17th Apr 2008 11:15
UBS AG (EPT)17 April 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1)Date of dealing 16 APRIL 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 0 0.00% 1,202 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 0 0.00% 1,202 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 1745 13998 AUD Cents PURCHASE 42 14021 PURCHASE 233 14021 SALE 218 14042 SALE 303 14045 PURCHASE 1779 14045 PURCHASE 59 14050 PURCHASE 162 14050 PURCHASE 1779 14050 PURCHASE 45 14051 PURCHASE 566 14051 SALE 329 14066 PURCHASE 9 14066 PURCHASE 50 14066 PURCHASE 200 14071 PURCHASE 200 14071 PURCHASE 55 14076 PURCHASE 131 14076 PURCHASE 20 14088 PURCHASE 22 14088 PURCHASE 200 14088 SALE 1000 14090 SALE 297 14090 PURCHASE 843 14092 PURCHASE 1 14094 PURCHASE 3 14094 PURCHASE 19 14094 PURCHASE 33 14094 PURCHASE 40 14094 SALE 3 14098 SALE 1000 14100 SALE 505 14100 SALE 380 14100 SALE 50 14100 SALE 40 14100 PURCHASE 500 14100 PURCHASE 335 14101 PURCHASE 316 14103 PURCHASE 1000 14105 PURCHASE 109 14110 PURCHASE 133 14110 SALE 302 14111 SALE 54 14111 SALE 29 14111 SALE 5 14111 SALE 2 14111 SALE 406 14113 SALE 50 14113 SALE 7 14113 PURCHASE 1 14113 PURCHASE 2 14113 PURCHASE 3 14113 PURCHASE 29 14113 PURCHASE 30 14113 PURCHASE 32 14113 PURCHASE 34 14113 PURCHASE 82 14113 PURCHASE 152 14113 PURCHASE 295 14113 PURCHASE 39 14114 PURCHASE 51 14114 SALE 250 14115 SALE 75 14115 PURCHASE 27 14115 PURCHASE 28 14115 PURCHASE 28 14115 PURCHASE 241 14115 PURCHASE 1 14120 PURCHASE 2 14120 PURCHASE 2 14120 PURCHASE 4 14120 PURCHASE 6 14120 PURCHASE 44 14120 PURCHASE 61 14120 PURCHASE 244 14120 PURCHASE 249 14120 PURCHASE 444 14120 SALE 26842 14121.15371 PURCHASE 26842 14121.15371 PURCHASE 911 14126 PURCHASE 66 14129 SALE 395 14130 PURCHASE 163 14130 PURCHASE 580 14130 PURCHASE 793 14130 SALE 491 14131 PURCHASE 38 14131 PURCHASE 209 14131 PURCHASE 322 14131 PURCHASE 60 14132 PURCHASE 162 14132 PURCHASE 534 14132 SALE 387 14133 SALE 155 14133 SALE 306 14135 SALE 950 14136 SALE 411 14136 SALE 331 14136 SALE 250 14136 SALE 250 14136 SALE 110 14136 SALE 3 14136 PURCHASE 1 14136 PURCHASE 2 14136 PURCHASE 60 14136 PURCHASE 90 14136 PURCHASE 145 14136 SALE 28004 14136.4153 PURCHASE 28004 14136.4153 SALE 135 14138 SALE 20 14138 SALE 20 14138 PURCHASE 638 14138 SALE 1000 14139 SALE 172 14139 PURCHASE 96 14139 PURCHASE 298 14139 SALE 1000 14140 SALE 316 14140 PURCHASE 57 14140 PURCHASE 105 14140 PURCHASE 4 14141 PURCHASE 785 14141 PURCHASE 2 14142 PURCHASE 3 14142 PURCHASE 107 14142 PURCHASE 149 14142 PURCHASE 290 14142 PURCHASE 843 14142 PURCHASE 1457 14142 SALE 220 14144 SALE 24 14144 PURCHASE 59 14145 PURCHASE 136 14145 SALE 429 14148 SALE 300 14148 SALE 146 14148 SALE 43 14148 SALE 376 14149 SALE 270 14149 SALE 44 14149 SALE 20 14149 SALE 1465 14150 SALE 250 14150 SALE 112 14150 SALE 20 14150 PURCHASE 390 14151 SALE 456 14155 PURCHASE 538 14155 SALE 80 14157 SALE 17 14157 SALE 12 14157 PURCHASE 291 14159 SALE 335 14160 PURCHASE 4 14161 PURCHASE 300 14161 SALE 324 14162 SALE 250 14162 SALE 19 14162 SALE 233 14163 SALE 207 14163 SALE 149 14163 SALE 2 14163 SALE 101 14164 SALE 91 14164 SALE 5 14164 SALE 487 14165 SALE 296 14165 SALE 217 14165 SALE 142 14165 SALE 134 14165 SALE 116 14165 SALE 85 14165 SALE 82 14165 SALE 57 14165 SALE 36 14165 SALE 21 14165 PURCHASE 250 14165 PURCHASE 1 14166 PURCHASE 1 14166 PURCHASE 2 14166 PURCHASE 2 14166 PURCHASE 2 14166 PURCHASE 3 14166 PURCHASE 3 14166 PURCHASE 10 14166 PURCHASE 70 14166 PURCHASE 126 14166 PURCHASE 197 14166 PURCHASE 483 14166 SALE 293 14167 SALE 141 14167 SALE 19 14167 SALE 547 14170 SALE 42 14170 SALE 24 14170 PURCHASE 201 14171 PURCHASE 415 14172 PURCHASE 97 14173 PURCHASE 846 14173 SALE 239 14174 SALE 422 14175 SALE 69 14175 PURCHASE 9 14175 PURCHASE 100 14175 PURCHASE 258 14175 PURCHASE 280 14175 SALE 122 14178 SALE 114 14178 SALE 640 14180 SALE 127 14180 SALE 87 14180 PURCHASE 50 14180 PURCHASE 258 14180 PURCHASE 500 14180 SALE 221 14182 SALE 100 14182 SALE 99 14182 SALE 1 14182 PURCHASE 111 14185 PURCHASE 864 14185 SALE 334 14190 SALE 50 14190 SALE 164 14194 SALE 1071 14195 SALE 300 14195 SALE 206 14195 SALE 33 14195 SALE 244 14197 SALE 161 14197 SALE 82 14197 SALE 5 14197 SALE 1 14197 SALE 200 14198 SALE 239 14204 SALE 182 14207 TOTAL PURCHASES 81,688 TOTAL SALES 82,850 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 17 APRIL 2008Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto