21st Apr 2008 10:04
UBS Securities Australia Limited21 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS Securities Australia Limited Company dealt in Rio Tinto Ltd Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 18th April 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 308,919 0.07% 3,072,454 0.67% (2) Derivatives (other than options) (3) Options and agreements to purchase/sell 1,520,795 0.33% 1,002,991 0.22% Total 1,829,714 0.40% 4,075,445 0.89% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchases/Sales Number of securities Price per unit (AUD) (Note 4)Purchases 2 140.82Purchases 2476 140.82Purchases 22 140.82Purchases 87 140.97Purchases 613 140.97Purchases 35 140.97Purchases 218 140.55Purchases 26 140.55Purchases 40 140.55Purchases 44 140.55Purchases 2 140.55Purchases 978 141Purchases 22 140.99Purchases 51 140.55Purchases 2018 140.55Purchases 1 140.55Purchases 100 140.55Purchases 1030 140.57Purchases 465 140.57Purchases 54 140.57Purchases 96 140.57Purchases 19 140.57Purchases 836 140.57Purchases 1232 139.94Purchases 82 139.94Purchases 10000 140Purchases 66 140.63Purchases 2390 140.2Purchases 10 140.2Purchases 100 140.2Purchases 428 139.94Purchases 2757 140.94Purchases 149 140.93Purchases 94 140.93Purchases 822 139.94Purchases 1 143.18Purchases 169 139.94Purchases 1000 139.94Purchases 2553 139.94Purchases 200 139.94Purchases 14342 139.94Purchases 550 139.94Purchases 22 139.94Purchases 140 139.94Purchases 40 139.94Purchases 200 139.94Purchases 6883 139.94Purchases 16 139.94Purchases 933 139.94Purchases 1998 139.94Purchases 6954 139.94Sales 1232 139.94Sales 80 140.86Sales 3 140.71Sales 405 140.45Sales 138 140.46Sales 2 140.5Sales 455 140.5Sales 78 140.56Sales 11 140.56Sales 61 140.56Sales 11 140.53Sales 82 139.94Sales 17 140.66Sales 3 140.67Sales 60 140.67Sales 3 140.69Sales 428 139.94Sales 87 140.5Sales 68 140.53Sales 1 146TOTAL PURCHASES 63366TOTAL SALES 3225 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varyingProduct name, Writing, Number of Exercise Type, e.g. Expiry date Option moneye.g. call selling, securities to price American, paid/receivedoption purchasing, which the option European etc per unit (Note varying etc. relates (Note 6) 4)Call option Purchasing 14000 150 American 26-Jun-08 5.93Call option Purchasing 3000 150 American 26-Jun-08 5.93Call option Purchasing 3000 150 American 26-Jun-08 5.95Call option Purchasing 1000 150 American 26-Jun-08 5.85Call option Purchasing 1000 150 American 26-Jun-08 5.85 (ii) Exercising (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 21st April 2008 Contact name Belinda Maclay Telephone number +61 2 93242944 Name of offeree/offeror with which connected BHP Billiton Plc/ BHP Billiton LimitedNature of connection (Note 9) Connected advisor Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 38.5(b) DETAILS OF OPEN POSITIONS (This form should be attached to Form 38.5(b)) OPEN POSITIONS (Note 1) Product name, e.g. Written or Number of Exercise Type, e.g. American, Expiry datecall option purchased securities to price (AUD) European, etc which the (Note2) option or derivatives relatesCall option Purchased 1000 140 American 29-May-08Call option Purchased 8000 146 American 26-Jun-08Call option Purchased 1000 148 American 29-May-08Call option Purchased 37000 134 American 26-Jun-08Call option Purchased 21000 130 American 23-Apr-08Call option Purchased 80000 128 American 23-Apr-08Call option Purchased 1000 114.74 European 19-Jun-09Call option Purchased 20000 138 American 23-Apr-08Call option Purchased 30000 126 American 23-Apr-08Call option Purchased 40000 134 American 23-Apr-08Call option Purchased 47000 150 American 26-Jun-08Call option Purchased 10000 