5th Feb 2007 12:02
UBS AG (EPT)05 February 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in SAINSBURY (J) PLC Class of relevant security to which the 28 4/7p ordinarydealings being disclosed relate (Note 1) Date of dealing 2 FEBRUARY 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 74,424 0.00% 17,919 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 74,424 0.00% 17,919 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 10000 461.25 pence SALE 11680 461.25 PURCHASE 10154 461.5 PURCHASE 7846 461.5 PURCHASE 4520 461.5 SALE 12600 461.75 SALE 1796 461.75 PURCHASE 2800 461.75 PURCHASE 6500 461.75 PURCHASE 1000 462 PURCHASE 2800 462 PURCHASE 1000 462 PURCHASE 2800 462 PURCHASE 6187 462 PURCHASE 326 462 PURCHASE 5629 462 PURCHASE 6800 462.25 SALE 4238 462.5 SALE 2554 462.5 SALE 3125 462.75 SALE 8264 462.75 SALE 5219 462.75 SALE 1600 462.75 SALE 5883 463 SALE 9175 463 SALE 1000 463 SALE 8000 463 SALE 7003 463.25 SALE 6435 463.5 SALE 19117 463.75 PURCHASE 2500 464.5 PURCHASE 2800 464.75 PURCHASE 2800 464.75 PURCHASE 12000 465 SALE 2200 465.25 PURCHASE 7900 465.25 PURCHASE 4300 465.25 SALE 8751 465.25 SALE 9807 465.25 SALE 3546 465.75 SALE 6051 466 SALE 5600 466 SALE 12845 466.25 SALE 3739 466.25 SALE 100 466.25 SALE 10000 466.25 SALE 11700 466.5 SALE 500 466.5 SALE 5000 466.5 SALE 895 466.5 SALE 7310 466.5 SALE 12209 466.5 SALE 4400 466.75 SALE 10000 466.75 SALE 9000 467 SALE 2145 468 PURCHASE 153 468.25 PURCHASE 2151 468.25 PURCHASE 4376 468.25 PURCHASE 694 468.25 PURCHASE 3500 468.75 SALE 1777 468.75 PURCHASE 6715 468.75 SALE 555 469 SALE 1085 469 PURCHASE 212 469.25 SALE 9819 469.5 PURCHASE 3000 469.75 SALE 1300 470.25 PURCHASE 1703 471.25 PURCHASE 4435 471.25 PURCHASE 5965 471.25 PURCHASE 3000 471.75 PURCHASE 9972 472 PURCHASE 1080 472.5 PURCHASE 4784 472.5 PURCHASE 6216 472.5 PURCHASE 1614 472.5 PURCHASE 1701 472.5 PURCHASE 1297 472.5 PURCHASE 779 472.5 SALE 6122 472.5 SALE 1367 473 SALE 19774 473 PURCHASE 12061 473 PURCHASE 938 473.5 PURCHASE 592 474 SALE 12016 474 SALE 9788 475 SALE 2197 475 PURCHASE 14076 476 PURCHASE 10000 476 SALE 4078 476.5 SALE 9000 476.75 PURCHASE 3000 477.25 PURCHASE 3000 477.75 PURCHASE 5000 478 PURCHASE 84 504.5 PURCHASE 19801 505 PURCHASE 5031 506 PURCHASE 3036 506 PURCHASE 1293 506 PURCHASE 89 506.5 PURCHASE 782 506.75 SALE 686 507 PURCHASE 3891 507 SALE 22333 507 PURCHASE 1591 507.5 SALE 5000 507.5 PURCHASE 1563 507.5 PURCHASE 3995 507.75 PURCHASE 2705 507.75 SALE 19685 508 PURCHASE 10417 508 SALE 6466 508 PURCHASE 153 508.5 PURCHASE 8430 508.5 SALE 19665 508.5 PURCHASE 11667 508.5 SALE 4000 508.5 PURCHASE 5253 508.5 SALE 9749 508.75 SALE 7750 508.75 SALE 242 