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EPT Disclosure

23rd May 2008 15:04

RNS Number : 1997V
Citigroup Derivatives Markets Inc
23 May 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Derivatives Markets Inc

Company dealt in

Rio Tinto plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares (dealt in the form of ADRs)

Date of dealing

22 May 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

16,866  (0.00%)

23,000 (0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

109,100 (0.01%)

110,700 (0.01%)

Total

125,966 (0.01%)

133,700  (0.01%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

  Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

USD (unless stated)

100

533.86

70

522.47

70

522.47

30

522.47

30

522.5

Total

300

Sales

Number of securities

Price per unit (Note 4)

USD (unless stated)

-100

534.93

-100

534.85

-100

534.93

-100

536.18

-100

536.18

-100

535.68

-100

535.68

-100

534.85

Total

800

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call;

P = put)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (USD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (USD) (Note 4) 

P

purchasing

1000

480

AMERICAN

2008-06-21

7.7

C

purchasing

500

550

AMERICAN

2008-06-21

16.84

C

purchasing

100

560

AMERICAN

2008-06-21

11.5

C

purchasing

100

520

AMERICAN

2008-06-21

33.1

P

selling

-100

510

AMERICAN

2008-06-21

19.6

C

selling

-100

560

AMERICAN

2008-06-21

11.5

C

selling

-100

530

AMERICAN

2008-06-21

26.5

C

selling

-100

520

AMERICAN

2008-06-21

33.1

P

selling

-100

550

AMERICAN

2008-07-19

44.2

C

selling

-200

580

AMERICAN

2008-10-18

41.9

C

selling

-500

540

AMERICAN

2008-06-21

20.92

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

23 May 2008

Contact name

Pavla Trskova

Telephone number

02890 409544

Name of offeree/offeror with which connected

BHP Billiton plc

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

C

purchased

470

American

2008-07-19

C

P

purchased

300

American

2008-07-19

P

C

purchased

580

American

2008-07-19

C

C

purchased

590

American

2008-07-19

C

C

purchased

600

American

2008-07-19

C

C

purchased

570

American

2008-07-19

C

C

purchased

540

American

2008-06-21

C

P

purchased

520

American

2008-07-19

P

C

purchased

560

American

2008-07-19

C

C

purchased

550

American

2008-07-19

C

P

purchased

470

American

2008-06-21

P

C

purchased

450

American

2008-07-19

C

P

purchased

400

American

2008-07-19

P

C

purchased

440

American

2008-07-19

C

C

purchased

420

American

2008-10-18

C

C

purchased

500

American

2008-10-18

C

C

purchased

440

American

2008-10-18

C

C

purchased

550

American

2008-06-21

C

C

purchased

360

American

2008-07-19

C

P

purchased

500

American

2008-07-19

P

C

purchased

540

American

2008-06-21

C

P

purchased

440

American

2008-10-18

P

P

purchased

490

American

2008-07-19

P

C

purchased

540

American

2008-07-19

C

C

purchased

470

American

2008-06-21

C

P

purchased

480

American

2008-06-21

P

P

purchased

500

American

2008-06-21

P

P

purchased

250

American

2008-07-19

P

P

purchased

260

American

2008-07-19

P

P

purchased

290

American

2008-07-19

P

P

purchased

310

American

2008-07-19

P

C

purchased

580

American

2008-07-19

C

P

purchased

370

American

2008-10-18

P

C

purchased

420

American

2008-10-18

C

P

purchased

420

American

2008-10-18

P

P

purchased

420

American

2008-10-18

P

C

purchased

430

American

2008-10-18

C

C

purchased

450

American

2008-10-18

C

C

purchased

470

American

2008-10-18

C

C

purchased

500

American

2008-10-18

C

C

purchased

600

American

2008-10-18

C

C

purchased

330

American

2008-07-19

C

P

purchased

370

American

2008-07-19

P

P

purchased

390

American

2008-07-19

P

C

purchased

460

American

2008-10-18

C

P

purchased

300

American

2008-07-19

P

C

purchased

520

American

2008-06-21

C

C

purchased

600

American

2008-10-18

C

P

purchased

450

American

2008-07-19

P

C

purchased

470

American

2008-07-19

C

C

purchased

550

American

2008-07-19

C

C

purchased

250

American

2008-07-19

C

P

purchased

330

American

2008-07-19

P

C

purchased

370

American

2008-07-19

C

C

purchased

410

American

2008-07-19

C

C

purchased

520

American

2008-07-19

C

C

purchased

300

American

2008-07-19

C

C

purchased

330

American

2008-07-19

C

C

purchased

480

American

2008-07-19

C

P

purchased

460

American

2008-06-21

P

C

purchased

570

American

2008-06-21

C

C

purchased

320

American

2008-07-19

C

P

purchased

330

American

2008-07-19

P

P

purchased

390

American

2008-07-19

P

C

purchased

500

American

2008-06-21

C

C

purchased

250

American

2008-07-19

C

P

purchased

250

American

2008-07-19

P

P

purchased

280

American

2008-07-19

P

P

purchased

320

American

2008-07-19

P

C

purchased

390

American

2008-07-19

C

C

purchased

500

American

2008-07-19

C

P

purchased

570

American

2008-07-19

P

P

purchased

580

American

2008-07-19

P

P

written

460

American

2008-06-21

P

P

written

510

American

2008-06-21

P

C

written

520

American

2008-06-21

C

C

written

530

American

2008-06-21

C

C

written

320

American

2008-07-19

C

C

written

350

American

2008-07-19

C

C

written

360

American

2008-07-19

C

P

written

420

American

2008-07-19

P

C

written

430

American

2008-07-19

C

C

written

440

American

2008-07-19

C

P

written

460

American

2008-07-19

P

C

written

530

American

2008-07-19

C

P

written

550

American

2008-07-19

P

P

written

400

American

2008-10-18

P

P

written

430

American

2008-10-18

P

C

written

550

American

2008-10-18

C

C

written

500

American

2008-06-21

C

P

written

310

American

2008-07-19

P

C

written

460

American

2008-07-19

C

C

written

580

American

2008-10-18

C

C

written

480

American

2008-06-21

C

C

written

480

American

2008-06-21

C

C

written

420

American

2008-07-19

C

C

written

420

American

2008-07-19

C

C

written

470

American

2008-06-21

C

P

written

410

American

2008-07-19

P

P

written

490

American

2008-07-19

P

C

written

500

American

2008-10-18

C

C

written

510

American

2008-06-21

C

P

written

380

American

2008-07-19

P

C

written

400

American

2008-07-19

C

P

written

420

American

2008-07-19

P

C

written

450

American

2008-07-19

C

C

written

440

American

2008-10-18

C

C

written

540

American

2008-10-18

C

C

written

370

American

2008-07-19

C

P

written

470

American

2008-07-19

P

P

written

600

American

2008-07-19

P

C

written

530

American

2010-01-16

C

C

written

540

American

2010-01-16

C

C

written

510

American

2009-01-17

C

C

written

460

American

2008-06-21

C

P

written

470

American

2008-06-21

P

P

written

490

American

2008-06-21

P

C

written

580

American

2008-06-21

C

C

written

600

American

2008-06-21

C

C

written

630

American

2008-06-21

C

C

written

640

American

2008-06-21

C

C

written

650

American

2008-06-21

C

P

written

270

American

2008-07-19

P

P

written

340

American

2008-07-19

P

P

written

350

American

2008-07-19

P

P

written

350

American

2008-07-19

P

C

written

380

American

2008-07-19

C

P

written

430

American

2008-07-19

P

P

written

440

American

2008-07-19

P

P

written

470

American

2008-07-19

P

C

written

490

American

2008-07-19

C

P

written

550

American

2008-07-19

P

C

written

570

American

2008-07-19

C

C

written

590

American

2008-07-19

C

C

written

620

American

2008-07-19

C

P

written

370

American

2008-10-18

P

P

written

380

American

2008-10-18

P

P

written

390

American

2008-10-18

P

P

written

460

American

2008-10-18

P

P

written

480

American

2008-10-18

P

C

written

540

American

2008-10-18

C

C

written

550

American

2008-10-18

C

C

written

620

American

2008-10-18

C

P

written

340

American

2008-07-19

P

C

written

430

American

2008-07-19

C

P

written

540

American

2008-07-19

P

P

written

450

American

2008-10-18

P

P

written

360

American

2008-07-19

P

P

written

410

American

2008-07-19

P

P

written

510

American

2008-07-19

P

P

written

590

American

2008-07-19

P

P

written

360

American

2008-07-19

P

P

written

440

American

2008-07-19

P

C

written

500

American

2008-07-19

C

C

written

400

American

2008-07-19

C

C

written

510

American

2008-07-19

C

C

written

600

American

2008-07-19

C

C

written

610

American

2008-06-21

C

C

written

620

American

2008-06-21

C

P

written

320

American

2008-07-19

P

P

written

450

American

2008-07-19

P

P

written

430

American

2008-07-19

P

P

written

450

American

2008-06-21

P

C

written

480

American

2008-07-19

C

C

written

300

American

2008-07-19

C

C

written

560

American

2008-07-19

C

C

written

410

American

2008-07-19

C

P

written

460

American

2008-07-19

P

C

written

460

American

2008-07-19

C

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFEVEAIVFIT

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81