

Sale

-303

73.92

Sale

-40

73.92

Sale

-59

73.87

Sale

-1

73.87

Sale

-660

73.87

Sale

-955

73.82

Sale

-15

73.82

Sale

-469

73.77

Sale

-599

73.69

Sale

-624

73.67

Sale

-13

73.66

Sale

-13

73.66

Sale

-30

73.66

Sale

-30

73.66

Sale

-30

73.66

Sale

-8

73.66

Sale

-8

73.66

Sale

-8

73.66

Sale

-37

73.66

Sale

-37

73.66

Sale

-133

73.66

Sale

-9

73.66

Sale

-110

73.66

Sale

-2

73.66

Sale

-1

73.66

Sale

-10

73.66

Sale

-188

73.64

Sale

-250

73.75

Sale

-104

73.75

Sale

-169

73.72

Sale

-103

73.72

Sale

-38

73.72

Sale

-35

73.72

Sale

-3

73.72

Sale

-127

73.72

Sale

-2

73.72

Sale

-6

73.72

Sale

-17

73.72

Sale

-1

73.72

Sale

-1

73.72

Sale

-118

73.72

Sale

-2

73.71

Sale

-3

73.71

Sale

-127

73.71

Sale

-65

73.71

Sale

-18

73.71

Sale

-30

73.71

Sale

-302

73.71

Sale

-61

73.71

Sale

-3

73.74

Sale

-2

73.74

Sale

-62

73.81

Sale

-55

73.81

Sale

-201

73.81

Sale

-351

73.81

Sale

-351

73.81

Sale

-225

73.76

Sale

-351

73.76

Sale

-14

73.74

Sale

-8

73.74

Sale

-351

73.74

Sale

-30

73.74

Sale

-28

73.74

Sale

-127

73.74

Sale

-322

73.74

Sale

-135

73.74

Sale

-161

73.74

Sale

-67

73.74

Sale

-7

73.74

Sale

-281

73.74

Sale

-20

73.74

Sale

-1

73.74

Sale

-4

73.74

Sale

-67

73.74

Sale

-10

73.74

Sale

-91

73.74

Sale

-17

73.74

Sale

-65

73.74

Sale

-26

73.74

Sale

-65

73.74

Sale

-1

73.74

Sale

-156

73.74

Sale

-445

73.74

Sale

-45

73.74

Sale

-706

73.73

Sale

-150

73.73

Sale

-10

73.73

Sale

-34

73.72

Sale

-51

73.72

Sale

-64

73.72

Sale

-28

73.72

Sale

-227

73.73

Sale

-76

73.73

Sale

-51

73.71

Sale

-365

73.72

Sale

-10

73.69

Sale

-45

73.69

Sale

-6

73.69

Sale

-39

73.69

Sale

-9

73.67

Sale

-9

73.67

Sale

-5

73.69

Sale

-158

73.69

Sale

-93

73.69

Sale

-57

73.69

Sale

-100

73.69

Sale

-918

73.71

Sale

-192

73.71

Sale

-58

73.67

Sale

-3

73.67

Sale

-2

73.67

Sale

-25

73.67

Sale

-425

73.67

Sale

-223

73.66

Sale

-223

73.66

Sale

-8

73.62

Sale

-8

73.62

Sale

-715

73.63

Sale

-95

73.63

Sale

-36

73.60

Sale

-100

73.60

Sale

-200

73.60

Sale

-48

73.60

Sale

-168

73.59

Sale

-55

73.59

Sale

-120

73.59

Sale

-239

73.56

Sale

-6

73.55

Sale

-80

73.56

Sale

-311

73.53

Sale

-5

73.52

Sale

-4

73.53

Sale

-500

73.58

Sale

-255

73.51

Sale

-55

73.51

Sale

-35

73.51

Sale

-337

73.51

Sale

-242

73.51

Sale

-9

73.50

Sale

-15

73.50

Sale

-11

73.50

Sale

-19

73.50

Sale

-7

73.50

Sale

-111

73.52

Sale

-28

73.60

Sale

-30

73.61

Sale

-27

73.61

Sale

-187

73.61

Sale

-1

73.61

Sale

-7

73.61

Sale

-30

73.61

Sale

-29

73.59

Sale

-73

73.59

Sale

-79

73.59

Sale

-32

73.60

Sale

-100

73.60

Sale

-179

73.60

Sale

-4

73.60

Sale

-2

73.60

Sale

-190

73.60

Sale

-6

73.61

Sale

-9

73.52

Sale

-275

73.52

Sale

-100

73.53

Sale

-27

73.53

Sale

-430

73.54

Sale

-100

73.54

Sale

-79

73.54

Sale

-100

73.55

Sale

-212

73.52

Sale

-188

73.50

Sale

-132

73.50

Sale

-418

73.50

Sale

-100

73.50

Sale

-1

73.50

Sale

-122

73.50

Sale

-24

73.50

Sale

-12

73.50

Sale

-13

73.50

Sale

-110

73.50

Sale

-39

73.50

Sale

-222

73.50

Sale

-15

73.50

Sale

-731

73.50

Sale

-1,269

73.50

Sale

-63

73.50

Sale

-81

73.50

Sale

-152

73.50

Sale

-822

73.50

Sale

-71

73.51

Sale

-63

73.51

Sale

-333

73.51

Sale

-1

73.51

Sale

-7

73.51

Sale

-343

73.51

Sale

-507

73.50

Sale

-422

73.50

Sale

-35

73.50

Sale

-4

73.50

Sale

-122

73.50

Sale

-118

73.50

Sale

-1,613

73.50

Sale

-387

73.50

Sale

-690

73.52

Sale

-9

73.50

Sale

-32

73.51

Sale

-564

73.50

Sale

-15

73.50

Sale

-121

73.50

Sale

-3,636

73.50

Sale

-130

73.50

Sale

-35

73.50

Sale

-8

73.50

Sale

-2,000

73.50

Sale

-12

73.50

Sale

-250

73.50

Sale

-48

73.50

Sale

-85

73.50

Sale

-35

73.50

Sale

-46

73.50

Sale

-98

73.50

Sale

-38

73.50

Sale

-95

73.50

Sale

-33

73.50

Sale

-10

73.50

Sale

-130

73.50

Sale

-45

73.50

Sale

-35

73.50

Sale

-471

73.50

Sale

-35

73.50

Sale

-874

73.50

Sale

-150

73.50

Sale

-682

73.50

Sale

-495

73.50

Sale

-324

73.50

Sale

-200

73.50

Sale

-8,948

73.00

Sale

-35

73.00

Sale

-2,309

73.00

Sale

-684

73.00

Sale

-1,082

73.00

Sale

-1,544

73.00

Sale

-136

73.00

Sale

-2,000

73.00

Sale

-2,000

73.00

Sale

-1,137

73.00

Sale

-1,106

73.00

Sale

-94

73.00

Sale

-94

73.00

Sale

-94

73.00

Sale

-94

73.00

Sale

-94

73.00

Sale

-350

73.00

Sale

-94

73.00

Sale

-94

73.00

Sale

-94

73.00

Sale

-94

73.00

Sale

-1,020

73.00

Sale

-1,392

73.00

Sale

-94

73.00

Sale

-94

73.00

Sale

-6,044

73.00

Sale

-2,762

73.00

Sale

-3,054

73.00

Sale

-15

73.00

Sale

-1,442

73.00

Sale

-3,000

73.01

Sale

-700

73.02

Sale

-487

73.03

Sale

-94

73.08

Sale

-1,585

73.10

Sale

-247

73.10

Sale

-2,000

73.12

Sale

-1,057

73.20

Sale

-40

73.20

Sale

-130

73.20

Sale

-196

73.23

Sale

-225

73.27

Sale

-200

73.27

Sale

-1,000

73.30

Sale

-100

73.31

Sale

-483

73.34

Sale

-25

73.36

Sale

-75

73.37

Sale

-135

73.37

Sale

-90

73.37

Sale

-826

73.50

Sale

-3,731

73.50

Sale

-1

73.50

Sale

-4

73.50

Sale

-15

73.50

Sale

-29

73.50

Sale

-27

73.50

Sale

-524

73.50

Sale

-250

73.50

Sale

-135

73.50

Sale

-2,423

73.50

Sale

-2,632

73.50

Sale

-14

73.50

Sale

-7

73.50

Sale

-63

73.50

Sale

-1

73.50

Sale

-144

73.50

Sale

-5

73.50

Sale

-5

73.50

Sale

-23

73.50

Sale

-23

73.50

Sale

-23

73.50

Sale

-105

73.50

Sale

-401

73.50

Sale

-176

73.50

Sale

-14

73.51

Sale

-14

73.51

Sale

-7

73.50

Sale

-7

73.50

Sale

-7

73.50

Sale

-7

73.50

Sale

-30

73.50

Sale

-30

73.50

Sale

-30

73.50

Sale

-30

73.50

Sale

-140

73.50

Sale

-140

73.50

Sale

-140

73.50

Sale

-140

73.50

Sale

-369

73.50

Sale

-883

73.50

Sale

-2,875

73.50

Sale

-2,321

73.50

Sale

-5

73.50

Sale

-2,539

73.50

Sale

-1

73.50

Sale

-1,290

73.50

Sale

-614

73.50

Sale

-440

73.50

Sale

-1,893

73.50

Sale

-2,836

73.50

Sale

-80

73.50

Sale

-2,392

73.50

Sale

-3

73.50

Sale

-2

73.50

Sale

-1,687

73.50

Sale

-1,009

73.52

Sale

-744

73.50

Sale

-952

73.50

Sale

-1,635

73.50

Sale

-37

73.50

Sale

-95

73.50

Sale

-35

73.50

Sale

-475

73.50

Sale

-250

73.50

Sale

-10

73.50

Sale

-50

73.50

Sale

-2,413

73.50

Sale

-87

73.50

Sale

-112

73.51

Sale

-6

73.51

Sale

-13

73.51

Sale

-65

73.51

Sale

-11

73.51

Sale

-3

73.51

Sale

-147

73.51

Sale

-305

73.50

Sale

-841

73.50

Sale

-250

73.50

Sale

-107

73.50

Sale

-8

73.50

Sale

-88

73.50

Sale

-145

73.50

Sale

-65

73.50

Sale

-65

73.50

Sale

-65

73.50

Sale

-31

73.50

Sale

-107

73.50

Sale

-30

73.50

Sale

-136

73.50

Sale

-158

73.50

Sale

-35

73.50

Sale

-53

73.50

Sale

-30

73.50

Sale

-21

73.50

Sale

-471

73.50

Sale

-3,378

73.50

Sale

-500

73.50

Sale

-15

73.50

Sale

-300

73.50

Sale

-69

73.50

Sale

-267

73.50

Sale

-68

73.50

Sale

-403

73.50

Sale

-4,580

73.50

Sale

-165

73.50

Sale

-60

73.50

Sale

-1

73.50

Sale

-41

73.50

Sale

-153

73.50

Sale

-120

73.50

Sale

-1,003

73.50

Sale

-2,160

73.50

Sale

-197

73.50

Sale

-72

73.50

Sale

-77

73.50

Sale

-47

73.50

Sale

-330

73.50

Sale

-63

73.50

Sale

-1

73.50

Sale

-454

73.50

Sale

-334

73.50

Sale

-7

73.50

Sale

-855

72.80

Sale

-50

72.80

Sale

-95

72.80

Sale

-102

72.75

Sale

-207

72.75

Sale

-267

72.75

Sale

-19

72.75

Sale

-139

72.75

Sale

-120

72.75

Sale

-146

72.75

Sale

-579

72.65

Sale

-100

72.65

Sale

-321

72.60

Sale

-539

72.56

Sale

-225

72.56

Sale

-274

72.56

Sale

-527

72.56

Sale

-246

72.57

Sale

-89

72.60

Sale

-294

72.57

Sale

-193

72.57

Sale

-1,000

72.57

Sale

-432

72.68

Sale

-568

72.68

Sale

-693

72.70

Sale

-187

72.70

Sale

-120

72.70

Sale

-3,000

72.70

Sale

-127

72.80

Sale

-80

72.80

Sale

-293

72.80

TOTAL BUYS:353098

TOTAL SELLS: 184909

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

23-10-2008

Contact name

Simon Crawley; Philipp Abelbeck

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFLLIRLVFIT

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,781.12
Change81.81