508.75 PURCHASE 12723 508.75 PURCHASE 9902 508.75 PURCHASE 2400 508.75 PURCHASE 959 508.75 PURCHASE 4993 509 PURCHASE 3344 509 SALE 10193 509 SALE 5000 509 SALE 11196 509 SALE 11196 509 SALE 1720 509 SALE 11191 509 PURCHASE 7547 509 PURCHASE 5511 509 PURCHASE 19646 509 SALE 10360 509 SALE 10476 509 PURCHASE 1415 509 PURCHASE 382 509 SALE 1001 509 SALE 10000 509 SALE 2941 509 SALE 10000 509.25 SALE 4000 509.25 SALE 9684 509.25 PURCHASE 395 509.25 PURCHASE 3000 509.25 PURCHASE 11199 509.25 PURCHASE 11199 509.25 PURCHASE 1643 509.25 PURCHASE 4436 509.25 PURCHASE 6225 509.25 PURCHASE 13411 509.25 SALE 8411 509.25 PURCHASE 19636 509.25 SALE 1000 509.25 SALE 9000 509.25 SALE 4913 509.5 PURCHASE 1164 509.5 PURCHASE 8759 509.5 PURCHASE 5740 509.5 PURCHASE 5128 509.5 SALE 19627 509.5 PURCHASE 337 509.5 PURCHASE 10590 509.5 PURCHASE 3535 509.5 PURCHASE 152 509.5 PURCHASE 14905 509.5 SALE 17000 509.75 PURCHASE 5000 509.75 SALE 13513 509.75 PURCHASE 3000 509.75 PURCHASE 606 509.75 SALE 11183 509.75 SALE 19617 509.75 PURCHASE 1325 509.75 SALE 4606 509.75 SALE 5007 509.75 SALE 8780 509.75 SALE 5000 509.75 PURCHASE 10000 510 PURCHASE 9607 510 PURCHASE 18018 510 PURCHASE 6982 510 SALE 19607 510 PURCHASE 3000 510 PURCHASE 16558 510 PURCHASE 5000 510 PURCHASE 6579 510 SALE 13430 510 SALE 15289 510 SALE 19607 510 PURCHASE 3000 510.25 PURCHASE 5000 510.25 PURCHASE 5141 510.25 SALE 15676 510.25 PURCHASE 3068 510.25 PURCHASE 10200 510.25 PURCHASE 1500 510.25 PURCHASE 12627 510.25 PURCHASE 6543 510.25 PURCHASE 428 510.25 PURCHASE 14401 510.25 PURCHASE 2419 510.25 PURCHASE 2778 510.25 SALE 5000 510.5 PURCHASE 10000 510.5 PURCHASE 250 510.5 PURCHASE 2016 510.5 PURCHASE 7360 510.5 PURCHASE 9000 510.5 PURCHASE 10000 510.5 PURCHASE 200 510.5 PURCHASE 3000 510.5 PURCHASE 2189 510.5 PURCHASE 5720 510.5 PURCHASE 15000 510.5 PURCHASE 3631 510.5 SALE 4487 510.5 SALE 9290 510.5 SALE 5158 510.5 PURCHASE 2509 510.5 PURCHASE 6600 510.5 PURCHASE 1977 510.5 PURCHASE 728 510.5 PURCHASE 916 510.75 PURCHASE 3000 510.75 SALE 11161 510.75 SALE 19579 510.75 PURCHASE 3769 510.75 PURCHASE 11166 510.75 PURCHASE 19579 510.75 SALE 4809 510.75 SALE 5000 510.75 PURCHASE 5000 510.75 PURCHASE 4505 510.75 PURCHASE 11166 510.75 PURCHASE 895 510.75 PURCHASE 6498 510.75 PURCHASE 3845 510.75 PURCHASE 2489 510.75 PURCHASE 299 510.75 PURCHASE 10218 510.75 SALE 173 511 PURCHASE 5000 511 PURCHASE 19569 511 PURCHASE 4052 511 PURCHASE 11161 511 PURCHASE 500 511 PURCHASE 3000 511 SALE 7454 511 SALE 10000 511 SALE 5000 511 PURCHASE 2600 511 PURCHASE 810 511 SALE 3201 511 SALE 810 511 SALE 4011 511 PURCHASE 5258 511.25 SALE 4662 511.25 PURCHASE 5000 511.25 PURCHASE 607 