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EPT Disclosure

6th Nov 2008 11:06

RNS Number : 5955H
Credit Suisse Equities (Australia)
06 November 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

05-11-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

1699903

0.372

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

1699903

0.372

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

124

86.60

Purchase

112

86.60

Purchase

100

86.60

Purchase

187

86.60

Purchase

1,250

86.60

Purchase

1,000

86.60

Purchase

38

86.60

Purchase

50

86.60

Purchase

50

86.60

Purchase

2,000

86.60

Purchase

307

86.60

Purchase

1,000

86.60

Purchase

85

86.60

Purchase

300

86.60

Purchase

150

86.60

Purchase

350

86.60

Purchase

59

86.60

Purchase

187

86.60

Purchase

200

86.60

Purchase

200

86.60

Purchase

41

86.60

Purchase

100

86.60

Purchase

120

86.60

Purchase

65

86.60

Purchase

500

86.60

Purchase

187

86.60

Purchase

600

86.60

Purchase

240

86.60

Purchase

50

86.60

Purchase

54

86.60

Purchase

200

86.60

Purchase

48

86.60

Purchase

60

86.60

Purchase

187

86.60

Purchase

120

86.60

Purchase

279

86.60

Purchase

222

86.60

Purchase

15

86.60

Purchase

400

86.60

Purchase

110

86.60

Purchase

100

86.60

Purchase

1,500

86.60

Purchase

1,000

86.60

Purchase

187

86.60

Purchase

258

86.60

Purchase

187

86.60

Purchase

250

86.60

Purchase

187

86.60

Purchase

250

86.60

Purchase

13,975

86.60

Purchase

500

86.60

Purchase

10,000

86.60

Purchase

115

86.60

Purchase

150

86.60

Purchase

65

86.60

Purchase

500

86.60

Purchase

500

86.60

Purchase

150

86.60

Purchase

65

86.60

Purchase

500

86.60

Purchase

115

86.60

Purchase

7,550

86.60

Purchase

7

86.60

Purchase

1,500

86.60

Purchase

187

86.60

Purchase

350

86.60

Purchase

187

86.60

Purchase

1,807

86.60

Purchase

750

86.60

Purchase

1,000

86.60

Purchase

187

86.60

Purchase

200

86.60

Purchase

934

86.60

Purchase

12

86.60

Purchase

175

86.60

Purchase

103

86.60

Purchase

1,000

86.60

Purchase

3,067

86.60

Purchase

3,475

86.60

Purchase

1,720

86.00

Purchase

400

86.00

Purchase

297

86.00

Purchase

81

86.00

Purchase

1

86.00

Purchase

51

86.00

Purchase

68

86.00

Purchase

943

86.00

Purchase

185

86.00

Purchase

2,733

86.00

Purchase

417

85.99

Purchase

1,340

85.99

Purchase

49,000

86.00

Purchase

1,000

86.00

Purchase

1,030

85.69

Purchase

8

85.69

Purchase

32

85.69

Purchase

4,950

85.78

Purchase

226

85.87

Purchase

77

85.87

Purchase

1

85.87

Purchase

1

85.87

Purchase

1

85.87

Purchase

1

85.87

Purchase

1

85.87

Purchase

23

85.87

Purchase

176

85.87

Purchase

212

85.87

Purchase

212

85.87

Purchase

212

85.87

Purchase

176

85.87

Purchase

299

85.87

Purchase

170

85.87

Purchase

171

85.87

Purchase

1

85.87

Purchase

2,026

86.00

Purchase

1,000

86.00

Purchase

5,000

86.00

Purchase

2,000

86.00

Purchase

47

86.00

Purchase

9,000

86.00

Purchase

80

86.00

Purchase

200

86.00

Purchase

136

86.00

Purchase

338

86.00

Purchase

1

86.00

Purchase

1

86.00

Purchase

97

86.00

Purchase

150

86.00

Purchase

727

86.00

Purchase

3,000

86.00

Purchase

95

86.00

Purchase

1

86.00

Purchase

1

86.00

Purchase

1

86.00

Purchase

1

86.00

Purchase

708

86.00

Purchase

102

86.00

Purchase

1

86.00

Purchase

287

86.00

Purchase

2,645

85.87

Purchase

94

85.87

Purchase

9

85.87

Purchase

292

85.87

Purchase

1

85.78

Purchase

1

85.78

Purchase

1

85.78

Purchase

1

85.78

Purchase

7

85.78

Purchase

13

85.78

Purchase

26

85.78

Purchase

100

86.00

Purchase

1,000

86.00

Purchase

500

86.00

Purchase

99

86.00

Purchase

50

86.00

Purchase

50

86.00

Purchase

2,000

86.00

Purchase

200

86.00

Purchase

1,000

86.00

Purchase

100

86.00

Purchase

1,000

86.00

Purchase

160

86.00

Purchase

145

86.00

Purchase

505

86.00

Purchase

2,100

86.00

Purchase

2,000

86.00

Purchase

50

86.00

Purchase

128

86.00

Purchase

600

86.00

Purchase

50

86.00

Purchase

550

86.00

Purchase

200

86.00

Purchase

55

86.00

Purchase

300

86.00

Purchase

100

86.00

Purchase

350

86.00

Purchase

160

86.00

Purchase

200

86.00

Purchase

100

85.99

Purchase

45

85.99

Purchase

300

85.98

Purchase

2,800

85.98

Purchase

400

85.97

Purchase

80

85.95

Purchase

54

85.90

Purchase

600

85.90

Purchase

500

85.89

Purchase

75

85.87

Purchase

1,251

85.81

Purchase

15

85.80

Purchase

300

85.80

Purchase

100

85.80

Purchase

2,000

85.77

Purchase

1,000

85.75

Purchase

699

85.72

Purchase

16

85.61

Purchase

87

85.61

Purchase

702

85.61

Purchase

201

85.50

Purchase

2,000

85.50

Purchase

23

85.50

Purchase

57

85.50

Purchase

54

85.50

Purchase

212

85.50

Purchase

911

85.50

Purchase

927

85.50

Purchase

359

85.50

Purchase

50

85.50

Purchase

200

85.50

Purchase

40

85.50

Purchase

500

85.50

Purchase

150

85.50

Purchase

7

85.50

Purchase

1,000

85.50

Purchase

100

85.50

Purchase

20

85.50

Purchase

127

85.50

Purchase

60

85.50

Purchase

2,000

85.40

Purchase

1,000

85.40

Purchase

200

85.40

Purchase

185

85.39

Purchase

150

85.39

Purchase

500

85.39

Purchase

356

85.21

Purchase

1,774

85.21

Purchase

300

85.20

Purchase

212

85.20

Purchase

2,000

85.00

Purchase

4,500

85.00

Purchase

1,337

85.00

Purchase

610

85.00

Purchase

600

85.00

Purchase

150

85.00

Purchase

109

85.00

Purchase

10

85.00

Purchase

180

85.00

Purchase

239

85.00

Purchase

1,000

85.00

Purchase

60

85.00

Purchase

50

85.00

Purchase

200

85.00

Purchase

100

85.00

Purchase

200

85.00

Purchase

70

85.00

Purchase

50

85.00

Purchase

242

85.00

Purchase

300

85.00

Purchase

500

85.00

Purchase

485

85.00

Purchase

205

85.00

Purchase

3,000

85.00

Purchase

250

85.00

Purchase

350

85.00

Purchase

100

85.00

Purchase

250

85.00

Purchase

500

85.00

Purchase

890

85.00

Purchase

1,025

85.00

Purchase

1,000

85.00

Purchase

300

85.00

Purchase

95

85.00

Purchase

500

85.00

Purchase

250

85.00

Purchase

250

85.00

Purchase

75

85.00

Purchase

300

85.00

Purchase

75

85.00

Purchase

58

85.00

Purchase

1,000

85.00

Purchase

307

85.00

Purchase

300

85.00

Purchase

225

85.00

Purchase

400

85.00

Purchase

80

85.00

Purchase

100

85.00

Purchase

50

85.00

Purchase

50

85.00

Purchase

30

85.00

Purchase

100

85.00

Purchase

100

85.00

Purchase

260

85.00

Purchase

18

85.00

Purchase

100

85.00

Purchase

500

85.00

Purchase

15

85.00

Purchase

411

85.00

Purchase

15

85.00

Purchase

550

85.00

Purchase

300

85.00

Purchase

875

85.00

Purchase

5

85.00

Purchase

60

85.00

Purchase

66

85.00

Purchase

100

85.00

Purchase

200

85.00

Purchase

100

85.00

Purchase

230

85.00

Purchase

1,000

85.00

Purchase

362

85.00

Purchase

450

85.00

Purchase

100

85.00

Purchase

1,100

84.99

Purchase

95

84.99

Purchase

200

84.99

Purchase

3,000

84.98

Purchase

40

84.95

Purchase

200

84.95

Purchase

370

84.95

Purchase

41

84.95

Purchase

24

84.95

Purchase

125

84.90

Purchase

250

84.90

Purchase

200

84.90

Purchase

50

84.88

Purchase

118

84.88

Purchase

500

84.86

Purchase

350

84.85

Purchase

236

84.85

Purchase

41

84.83

Purchase

85

84.80

Purchase

2,000

84.79

Purchase

38

84.77

Purchase

696

84.76

Purchase

1,000

84.76

Purchase

13

84.13

Purchase

130

84.13

Purchase

103

84.13

Purchase

1,298

84.12

Purchase

2,000

84.12

Purchase

300

84.12

Purchase

200

84.12

Purchase

872

84.12

Purchase

295

84.12

Purchase

35

84.12

Purchase

618

83.99

Purchase

824

83.99

Purchase

2,593

83.85

Purchase

167

83.94

Purchase

2,000

83.94

Purchase

2,000

83.94

Purchase

55

83.94

Purchase

51

83.94

Purchase

409

83.94

Purchase

124

83.94

Purchase

194

83.94

Purchase

760

83.85

Purchase

158

83.85

Purchase

195

83.85

Purchase

547

83.85

Purchase

232

83.85

Purchase

5

83.85

Purchase

10

83.84

Purchase

500

83.84

Purchase

1,000

84.00

Purchase

2,000

84.00

Purchase

2,000

84.00

Purchase

450

82.67

Purchase

150

82.66

Purchase

25,000

83.50

TOTAL BUYS: 286220

TOTAL SELLS: Nil

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

06-11-2008

Contact name

Simon Crawley/Carolyn Collins

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFILLLLRIIT

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,786.46
Change5.34