136 American 26-Jun-08Call option Purchased 38000 138 American 26-Jun-08Call option Purchased 14000 120 European 26-Jun-08Call option Purchased 27000 96 European 06-Nov-08Call warrant Written 1550 0 American 30-Jun-14Call option Written 29000 136 American 23-Apr-08Call option Written 20000 153.52 American 23-Apr-08Call option Written 14000 120 European 26-Jun-08Call option Written 27000 96 European 06-Nov-08Call option Written 1630 120 European 26-Jun-08Call warrant Written 4549 56.5 European 27-May-08Call warrant Written 5952 96 European 06-Nov-08Call warrant Written 80 100 European 06-Nov-08Call warrant Written 3230 55 European 18-Jun-09Call option Written 100000 130 American 23-Apr-08Call option Purchased 12000 144 American 26-Jun-08Call option Purchased 50000 148 American 26-Jun-08Call option Purchased 7000 142 American 23-Apr-08Call option Purchased 21000 160 American 29-May-08Call option Purchased 20000 122 American 23-Apr-08Call option Purchased 29000 128 American 29-May-08Call option Purchased 50000 138 American 29-May-08Call option Purchased 75000 124 American 26-Jun-08Call option Purchased 150000 132 American 25-Sep-08Call option Purchased 150000 77 American 22-Dec-11Call option Purchased 10000 148 American 23-Apr-08Call option Purchased 22000 136 American 29-May-08Call option Purchased 100000 90 American 26-Jun-08Call option Purchased 25000 150 American 26-Jun-08Call option Purchased 75000 110 American 18-Dec-08Call option Written 1040 96.14 American 26-May-10Call option Written 3883 77.32 American 30-Jun-11Call option Written 232000 66 American 26-Jun-08Call option Written 821 103.41 American 22-Jun-12Call option Written 159 78.2 American 23-Jun-09Call option Written 1080 101.81 American 29-Jul-10Call option Written 831 96.8 American 28-Jun-12Call option Written 200000 80 American 26-Jun-08Call option Written 591 95.3 American 29-Jul-10Call option Written 3905 102.41 American 29-Jul-10Call option Written 1787 100.7 American 26-Jul-12Call option Written 154 129.41 American 11-Dec-12Call option Written 650 92.25 American 12-Jun-12Call option Written 3013 101.81 American 26-Jul-12Call option Written 676 74.05 American 12-Jun-08Call option Written 2450 76.54 American 28-Jul-11Call option Written 352 98.21 American 29-Jul-10Call option Written 680 73 American 12-Jun-08Call option Written 125 99.48 American 29-Jul-10Call option Written 1628 102.26 American 24-Jun-10Call option Written 562 99.67 American 29-Jul-10Call option Written 704 78.59 American 15-May-08Call option Written 159 78.31 American 21-Jun-11Call option Written 733 102.26 American 28-Jun-12Call option Written 1639 103.64 American 26-Jul-12Call option Written 209 81.14 American 28-Apr-11Call option Written 181 101 American 29-Jul-10Call option Written 243 102.51 American 26-Jul-12Call option Written 128 77.89 American 21-Jun-11Call option Written 510 98 American 29-Jul-10Call option Written 366 81.82 American 14-May-08Call option Written 4434 78.23 American 30-Jun-11Call option Written 371 99.3 American 29-Jul-10Call option Written 300 71.7 American 02-Jan-09Call option Written 20000 120.15 American 23-Apr-08Call option Written 132 97.5 American 02-Jul-12Call option Written 246 101.6 American 24-Jun-10Call option Written 1500 78.2 American 22-Mar-10Call option Written 836 99.24 American 15-Jun-10Call option Written 105000 134 American 26-Jun-08Call option Written 158 99.12 American 29-Jul-10Call option Written 164 91.04 American 11-May-12Call option Written 3685 76.01 American 30-Jun-11Call option Written 127 98.35 American 22-Jun-10Call option Written 2739 94.91 American 29-Jul-10Call option Written 126 99.07 American 07-Sep-12Call option Written 298 100.5 American 25-Jun-10Call option Written 150 99.59 American 29-Jul-10Call option Written 131 94.91 American 26-Jul-12Call option Written 1000 76 American 14-Jun-11Call option Written 115 88.74 American 05-Aug-10Call option Written 157 99.86 American 29-Jul-10Call option Written 218 100.49 American 28-Jun-12Call option Written 283 78.34 American 19-Oct-11Call option Written 78 127 American 31-Jan-13Call option Written 50000 126 American 26-Jun-08Call option Written 29000 128 American 23-Apr-08Call option Written 634 78.7 American 27-May-09Call option Written 538 99.08 American 26-Jul-12Call option Written 4058 78 American 28-Jul-11Call option Written 71000 110 American 25-Sep-08Call option Written 1175 42.5 American 27-Jan-10Call option Written 363 82.51 American 28-Apr-09Call option Written 555 45.04 American 22-Jun-10Call option Written 227 44.05 American 22-Jun-10Call option Written 1281 43.4 American 21-Jun-10Call option Written 701 42.79 American 04-Jun-10Call option Written 130 76.73 American 25-Jun-08Call option Written 203 98.47 American 22-Jun-10Call option Written 941 42.5 American 03-Jun-10Call option Written 265 75.38 American 22-Jun-11Call option Written 125 99.59 American 28-Jun-12Call option Written 566 35.33 American 22-Jun-09Call option Written 567 35.27 American 19-Jun-09Call option Written 2719 99.08 American 29-Jul-10Call option Written 573 34.9 American 18-Jun-09Call option Written 146 98.79 American 29-Jul-10Call option Written 429 34.96 American 18-Jun-09Call option Written 158 78.77 American 24-Jun-11Call option Written 353 70.82 American 09-Feb-09Call option Written 419 71.59 American 19-Jan-09Call option Written 396 75.01 American 08-Mar-10Call option Written 175 57.14 American 24-Sep-08Call option Written 742 53.8 American 17-Sep-08Call option Written 240 83.48 American 18-Apr-11Call option Written 794 75.5 American 23-Jun-11Call option Written 598 83.69 American 22-Jun-12Call option Written 1003 43.86 American 26-Jun-08Call option Written 564 90.39 American 22-Jun-12Call option Written 176 113.21 American 25-Oct-12Call option Written 454 44.05 American 26-Jun-08Call option Written 119 83.55 American 11-Aug-10Call option Written 1008 99.09 American 18-Jun-10Call option Written 8721 78.86 American 28-Jul-11Call option Written 663 75.36 American 23-Jun-11Call option Written 1334 74.99 American 22-Jun-11Call option Written 4931 78.43 American 28-Jul-11Call option Written 518 96.51 American 31-May-12Call option Written 601 99.71 American 25-Jun-10Call option Written 1902 98.51 American 28-Jun-12Call option Written 460 109.66 American 31-Jan-13Call option Written 696 99.01 American 26-Jul-12Call option Written 152 98.36 American 28-Jun-12Call option Written 413 96.82 American 24-Jun-10Call option Written 628 99.44 American 29-Jul-10Call option Written 413 96.75 American 21-Jun-12Call option Written 404 98.86 American 24-Jun-10Call option Written 296 67.43 American 15-Sep-09Call option Written 2264 110.36 American 24-Jun-09Call option Written 528 75.48 American 29-Jun-11Call option Written 547 109.66 American 27-Jan-11Call option Written 706 99.04 American 25-Jun-10Call option Written 491 33.6 American 19-May-08Call option Written 1500 78.39 American 23-Mar-10Call option Written 500 33.2 American 16-May-08Call option Written 3675 85.7 American 22-Jun-12Call option Written 353 42.49 American 08-May-08Call option Written 2515 98.79 American 26-Jul-12Call option Written 648 97.31 American 24-Jun-09Call option Written 3628 67.79 American 29-Sep-11Call option Written 91 109 American 22-Jan-09Call option Written 382 98 American 26-Jul-12Call option Written 2746 72.82 American 24-Jun-11Call option Written 815 98.29 