14th Apr 2008 11:41
UBS AG (EPT)14 April 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1)Date of dealing 11 APRIL 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 0 0.00% 1,799 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 0 0.00% 1,799 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 28 13600 AUD cents PURCHASE 238 13600 PURCHASE 4 13602 PURCHASE 901 13604 PURCHASE 440 13605 PURCHASE 86 13606 PURCHASE 129 13610 PURCHASE 4 13610 PURCHASE 275 13610 PURCHASE 3 13610 PURCHASE 199 13610 PURCHASE 49 13616 PURCHASE 63 13616 PURCHASE 19 13616 PURCHASE 186 13616 PURCHASE 167 13619 PURCHASE 3 13619 PURCHASE 5 13619 PURCHASE 255 13623 PURCHASE 71 13623 PURCHASE 37 13623 PURCHASE 67 13626 PURCHASE 10 13626 SALE 1834 13629 PURCHASE 5 13629 PURCHASE 480 13629 PURCHASE 69 13629 SALE 116 13630 SALE 2 13630 SALE 250 13630 SALE 4 13630 PURCHASE 150 13630 PURCHASE 40 13630 SALE 75 13634 SALE 518 13634 SALE 78 13637 SALE 4 13639 SALE 21 13639 SALE 1 13639 SALE 21 13639 SALE 22 13639 SALE 126 13639 SALE 63 13647 SALE 72 13647 PURCHASE 1108 13652 SALE 8 13653 SALE 600 13653 PURCHASE 1830 13654 SALE 309 13655 PURCHASE 12 13660 PURCHASE 104 13660 PURCHASE 218 13660 PURCHASE 2 13660 SALE 1037 13660 PURCHASE 8 13661 PURCHASE 214 13662 PURCHASE 22 13662 SALE 681 13663 SALE 7 13663 PURCHASE 299 13670 SALE 311 13675 SALE 21 13675 SALE 21 13675 SALE 25 13675 SALE 56 13675 SALE 1 13675 PURCHASE 101 13675 PURCHASE 22 13675 PURCHASE 212 13675 PURCHASE 11 13675 PURCHASE 2 13675 PURCHASE 179 13675 SALE 653 13677 SALE 383 13677 SALE 491 13679 SALE 555 13680 SALE 505 13680 SALE 38 13684 SALE 46 13684 SALE 146 13684 SALE 50 13685 SALE 31 13685 SALE 235 13685 SALE 44 13685 SALE 434 13690 SALE 706 13690 SALE 9 13690 PURCHASE 1 13708 PURCHASE 4 13709 PURCHASE 164 13714 PURCHASE 137 13720 PURCHASE 400 13720 SALE 465 13722 SALE 20 13722 SALE 1 13722 SALE 1 13722 PURCHASE 43 13723 PURCHASE 93 13723 SALE 6 13723 SALE 21 13723 SALE 21 13723 PURCHASE 500 13728 PURCHASE 485 13728 SALE 19459 13735.72 PURCHASE 19459 13735.72 PURCHASE 497 13740 PURCHASE 4 13740 SALE 162 13752 SALE 21 13752 SALE 21 13752 SALE 30 13752 SALE 164 13752 PURCHASE 22569 13753.22 SALE 22569 13753.22 PURCHASE 316 13758 PURCHASE 1 13781 PURCHASE 161 13781 PURCHASE 159 13781 PURCHASE 52 13781 PURCHASE 15 13781 PURCHASE 3 13781 PURCHASE 31 13781 PURCHASE 101 13781 PURCHASE 391 13789 PURCHASE 2 13789 PURCHASE 42 13789 PURCHASE 41 13789 SALE 1 13796 PURCHASE 2 13800 PURCHASE 1 13802 PURCHASE 1 13803 PURCHASE 331 13803 PURCHASE 292 13803 PURCHASE 101 13803 PURCHASE 141 13803 PURCHASE 31 13803 PURCHASE 3 13803 PURCHASE 475 13808 PURCHASE 500 13810 SALE 1123 13815 SALE 289 13816 SALE 1809 13817 SALE 172 13817 SALE 21 13817 SALE 202 13819 PURCHASE 984 13820 SALE 1808 13821 PURCHASE 300 13821 PURCHASE 113 13830 PURCHASE 4 13830 PURCHASE 998 13830 SALE 1807 13834 PURCHASE 1000 13836 SALE 1407 13864 SALE 104 13864 SALE 16 13864 SALE 21 13864 SALE 22 13864 PURCHASE 69 13871 PURCHASE 1000 13875 PURCHASE 200 13875 SALE 72 13894 SALE 1664 13896 SALE 77 13899 SALE 14 13900 SALE 1 13900 PURCHASE 312 13905 PURCHASE 1 13905 PURCHASE 49 13905 PURCHASE 80 13905 PURCHASE 1 13905 SALE 250 13916 PURCHASE 200 13917 PURCHASE 200 13917 PURCHASE 100 13917 SALE 146 13921 TOTAL PURCHASES 61,487 TOTAL SALES 64,597 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 14 APRIL 2008Contact name NIMISHA SACHDEVTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto