9th Nov 2007 11:54
UBS AG (EPT)09 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 08 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 18,250 0.01% 0 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 18,250 0.01% 0 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 187 776.5 pence PURCHASE 296 777 PURCHASE 700 777 PURCHASE 194 790 PURCHASE 311 791 PURCHASE 272 792 PURCHASE 1430 793 PURCHASE 1270 793 PURCHASE 3000 794 PURCHASE 115 794 SALE 550 794.5 PURCHASE 9500 795 PURCHASE 500 795 PURCHASE 500 796 PURCHASE 3500 823.5 PURCHASE 871 880 SALE 628 883 PURCHASE 3646 892 PURCHASE 200 892 SALE 100 892.5 PURCHASE 500 897 PURCHASE 295 905.75 PURCHASE 17 905.75 SALE 1490 906 PURCHASE 170 906.25 PURCHASE 1022 908 SALE 473 908 SALE 400 908 PURCHASE 666 908.5 PURCHASE 107 908.5 PURCHASE 300 908.5 SALE 2875 908.5 SALE 884 908.5 SALE 1139 908.5 PURCHASE 669 909 PURCHASE 752 910.5 PURCHASE 670 910.5 SALE 110 911 SALE 200 911 SALE 135 911 PURCHASE 994 911.5 PURCHASE 500 911.5 SALE 155 911.5 PURCHASE 185 911.5 PURCHASE 446 911.5 PURCHASE 696 911.5 PURCHASE 605 911.5 PURCHASE 8 911.5 PURCHASE 635 911.5 PURCHASE 169 911.75 PURCHASE 738 912 PURCHASE 615 912 PURCHASE 2033 912 PURCHASE 918 912 PURCHASE 692 912 SALE 823 912 SALE 865 912 SALE 486 912 SALE 692 912 SALE 41 912 PURCHASE 155 912 PURCHASE 400 912 PURCHASE 118 912 PURCHASE 99 912 PURCHASE 134 912 PURCHASE 732 912 PURCHASE 237 912.25 PURCHASE 696 912.5 PURCHASE 2174 912.5 PURCHASE 500 912.5 PURCHASE 414 913 SALE 144 913 SALE 300 913 SALE 918 913 SALE 696 913 PURCHASE 619 914.5 PURCHASE 390 915 PURCHASE 303 915 PURCHASE 662 915 PURCHASE 687 915 PURCHASE 784 915.5 PURCHASE 614 915.5 SALE 300 915.5 PURCHASE 723 915.5 PURCHASE 300 916 PURCHASE 928 916 PURCHASE 959 916 PURCHASE 614 916 PURCHASE 648 916 PURCHASE 726 916 PURCHASE 1109 916 SALE 700 916.5 SALE 400 916.5 PURCHASE 315 916.5 SALE 8663 916.5 SALE 3605 916.5 PURCHASE 628 917 SALE 400 917.5 SALE 2595 917.5 PURCHASE 400 917.5 PURCHASE 665 917.5 PURCHASE 500 918.5 PURCHASE 400 918.5 PURCHASE 72 918.5 PURCHASE 618 918.5 PURCHASE 615 918.5 PURCHASE 3715 918.5 PURCHASE 1312 918.5 PURCHASE 416 918.5 SALE 600 918.5 PURCHASE 394 918.5 PURCHASE 36 918.5 PURCHASE 1404 918.5 PURCHASE 500 918.5 PURCHASE 115 919 PURCHASE 1027 919 PURCHASE 708 919 PURCHASE 1100 919 PURCHASE 3455 919 PURCHASE 500 919 PURCHASE 688 919 PURCHASE 691 919 PURCHASE 2286 919 PURCHASE 620 919 PURCHASE 880 919 SALE 229 919 SALE 2463 919 SALE 827 919 SALE 1644 919 SALE 277 919 SALE 5440 919 PURCHASE 3167 920 PURCHASE 500 920 PURCHASE 689 920 PURCHASE 1297 920.5 PURCHASE 500 920.5 PURCHASE 2732 920.5 SALE 15 921 SALE 731 921 SALE 750 922 PURCHASE 1300 923 PURCHASE 1301 923 PURCHASE 500 923 SALE 701 929 TOTAL PURCHASES 92,665 TOTAL SALES 44,444 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 09 NOVEMBER 2007Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros