19th Oct 2009 10:53
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Hansen Transmissions International NV |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
16/10/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
155,618 |
GBP 1.28 |
GBP 1.26 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
138,143 |
GBP 1.29 |
GBP 1.26 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
2,394 |
GBP 1.28 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
19/10/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hansen Transmissions International NV |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
National Express Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
16/10/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
2,276,062 |
GBP 3.58 |
GBP 3.29 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,103,116 |
GBP 3.58 |
GBP 3.20 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
7,603 |
GBP 3.53 |
|
Long Swap |
LONG |
211 |
GBP 3.46 |
|
Long Swap |
LONG |
104,062 |
GBP 3.54 |
|
Long Swap |
LONG |
33,971 |
GBP 3.54 |
|
Long Swap |
LONG |
25,101 |
GBP 3.49 |
|
Long Swap |
LONG |
23,846 |
GBP 3.53 |
|
Long Swap |
LONG |
367,975 |
GBP 3.54 |
|
Long Swap |
LONG |
8,962 |
GBP 3.41 |
|
Long Swap |
LONG |
726,709 |
GBP 3.54 |
|
Long Swap |
LONG |
6,514 |
GBP 3.53 |
|
Long Swap |
LONG |
2,838 |
GBP 3.46 |
|
Long Swap |
LONG |
2,804 |
GBP 3.53 |
|
Long Swap |
LONG |
2,584 |
GBP 3.56 |
|
Long Swap |
LONG |
2,500 |
GBP 3.49 |
|
Long Swap |
LONG |
2,127 |
GBP 3.46 |
|
Long Swap |
LONG |
17,283 |
GBP 3.54 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
2,087 |
GBP 3.45 |
|
Short Swap |
SHORT |
1 |
GBP 3.50 |
|
Short Swap |
SHORT |
3 |
GBP 3.50 |
|
Short Swap |
SHORT |
211 |
GBP 3.51 |
|
Short Swap |
SHORT |
748 |
GBP 3.57 |
|
Short Swap |
SHORT |
1,117 |
GBP 3.49 |
|
Short Swap |
SHORT |
118,915 |
GBP 3.46 |
|
Short Swap |
SHORT |
1,840 |
GBP 3.45 |
|
Short Swap |
SHORT |
1 |
GBP 3.50 |
|
Short Swap |
SHORT |
2,572 |
GBP 3.57 |
|
Short Swap |
SHORT |
2,838 |
GBP 3.52 |
|
Short Swap |
SHORT |
2,953 |
GBP 3.49 |
|
Short Swap |
SHORT |
5,723 |
GBP 3.57 |
|
Short Swap |
SHORT |
26,188 |
GBP 3.57 |
|
Short Swap |
SHORT |
37,733 |
GBP 3.57 |
|
Short Swap |
SHORT |
1,612 |
GBP 3.57 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
19/10/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
National Express Group |
|
Nature of connection # |
Advisor |
Related Shares:
NEX.L