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EPT Disclosure

1st Oct 2008 10:57

RNS Number : 8057E
Deutsche Bank AG
01 October 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

30/09/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

2,558,066 0.56

-678,221 -0.15

(2) Derivatives (other than options)

678,221 0.15

-1,659,504 -0.36

(3) Options and agreements to purchase/sell

576,000 0.13

-908,100 -0.20

Total

3,812,287 0.83

-3,245,825 -0.71

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

15357

84.50

Purchase

248

84.99

Purchase

424

85.00

Purchase

150

85.02

Purchase

90

85.04

Purchase

1822

85.05

Purchase

1590

85.06

Purchase

489

85.08

Purchase

1636

85.13

Purchase

395

85.25

Purchase

1609

85.32

Purchase

869

85.35

Purchase

841

85.44

Purchase

588

85.45

Purchase

2064

85.49

Purchase

2010

85.50

Purchase

6000

85.55

Purchase

1594

85.56

Purchase

230

85.91

Purchase

5000

86.01

Purchase

287

86.02

Purchase

1706

86.11

Purchase

363

86.15

Purchase

1571

86.19

Purchase

1223

86.25

Purchase

13067

86.34

Purchase

1615

86.36

Purchase

189

86.38

Purchase

117

86.42

Purchase

3321

86.43

Purchase

2000

86.45

Purchase

1111

86.46

Purchase

7515

86.48

Purchase

2000

86.50

Purchase

1320

86.52

Purchase

2057

86.53

Purchase

400

86.55

Purchase

1313

86.58

Purchase

4035

86.61

Purchase

6110

86.65

Purchase

913

86.66

Purchase

1063

86.67

Purchase

2836

86.68

Purchase

274

86.70

Purchase

2061

86.71

Purchase

345

86.72

Purchase

2457

86.74

Purchase

2040

86.75

Purchase

3216

86.76

Purchase

198

86.78

Purchase

380

86.79

Purchase

3210

86.80

Purchase

781

86.85

Purchase

322

86.86

Purchase

1701

86.87

Purchase

6107

86.90

Purchase

1507

86.91

Purchase

5250

86.95

Purchase

576

86.99

Purchase

3528

87.00

Purchase

1187

87.03

Purchase

1149

87.10

Purchase

555

87.12

Purchase

829

87.13

Purchase

106

87.15

Purchase

1136

87.17

Purchase

990

87.18

Purchase

2768

87.20

Purchase

47

87.21

Purchase

1389

87.22

Purchase

1319

87.23

Purchase

659

87.24

Purchase

1674

87.25

Purchase

5

87.26

Purchase

2606

87.27

Purchase

817

87.28

Purchase

3018

87.29

Purchase

767

87.30

Purchase

1700

87.32

Purchase

559

87.33

Purchase

1071

87.35

Purchase

3414

87.36

Purchase

489

87.37

Purchase

2129

87.38

Purchase

1584

87.39

Purchase

1387

87.40

Purchase

765

87.41

Purchase

5764

87.43

Purchase

3180

87.44

Purchase

537

87.45

Purchase

567

87.46

Purchase

1700

87.47

Purchase

716

87.48

Purchase

1266

87.49

Purchase

3635

87.50

Purchase

653

87.51

Purchase

6038

87.52

Purchase

1578

87.52

Purchase

2268

87.53

Purchase

313

87.54

Purchase

2082

87.55

Purchase

1071

87.57

Purchase

474

87.60

Purchase

1077

87.62

Purchase

2529

87.63

Purchase

3852

87.64

Purchase

2383

87.65

Purchase

1281

87.66

Purchase

1966

87.67

Purchase

811

87.68

Purchase

708

87.69

Purchase

755

87.70

Purchase

119

87.71

Purchase

307

87.72

Purchase

536

87.73

Purchase

115

87.74

Purchase

2190

87.80

Purchase

1924

87.81

Purchase

1104

87.82

Purchase

3340

87.83

Purchase

3230

87.84

Purchase

3615

87.85

Purchase

2686

87.86

Purchase

3854

87.87

Purchase

1585

87.88

Purchase

4535

87.89

Purchase

4891

87.90

Purchase

1683

87.91

Purchase

2236

87.92

Purchase

874

87.93

Purchase

175

87.94

Purchase

2253

87.95

Purchase

1527

87.96

Purchase

1583

87.97

Purchase

1779

87.98

Purchase

1054

87.99

Purchase

1125

88.00

Purchase

669

88.02

Purchase

183

88.04

Purchase

348

88.05

Purchase

1465

88.06

Purchase

3010

88.07

Purchase

78

88.09

Purchase

240

88.12

Purchase

125

88.14

Purchase

1922

88.15

Purchase

1596

88.16

Purchase

2121

88.17

Purchase

827

88.22

Purchase

2747

88.33

Purchase

3643

88.35

Purchase

354

88.37

Purchase

76

88.41

Purchase

348

88.42

Purchase

1660

88.45

Purchase

54

88.78

Purchase

249

88.79

Purchase

697

88.80

Total Purchases

285,146 

 

Sale

22590

84.50

Sale

50

84.93

Sale

336

85.05

Sale

420

85.10

Sale

311

85.11

Sale

87

85.12

Sale

367

85.13

Sale

105

85.14

Sale

222

85.19

Sale

5

85.31

Sale

141

85.33

Sale

230

85.34

Sale

403

85.35

Sale

1

85.36

Sale

388

85.37

Sale

1095

85.38

Sale

1315

85.39

Sale

765

85.40

Sale

443

85.41

Sale

102

85.44

Sale

470

85.45

Sale

1929

85.46

Sale

1820

85.47

Sale

1067

85.48

Sale

353

85.49

Sale

701

85.50

Sale

145

85.52

Sale

140

85.53

Sale

105

85.54

Sale

20

85.55

Sale

740

85.56

Sale

104

85.57

Sale

316

85.58

Sale

1088

85.59

Sale

707

85.60

Sale

708

85.61

Sale

1

85.66

Sale

291

85.68

Sale

71

85.73

Sale

60

85.74

Sale

71

85.76

Sale

481

85.77

Sale

1

85.78

Sale

982

85.80

Sale

225

85.81

Sale

354

85.82

Sale

250

85.83

Sale

373

85.85

Sale

131

85.89

Sale

17

85.93

Sale

260

85.98

Sale

71

86.00

Sale

373

86.01

Sale

1904

86.02

Sale

1140

86.03

Sale

259

86.04

Sale

51

86.05

Sale

121

86.08

Sale

120

86.09

Sale

376

86.11

Sale

328

86.14

Sale

603

86.15

Sale

1007

86.16

Sale

319

86.17

Sale

87

86.18

Sale

1864

86.19

Sale

292

86.20

Sale

161

86.21

Sale

25

86.22

Sale

123

86.23

Sale

156

86.24

Sale

89

86.25

Sale

177

86.26

Sale

799

86.27

Sale

119

86.28

Sale

270

86.29

Sale

1

86.30

Sale

139

86.32

Sale

419

86.33

Sale

646

86.34

Sale

815

86.35

Sale

508

86.36

Sale

961

86.37

Sale

552

86.38

Sale

457

86.39

Sale

23

86.40

Sale

33

86.42

Sale

254

86.43

Sale

174

86.44

Sale

121

86.45

Sale

140

86.46

Sale

410

86.47

Sale

87

86.49

Sale

122

86.50

Sale

1

86.51

Sale

199

86.52

Sale

33

86.53

Sale

33

86.54

Sale

220

86.55

Sale

239

86.56

Sale

842

86.57

Sale

52

86.58

Sale

589

86.59

Sale

213

86.61

Sale

51

86.62

Sale

20

86.63

Sale

1369

86.66

Sale

232

86.67

Sale

324

86.68

Sale

492

86.69

Sale

433

86.70

Sale

285

86.71

Sale

808

86.73

Sale

99

86.74

Sale

99

86.75

Sale

83

86.76

Sale

529

86.77

Sale

58

86.78

Sale

1178

86.79

Sale

2905

86.80

Sale

50

86.81

Sale

125

86.82

Sale

90

86.83

Sale

395

86.84

Sale

101

86.85

Sale

158

86.86

Sale

96

86.87

Sale

7

86.88

Sale

557

86.89

Sale

420

86.92

Sale

394

86.94

Sale

66

86.95

Sale

893

86.96

Sale

565

86.97

Sale

524

86.98

Sale

2961

86.99

Sale

2600

87.01

Sale

7

87.02

Sale

72

87.04

Sale

18

87.06

Sale

54

87.07

Sale

10264

87.07

Sale

308

87.08

Sale

433

87.09

Sale

14

87.10

Sale

49

87.11

Sale

557

87.12

Sale

189

87.13

Sale

405

87.14

Sale

406

87.15

Sale

782

87.16

Sale

1290

87.17

Sale

1120

87.19

Sale

292

87.20

Sale

486

87.21

Sale

1374

87.22

Sale

3476

87.23

Sale

399

87.24

Sale

547

87.26

Sale

441

87.27

Sale

1566

87.28

Sale

2446

87.29

Sale

4375

87.30

Sale

567

87.31

Sale

751

87.32

Sale

321

87.33

Sale

1429

87.34

Sale

1629

87.35

Sale

271

87.36

Sale

147

87.37

Sale

2704

87.37

Sale

259

87.38

Sale

1390

87.39

Sale

691

87.40

Sale

490

87.41

Sale

451

87.42

Sale

1419

87.44

Sale

389

87.45

Sale

1517

87.46

Sale

483

87.47

Sale

2272

87.48

Sale

3199

87.49

Sale

1135

87.50

Sale

3480

87.51

Sale

1786

87.52

Sale

471

87.53

Sale

2263

87.54

Sale

1198

87.55

Sale

1143

87.56

Sale

638

87.57

Sale

418

87.58

Sale

4973

87.59

Sale

1072

87.60

Sale

1993

87.61

Sale

594

87.62

Sale

1215

87.63

Sale

976

87.64

Sale

80

87.65

Sale

490

87.66

Sale

431

87.67

Sale

866

87.68

Sale

248

87.69

Sale

357

87.70

Sale

789

87.71

Sale

2517

87.72

Sale

989

87.73

Sale

862

87.74

Sale

565

87.75

Sale

1389

87.76

Sale

607

87.77

Sale

135

87.78

Sale

809

87.79

Sale

344

87.80

Sale

107

87.81

Sale

416

87.82

Sale

1860

87.83

Sale

2367

87.84

Sale

3703

87.85

Sale

3293

87.86

Sale

2851

87.87

Sale

3114

87.88

Sale

3938

87.89

Sale

4631

87.90

Sale

2083

87.91

Sale

148

87.92

Sale

932

87.93

Sale

1306

87.94

Sale

3005

87.95

Sale

190

87.96

Sale

725

87.97

Sale

2085

87.98

Sale

2614

87.99

Sale

1588

88.01

Sale

166

88.02

Sale

100

88.03

Sale

628

88.04

Sale

116

88.05

Sale

535

88.06

Sale

256

88.07

Sale

598

88.08

Sale

1968

88.09

Sale

465

88.10

Sale

16

88.11

Sale

112

88.12

Sale

49

88.13

Sale

248

88.14

Sale

988

88.15

Sale

174

88.16

Sale

482

88.17

Sale

608

88.18

Sale

292

88.19

Sale

138

88.20

Sale

1974

88.21

Sale

350

88.23

Sale

473

88.25

Sale

2

88.27

Sale

12

88.29

Sale

3691

88.30

Sale

763

88.31

Sale

56

88.34

Sale

63

88.35

Sale

146

88.36

Sale

453

88.37

Sale

292

88.38

Sale

974

88.39

Sale

257

88.40

Sale

992

88.41

Sale

728

88.42

Sale

20

88.43

Sale

162

88.46

Sale

79

88.47

Sale

118

88.48

Sale

146

88.49

Sale

257

88.52

Sale

3

88.56

Sale

473

88.61

Sale

14

88.65

Sale

466

88.69

Sale

333

88.73

Sale

21

88.75

Sale

145

88.77

Sale

108

88.78

Sale

42

88.79

Total Sales

230,531

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

50

84.93

CFD

Long

400

85.10

CFD

Long

100

85.11

CFD

Long

150

85.40

CFD

Long

250

85.50

CFD

Long

50

86.50

CFD

Long

2600

87.01

CFD

Long

10264

87.07

CFD

Long

2400

87.23

CFD

Long

200

87.29

CFD

Long

2704

87.37

CFD

Long

250

87.59

CFD

Long

400

87.79

CFD

Long

400

87.89

CFD

Long

113

88.05

CFD

Short

20

84.50

CFD

Short

150

85.02

CFD

Short

400

85.45

CFD

Short

10

85.50

CFD

Short

230

85.91

CFD

Short

13067

86.34

CFD

Short

1220

86.75

CFD

Short

200

86.79

CFD

Short

121

86.87

CFD

Short

5198

86.90

CFD

Short

893

86.91

CFD

Short

5250

86.95

CFD

Short

250

87.13

CFD

Short

459

87.18

CFD

Short

1030

87.20

CFD

Short

278

87.23

CFD

Short

1204

87.25

CFD

Short

5

87.26

CFD

Short

995

87.27

CFD

Short

559

87.33

CFD

Short

24

87.35

CFD

Short

26

87.36

CFD

Short

3190

87.43

CFD

Short

1832

87.44

CFD

Short

220

87.45

CFD

Short

500

87.48

CFD

Short

2

87.49

CFD

Short

1300

87.50

CFD

Short

6038

87.52

CFD

Short

800

87.53

CFD

Short

1000

87.55

CFD

Short

248

87.57

CFD

Short

750

87.70

CFD

Short

500

87.80

CFD

Short

1250

87.85

CFD

Short

150

87.87

CFD

Short

750

87.95

CFD

Short

179

87.99

CFD

Short

571

88.00

CFD

Short

113

88.04

CFD

Short

54

88.78

CFD

Short

249

88.79

CFD

Short

697

88.80

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

01/10/2008

Contact name

Artie Movsesian

Telephone number

020 7545 8515

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMMBBLTMMAMMIP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,699.31
Change14.75