American 30-Jun-08Call option Written 1558 48.13 American 25-Jun-08Call option Written 1656 77.02 American 30-Jun-11Call option Written 271 73.66 American 10-Jun-09Call option Written 1000 76.49 American 19-Jun-09Call option Written 561 44.56 American 25-Jun-08Call option Written 1291 77.44 American 30-Jun-11Call option Written 870 97.65 American 22-Jun-12Call option Written 869 75.44 American 23-Jun-11Call option Written 1407 44.42 American 25-Jun-08Call option Written 1512 99.17 American 25-Jun-10Call option Written 524 43.89 American 24-Jun-08Call option Written 1588 99.88 American 26-Jul-12Call option Written 305 75.25 American 25-Jun-09Call option Written 356 70.14 American 10-Jun-09Call option Written 341 43.98 American 24-Jun-08Call option Written 16695 102.42 American 29-Jun-12Call option Written 452 44.24 American 24-Jun-08Call option Written 1360 73.51 American 28-Jul-11Call option Written 1418 91.6 American 29-Jul-10Call option Written 797 43.91 American 24-Jun-08Call option Written 465 98.9 American 28-Jun-12Call option Written 472 90.6 American 29-Jul-10Call option Written 2716 78.99 American 28-Jul-11Call option Written 576 43.4 American 23-Jun-08Call option Written 626 28.75 American 23-Jun-08Call option Written 484 103.17 American 26-Jul-12Call option Written 150000 79 American 22-Dec-11Call option Written 1038 76.08 American 30-Jun-11Call option Written 1806 101.45 American 26-Jul-12Call option Written 343 29.15 American 20-Jun-08Put warrant Written 800 140 European 26-Jun-08Put option Written 425 78.61 American 30-Jun-11Put option Written 4983 50.17 American 19-Jun-08Put option Written 1600 77.2 American 25-Feb-10Put option Written 637 47.09 American 18-Jun-08Put option Written 448 44.64 American 17-Jun-08Put option Written 1020 74.54 American 01-Aug-11Put option Written 514 77.75 American 30-Jun-11Put option Written 1257 99.37 American 28-Jun-12Put option Written 663 75.38 American 25-Jun-09Put option Written 5380 29.73 American 17-Jun-08Put option Written 286 91.6 American 30-Aug-12Put option Written 663 30.16 American 12-Jun-08Put option Written 130 76.7 American 19-May-11Put option Written 457 43.76 American 12-Jun-08Put option Written 887 98.08 American 28-Jun-12Put option Written 509 98.07 American 29-Jul-10Put option Written 828 98.9 American 29-Jul-10Put option Written 146 102.05 American 26-Jul-12Put option Written 310 96.73 American 23-Jun-10Put option Written 982 74.85 American 30-Jun-11Put option Written 214 93.26 American 28-Jun-12Put option Written 232 43.1 American 03-Jun-08Put option Written 325 77.02 American 21-May-09Put option Written 600 73.45 American 30-Jun-11Put option Written 257 76.5 American 17-Jun-11Put option Written 1594 100.35 American 26-Jul-12Put option Written 434 98.52 American 29-Jul-10Put option Written 400 74.9 American 22-Jun-11Put option Written 271 73.76 American 05-Jun-09Put option Written 1441 99.64 American 29-Jul-10Put option Written 703 85.3 American 22-Jun-12Put option Written 203 98.08 American 22-Jun-10Put option Written 198 100.52 American 16-Jun-10Put option Written 1083 92.25 American 28-Jun-12Put option Written 73 135.65 American 22-Feb-11Put option Written 1062 98.28 American 28-Jun-12Put option Written 100000 118 American 23-Apr-08 Notes 1. Where there are open option positions or open derivative positions (exceptfor CFDs), full details should be given. Full details of any existingagreements to purchase or to sell should also be given on this form. 2. For all prices and other monetary amounts, the currency must be stated. For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5and their Notes which can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto