20th Feb 2008 12:10
Macquarie Group Limited20 February 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in BHP Billiton Limited Class of relevant security to which the dealings being Ordinary shares ISIN:disclosed relate (Note 1) AU000000BHP4 Date of dealing 19 February 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevantsecurities 7,267,769 0.21% (2)Derivatives(other thanoptions) 486,078 0.01% (3) Optionsand agreementstopurchase/sell 6,416,484 0.19% Total 486,078 0.01% 13,684,253 0.40% (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note Number of securities (Note Price per unit (Note 5) 6) 4)e.g. CFDSee AnnexureB (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4)SeeAnnexureC (ii) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note Details Price per unit (if applicable) (Note7) 4)Stock loans 24,700 N/AStock borrow returns 250,000 N/ACollateral receivedreturns 1,145,000 N/A 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 20 February 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader ANNEXURE A Buy Sell Exec Quantity Exec Price (AUD/USD) BUY 32.00 40.10 BUY 2000.00 40.10 BUY 300.00 40.10 BUY 140.00 40.10 BUY 5000.00 40.10 BUY 215.00 40.10 BUY 2000.00 40.10 BUY 200.00 40.10 BUY 113.00 40.10 BUY 1976.00 39.99 BUY 300.00 39.99 BUY 91.00 39.99 BUY 137.00 39.99 BUY 1000.00 40.00 BUY 500.00 40.00 BUY 2152.00 39.99 BUY 168.00 39.99 BUY 2800.00 39.99 BUY 2376.00 39.99 BUY 636.00 40.00 BUY 131.00 40.00 BUY 7733.00 40.00 BUY 2031.00 40.03 BUY 380.00 40.03 BUY 25.00 40.03 BUY 6000.00 40.03 BUY 1135.00 40.03 BUY 429.00 40.03 BUY 1699.00 40.01 BUY 8301.00 40.02 BUY 3130.00 39.70 BUY 6870.00 39.70 BUY 780.00 39.90 BUY 1517.00 39.90 BUY 01.00 39.79 BUY 502.00 39.79 BUY 1497.00 39.70 BUY 976.00 40.09 BUY 739.00 40.09 BUY 100.00 40.13 BUY 205.00 40.20 BUY 733.00 40.03 BUY 62.00 40.00 BUY 118.00 40.00 BUY 62.00 40.00 BUY 02.00 40.02 BUY 733.00 40.04 BUY 1815.00 40.00 BUY 341.00 40.02 BUY 62.00 40.02 BUY 141.00 40.02 BUY 981.00 40.02 BUY 62.00 40.02 BUY 140.00 40.02 BUY 13.00 40.02 BUY 104.00 40.05 BUY 873.00 40.05 BUY 967.00 40.02 BUY 100.00 39.93 BUY 100.00 39.93 BUY 957.00 39.99 BUY 820.00 39.99 BUY 720.00 39.99 BUY 999.00 40.00 BUY 800.00 40.00 BUY 351.00 40.00 BUY 2283.00 40.00 BUY 127.00 40.00 BUY 2170.00 40.00 BUY 61.00 40.01 BUY 1000.00 40.01 BUY 1917.00 40.01 BUY 4014.00 40.01 BUY 263.00 39.97 BUY 244.00 40.05 BUY 52.00 39.99 BUY 4379.00 39.99 BUY 547.00 39.98 BUY 1000.00 39.98 BUY 1181.00 39.92 BUY 46.00 39.92 BUY 44.00 39.92 BUY 62.00 39.92 BUY 62.00 39.92 BUY 1000.00 39.92 BUY 630.00 39.92 BUY 21.00 39.89 BUY 442.00 39.89 BUY 237.00 39.89 BUY 45.00 39.89 BUY 140.00 39.89 BUY 140.00 39.89 BUY 62.00 39.89 BUY 62.00 39.89 BUY 39.00 39.89 BUY 2802.00 39.89 BUY 202.00 39.89 BUY 91.00 39.89 BUY 589.00 39.89 BUY 1765.00 39.90 BUY 58.00 39.89 BUY 2047.00 39.89 BUY 56.00 39.89 BUY 380.00 39.89 BUY 58.00 39.89 BUY 47.00 39.89 BUY 95.00 39.97 BUY 1080.00 39.97 BUY 331.00 39.97 BUY 3507.00 39.99 BUY 924.00 39.99 BUY 394.00 40.03 BUY 62.00 40.03 BUY 62.00 40.03 BUY 697.00 40.03 BUY 500.00 40.04 BUY 2500.00 40.04 BUY 107.00 40.04 BUY 15.00 40.04 BUY 62.00 40.04 BUY 1665.00 40.04 BUY 62.00 40.04 BUY 84.00 40.04 BUY 2729.00 39.97 BUY 267.00 39.97 BUY 01.00 39.97 BUY 542.00 39.98 BUY 62.00 39.96 BUY 301.00 39.96 BUY 429.00 39.96 BUY 644.00 39.96 BUY 62.00 39.96 BUY 750.00 39.96 BUY 249.00 39.96 BUY 2660.00 40.00 BUY 43.00 40.00 BUY 130.00 40.00 BUY 1000.00 40.00 BUY 600.00 40.00 BUY 239.00 39.97 BUY 604.00 39.97 BUY 1450.00 39.70 BUY 590.00 39.97 BUY 33.00 39.95 BUY 160.00 39.95 BUY 97.00 39.96 BUY 114.00 39.98 BUY 2000.00 40.00 BUY 75.00 40.05 BUY 1000.00 40.20 BUY 200.00 40.04 BUY 300.00 40.04 BUY 800.00 40.05 BUY 180.00 40.00 BUY 550.00 40.00 BUY 270.00 40.00 BUY 1000.00 39.92 BUY 1000.00 40.02 BUY 274.00 40.02 BUY 1000.00 39.96 BUY 100.00 39.70 BUY 1700.00 40.04 BUY 9454.00 39.70 BUY 750.00 39.89 BUY 325.00 39.90 BUY 91.00 39.90 BUY 1912.00 39.90 BUY 62.00 39.89 BUY 61.00 39.89 BUY 54.00 39.89 BUY 2000.00 39.70 BUY 7000.00 39.70 BUY 421.00 39.70 BUY 16000.00 68.54 BUY 1860.00 74.12 BUY 14000.00 68.51 SELL -10000.00 39.72 SELL -7755.00 40.10 SELL -210.00 40.10 SELL -2035.00 40.10 SELL -3615.00 40.00 SELL -246.00 40.00 SELL -150.00 40.00 SELL -180.00 39.97 SELL -115.00 39.97 SELL -116.00 39.97 SELL -56.00 39.97 SELL -56.00 39.97 SELL -100.00 39.97 SELL -5366.00 39.97 SELL -5000.00 39.90 SELL -1000.00 39.90 SELL -873.00 39.90 SELL -3127.00 39.90 SELL -9211.00 39.95 SELL -257.00 39.95 SELL -532.00 39.95 SELL -4083.00 39.93 SELL -165.00 39.93 SELL -159.00 39.94 SELL -32.00 39.93 SELL -2000.00 39.93 SELL -700.00 39.90 SELL -500.00 39.96 SELL -500.00 40.00 SELL -500.00 39.95 SELL -991.00 39.96 SELL -09.00 39.96 SELL -35.00 39.98 SELL -46.00 39.98 SELL -670.00 39.98 SELL -249.00 39.98 SELL -1000.00 39.96 SELL -375.00 39.80 SELL -625.00 39.80 SELL -1000.00 39.70 SELL -2640.00 39.95 SELL -235.00 39.95 SELL -125.00 39.95 SELL -2498.00 40.04 SELL -250.00 40.00 SELL -125.00 40.00 SELL -2000.00 40.00 SELL -708.00 40.00 SELL -2749.00 39.97 SELL -1771.00 39.98 SELL -3016.00 39.98 SELL -01.00 40.00 SELL -1000.00 40.00 SELL -645.00 40.00 SELL -2737.00 40.05 SELL -404.00 40.20 SELL -1000.00 40.20 SELL -69.00 40.20 SELL -2487.00 40.04 SELL -750.00 39.98 SELL -1000.00 40.00 SELL -7750.00 40.00 SELL -151.00 39.99 SELL -3903.00 39.92 SELL -2186.00 39.94 SELL -09.00 39.94 SELL -56.00 39.94 SELL -56.00 39.94 SELL -538.00 39.94 SELL -880.00 39.89 SELL -124.00 39.90 SELL -876.00 39.90 SELL -150.00 39.97 SELL -614.00 39.97 SELL -56.00 39.97 SELL -57.00 39.97 SELL -26.00 39.94 SELL -13.00 39.94 SELL -1079.00 39.94 SELL -65.00 39.98 SELL -10.00 40.00 SELL -4984.00 40.00 SELL -54.00 40.00 SELL -01.00 39.92 SELL -5000.00 39.92 SELL -1159.00 39.92 SELL -140.00 39.92 SELL -692.00 39.92 SELL -499.00 40.05 SELL -263.00 39.97 SELL -4441.00 40.04 SELL -10.00 39.98 SELL -1352.00 39.98 SELL -06.00 39.98 SELL -179.00 39.98 SELL -112.00 39.98 SELL -1240.00 39.98 SELL -641.00 39.98 SELL -07.00 39.97 SELL -214.00 39.97 SELL -1105.00 39.96 SELL -1109.00 39.96 SELL -673.00 39.93 SELL -11.00 39.93 SELL -114.00 39.93 SELL -264.00 39.93 SELL -292.00 39.93 SELL -06.00 39.93 SELL -09.00 39.93 SELL -226.00 39.93 SELL -113.00 39.93 SELL -05.00 39.93 SELL -287.00 39.93 SELL -04.00 39.93 SELL -102.00 39.93 SELL -114.00 39.89 SELL -2165.00 39.93 SELL -1170.00 39.93 SELL -23.00 39.93 SELL -214.00 39.93 SELL -846.00 39.93 SELL -66.00 39.97 SELL -183.00 39.97 SELL -28.00 39.97 SELL -239.00 39.97 SELL -481.00 39.97 SELL -670.00 40.04 SELL -223.00 39.98 SELL -115.00 39.95 SELL -915.00 39.95 SELL -3277.00 39.95 SELL -115.00 39.95 SELL -245.00 39.96 SELL -684.00 39.96 SELL -115.00 39.96 SELL -121.00 39.96 SELL -335.00 39.96 SELL -250.00 39.97 SELL -5744.00 40.00 SELL -2997.00 40.00 SELL -1724.00 39.96 SELL -4420.00 39.94 SELL -303.00 39.91 SELL -99.00 40.01 SELL -2475.00 39.70 SELL -200.00 39.90 SELL -3000.00 39.90 SELL -1000.00 40.00 SELL -1000.00 40.02 SELL -500.00 40.04 SELL -160.00 39.97 SELL -213.00 39.90 SELL -214.00 39.96 SELL -250.00 39.90 SELL -760.00 40.03 SELL -240.00 40.03 SELL -250.00 39.99 SELL -250.00 40.00 SELL -1000.00 39.76 SELL -500.00 39.80 SELL -500.00 39.83 SELL -90.00 39.81 SELL -3000.00 39.70 SELL -250.00 39.70 SELL -5000.00 39.90 SELL -250.00 40.16 SELL -113.00 40.16 SELL -477.00 40.16 SELL -501.00 40.16 SELL -21.00 40.16 SELL -2153.00 40.16 SELL -66.00 40.16 SELL -1419.00 40.16 SELL -17.00 40.05 SELL -179.00 40.05 SELL -10071.00 40.02 SELL -9700.00 40.00 SELL -300.00 40.00 SELL -3242.00 39.95 SELL -244.00 40.05 SELL -1188.00 39.70 SELL -16000.00 68.54 SELL -400.00 74.12 SELL -200.00 74.12 SELL -200.00 74.12 SELL -500.00 74.12 SELL -560.00 74.12 SELL -14000.00 68.51 SELL 1,860.00 74.12 29570.00 OTC sale to custodian at market. TOTAL BUYS 228,650 TOTAL SELLS 244,156 ANNEXURE B Type BuySell Exec Quantity Exec Price (AUD)CFDS BUY 200.00 39.90CFDS BUY 3000.00 39.90CFDS BUY 1000.00 40.00CFDS BUY 1000.00 40.02CFDS BUY 500.00 40.04CFDS BUY 160.00 39.97CFDS BUY 213.00 39.90CFDS BUY 214.00 39.96CFDS BUY 250.00 39.90CFDS BUY 760.00 40.03CFDS BUY 240.00 40.03CFDS BUY 250.00 39.99CFDS BUY 250.00 40.00CFDS BUY 250.00 39.70CFDS BUY 3000.00 39.70CFDS BUY 500.00 39.83CFDS BUY 90.00 39.81CFDS BUY 1000.00 39.76CFDS BUY 500.00 39.80CFDS SELL -75.00 40.00CFDS SELL -2000.00 40.00CFDS SELL -1000.00 40.20CFDS SELL -200.00 40.04CFDS SELL -300.00 40.04CFDS SELL -800.00 40.05CFDS SELL -550.00 40.00CFDS SELL -180.00 40.00CFDS SELL -270.00 40.00CFDS SELL -1000.00 39.92CFDS SELL -1000.00 39.96CFDS SELL -1000.00 40.02CFDS SELL -274.00 40.02CFDS SELL -100.00 39.70CMBO SELL -86.00 TBC TOTAL BUYS 13,377 TOTAL SELLS 8,835 ANNEXURE C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro ExpiryCall Option BUY 02.00 00.63 40.50 American 20080228Call Option BUY 01.00 01.40 41.00 American 20080327Call Option BUY 23.00 01.40 41.00 American 20080327Call Option BUY 20000.00 00.37 43.50 European 20080327Call Option BUY 1100.00 02.16 33.00 European 20080529Call Option BUY 1500.00 02.14 33.00 European 20080529Put Option BUY 10000.00 00.35 37.00 European 20080327Call Option BUY 10000.00 00.86 38.00 European 20080327Call Option BUY 5000.00 00.70 40.00 European 20080327Put Option BUY 510.00 01.62 29.36 American 20100225Put Option BUY 1858.00 01.74 32.28 American 20090528Put Option SELL -2498.00 00.01 38.038 European 20090225Call Option BUY 27500.00 00.01 45.66 European 20080923Put Option SELL -27500.00 00.01 35.73 European 20080923Put Option BUY 100.00 25.10 17.16 European 29/06/2012Put Option BUY 500.00 14.12 26.93 European 30/06/2008Put Option BUY 2000.00 15.76 25.00 European 19/05/2016Put Option BUY 500.00 15.85 25.00 European 19/05/2016Put Option BUY 250.00 15.79 25.00 European 19/05/2016Put Option BUY 750.00 15.79 25.00 European 19/05/2016Put Option BUY 2500.00 12.18 32.00 European 17/11/2016Put Option BUY 135.00 12.15 32.00 European 17/11/2016Put Option BUY 4000.00 08.47 32.00 European 27/03/2008Put Option BUY 8750.00 20.59 20.00 European 19/05/2016Put Option BUY 750.00 20.57 20.00 European 19/05/2016Put Option BUY 1000.00 20.48 20.00 European 19/05/2016Put Option BUY 5000.00 03.56 24.00 European 27/09/2007Put Option BUY 5000.00 03.47 24.00 European 27/09/2007Put Option BUY 5000.00 03.47 24.00 European 27/09/2007Put Option BUY 4500.00 03.50 24.00 European 27/09/2007Put Option BUY 250.00 03.48 24.00 European 27/09/2007Put Option BUY 4750.00 03.45 24.00 European 27/09/2007Put Option BUY 5000.00 02.00 43.00 European 27/03/2008Put Option BUY 5000.00 18.81 22.00 European 26/06/2008Put Option BUY 7000.00 18.82 22.00 European 26/06/2008Put Option BUY 3000.00 18.80 22.00 European 26/06/2008Put Option BUY 5000.00 18.84 22.00 European 26/06/2008Put Option BUY 3000.00 18.82 22.00 European 26/06/2008Put Option BUY 5750.00 18.82 22.00 European 26/06/2008Put Option BUY 250.00 18.81 22.00 European 26/06/2008Put Option BUY 120.00 03.52 40.00 European 23/04/2008Put Option BUY 100.00 03.54 40.00 European 23/04/2008Put Option BUY 2000.00 06.12 35.00 European 27/03/2008Put Option BUY 5000.00 06.17 35.00 European 27/03/2008Put Option BUY 2500.00 06.12 35.00 European 27/03/2008Put Option BUY 2250.00 06.12 35.00 European 27/03/2008Put Option BUY 250.00 06.12 35.00 European 27/03/2008Put Option BUY 5000.00 06.08 35.00 European 27/03/2008Put Option BUY 5000.00 06.10 35.00 European 27/03/2008Put Option BUY 5000.00 06.09 35.00 European 27/03/2008Put Option BUY 900.00 10.70 34.00 European 25/10/2007Put Option BUY 2000.00 16.32 24.53 European 30/06/2008Put Option SELL -08.00 02.05 39.00 American 20080423Call Option SELL -20000.00 00.37 43.50 European 20080327Call Option SELL -1300.00 02.18 33.00 European 20080529Call Option SELL -1500.00 02.20 33.00 European 20080529Put Option SELL -20000.00 00.93 41.00 European 20080423Put Option SELL -3737.00 09.02 40.14 American 20130228Put Option BUY 27500.00 00.01 25.66 European 20080219Call Option SELL -27500.00 00.01 32.94 European 20080219Put Option SELL -1000.00 17.53 25.00 European 17/11/2016Put Option SELL -561.00 17.88 25.00 European 17/11/2016Put Option SELL -114.00 26.30 23.00 European 29/06/2018Put Option SELL -133.00 26.32 23.00 European 29/06/2018Put Option SELL -550.00 12.15 32.00 European 17/11/2016Put Option SELL -1000.00 12.22 32.00 European 17/11/2016Put Option SELL -1000.00 08.52 32.00 European 27/03/2008Put Option SELL -750.00 08.58 32.00 European 27/03/2008Put Option SELL -250.00 08.58 32.00 European 27/03/2008Put Option SELL -250.00 08.60 32.00 European 27/03/2008Put Option SELL -750.00 08.60 32.00 European 27/03/2008Put Option SELL -1000.00 08.60 32.00 European 27/03/2008Put Option SELL -3100.00 08.48 32.00 European 27/03/2008Put Option SELL -623.00 24.04 20.00 European 28/06/2013Put Option SELL -204.00 24.43 20.00 European 28/06/2013Put Option SELL -3000.00 03.49 24.00 European 27/09/2007Put Option SELL -2500.00 03.47 24.00 European 27/09/2007Put Option SELL -2000.00 03.51 24.00 European 27/09/2007Put Option SELL -2500.00 03.31 24.00 European 27/09/2007Put Option SELL -2500.00 18.74 22.00 European 26/06/2008Put Option SELL -100.00 18.75 22.00 European 26/06/2008Put Option SELL -100.00 18.75 22.00 European 26/06/2008Put Option SELL -2300.00 18.82 22.00 European 26/06/2008Put Option SELL -7000.00 18.83 22.00 European 26/06/2008Put Option SELL -3000.00 18.80 22.00 European 26/06/2008Put Option SELL -5000.00 18.82 22.00 European 26/06/2008Put Option SELL -3000.00 18.79 22.00 European 26/06/2008Put Option SELL -3500.00 18.77 22.00 European 26/06/2008Put Option SELL -1000.00 18.78 22.00 European 26/06/2008Put Option SELL -1500.00 18.78 22.00 European 26/06/2008Put Option SELL -5000.00 06.14 35.00 European 27/03/2008Put Option SELL -5000.00 06.13 35.00 European 27/03/2008Put Option SELL -4000.00 06.05 35.00 European 27/03/2008Put Option SELL -1000.00 06.05 35.00 European 27/03/2008Put Option SELL -2000.00 06.06 35.00 European 27/03/2008Put Option SELL -3000.00 06.05 35.00 European 27/03/2008Put Option SELL -5000.00 06.13 35.00 European 27/03/2008Put Option SELL -3000.00 06.14 35.00 European 27/03/2008Put Option SELL -2000.00 06.15 35.00 European 27/03/2008 TOTAL BUYS 187,349 TOTAL SELLS 156,828 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group