511.25 PURCHASE 3000 511.25 PURCHASE 10000 511.25 PURCHASE 7211 511.25 SALE 19559 511.25 SALE 2915 511.5 SALE 4300 511.5 SALE 10000 511.5 PURCHASE 3000 511.5 PURCHASE 2000 511.5 PURCHASE 2052 511.5 PURCHASE 11153 511.5 PURCHASE 1126 511.5 PURCHASE 6190 511.5 SALE 6311 511.5 SALE 4023 511.5 SALE 6366 511.5 SALE 1600 511.5 SALE 5100 511.5 SALE 2461 511.5 PURCHASE 895 511.5 PURCHASE 585 511.5 PURCHASE 901 511.5 PURCHASE 822 511.5 SALE 4177 511.5 SALE 3000 511.5 PURCHASE 1813 511.5 PURCHASE 5000 511.75 PURCHASE 5000 511.75 PURCHASE 3000 511.75 SALE 4993 511.75 SALE 13922 511.75 PURCHASE 8541 511.75 PURCHASE 3000 511.75 SALE 3016 511.75 SALE 4800 511.75 PURCHASE 5000 511.75 PURCHASE 14540 511.75 PURCHASE 2116 511.75 PURCHASE 157 512 PURCHASE 4468 512 PURCHASE 3373 512 PURCHASE 778 512 PURCHASE 3000 512 PURCHASE 6400 512 PURCHASE 12543 512 PURCHASE 7116 512 PURCHASE 19531 512 SALE 18423 512 SALE 17313 512 SALE 11134 512 SALE 4958 512 SALE 6273 512 SALE 9958 512 SALE 1176 512 SALE 5332 512 PURCHASE 3000 512.25 PURCHASE 3000 512.25 SALE 100 512.25 SALE 9321 512.25 SALE 1546 512.25 SALE 5246 512.25 PURCHASE 378 512.25 PURCHASE 3000 512.25 PURCHASE 3000 512.25 PURCHASE 378 512.25 SALE 15112 512.25 SALE 6800 512.25 SALE 5000 512.25 PURCHASE 19521 512.25 PURCHASE 3000 512.25 PURCHASE 8000 512.25 PURCHASE 878 512.25 PURCHASE 3674 512.25 PURCHASE 10115 512.5 PURCHASE 19512 512.5 PURCHASE 888 512.5 PURCHASE 14856 512.5 SALE 19502 512.75 SALE 8624 512.75 PURCHASE 3000 512.75 PURCHASE 7000 512.75 PURCHASE 19502 512.75 SALE 13648 512.75 SALE 9000 512.75 PURCHASE 5000 512.75 PURCHASE 3000 512.75 SALE 19493 513 SALE 4905 513 SALE 10095 513 SALE 5000 513 PURCHASE 4310 513 SALE 7000 513 PURCHASE 749 513 PURCHASE 2251 513 PURCHASE 1672 513 PURCHASE 3000 513 PURCHASE 2073 513 PURCHASE 833 513 PURCHASE 1886 513 SALE 7231 513 PURCHASE 2886 513 PURCHASE 339 513 PURCHASE 19493 513 SALE 14893 513.25 SALE 4900 513.25 SALE 4900 513.25 SALE 5000 513.25 SALE 3300 513.25 SALE 2201 513.25 SALE 6900 513.25 PURCHASE 10249 513.25 PURCHASE 4549 513.25 SALE 19483 513.25 SALE 12700 513.25 PURCHASE 430 513.25 SALE 19474 513.5 SALE 4904 513.5 SALE 5854 513.5 PURCHASE 2800 513.5 PURCHASE 5000 513.5 PURCHASE 3832 513.5 PURCHASE 3832 513.5 PURCHASE 2972 513.5 PURCHASE 3196 513.5 PURCHASE 2148 513.5 SALE 1000 513.75 SALE 11096 513.75 SALE 11096 513.75 SALE 11096 513.75 SALE 7167 513.75 SALE 8692 513.75 PURCHASE 9968 513.75 PURCHASE 10000 513.75 SALE 3941 513.75 SALE 1941 513.75 SALE 1700 514 PURCHASE 19455 514 PURCHASE 5000 514 PURCHASE 3000 514 PURCHASE 16045 514 PURCHASE 9111 514 PURCHASE 1512 514 PURCHASE 2000 514 PURCHASE 7761 514 PURCHASE 5372 514 PURCHASE 4322 514 SALE 2753 514 PURCHASE 887 514.25 PURCHASE 401 514.25 PURCHASE 4884 514.25 SALE 1845 514.25 SALE 3955 514.25 SALE 8045 514.25 SALE 4566 514.25 SALE 4000 514.25 SALE 3122 514.25 SALE 3435 514.5 PURCHASE 759 514.5 SALE 759 514.5 SALE 1000 514.5 SALE 14512 514.5 SALE 1759 514.5 SALE 5684 514.5 SALE 1384 514.5 SALE 1103 514.5 SALE 2100 514.5 SALE 2938 514.5 PURCHASE 662 514.5 PURCHASE 5019 514.5 PURCHASE 3000 514.5 PURCHASE 2000 514.5 PURCHASE 925 514.5 PURCHASE 3807 514.5 PURCHASE 855 514.5 SALE 3633 514.5 SALE 2730 514.5 SALE 1379 514.5 SALE 2750 514.5 SALE 5000 514.75 SALE 1000 514.75 SALE 500 514.75 SALE 200 514.75 PURCHASE 5000 514.75 PURCHASE 5000 514.75 PURCHASE 5500 514.75 SALE 7343 514.75 SALE 17000 514.75 SALE 7727 514.75 SALE 2612 514.75 PURCHASE 3000 514.75 SALE 2480 514.75 SALE 1800 514.75 SALE 3500 514.75 SALE 3400 514.75 SALE 3114 514.75 SALE 4600 514.75 SALE 10256 514.75 SALE 1 514.75 SALE 1744 514.75 SALE 1251 514.75 SALE 2100 514.75 SALE 14249 514.75 SALE 1407 514.75 SALE 2485 514.75 SALE 15504 514.75 SALE 30 514.75 SALE 3644 514.75 SALE 4288 514.75 SALE 2800 514.75 SALE 2996 515 PURCHASE 11077 515 PURCHASE 3260 515 PURCHASE 19417 515 PURCHASE 18948 515 PURCHASE 421 515 PURCHASE 9728 515 PURCHASE 652 515 PURCHASE 8847 515 PURCHASE 8884 515 PURCHASE 1686 515 PURCHASE 10000 515 PURCHASE 18535 515.25 PURCHASE 15000 515.25 SALE 11419 515.5 PURCHASE 2569 515.5 PURCHASE 500 515.75 PURCHASE 10558 515.75 PURCHASE 250 515.75 SALE 19389 515.75 PURCHASE 3000 515.75 SALE 10000 515.75 PURCHASE 2491 515.75 PURCHASE 7773 516 PURCHASE 11053 516 PURCHASE 4907 516 PURCHASE 11055 516 SALE 18434 516 SALE 10000 516.25 PURCHASE 19370 516.25 PURCHASE 890 516.25 SALE 4246 516.5 SALE 1426 516.5 PURCHASE 9426 516.5 PURCHASE 680 516.5 PURCHASE 4709 516.5 PURCHASE 2919 516.5 PURCHASE 3534 516.75 PURCHASE 3000 516.75 PURCHASE 300 516.75 PURCHASE 3000 516.75 PURCHASE 1092 516.75 SALE 229 516.75 SALE 3771 516.75 SALE 229 516.75 SALE 4188 516.75 SALE 19351 516.75 PURCHASE 7942 516.75 SALE 5000 516.75 PURCHASE 4000 516.75 PURCHASE 500 517 PURCHASE 3000 517 PURCHASE 5000 517 PURCHASE 19342 517 PURCHASE 18845 517 SALE 6497 517 SALE 12845 517 PURCHASE 4300 517 PURCHASE 2576 517 PURCHASE 900 517 PURCHASE 2100 517 SALE 3293 517 SALE 3000 517 SALE 19333 517.25 SALE 1000 517.25 SALE 4859 517.25 SALE 4593 517.25 PURCHASE 5288 517.25 PURCHASE 3000 517.25 PURCHASE 3000 517.25 SALE 9933 517.5 SALE 9934 517.5 SALE 10000 517.5 SALE 17425 517.5 SALE 2500 517.75 PURCHASE 1800 517.75 SALE 1557 517.75 SALE 1708 517.75 SALE 424 517.75 SALE 4711 517.75 SALE 1498 517.75 SALE 5000 518 SALE 2950 518 SALE 19305 518 SALE 5755 518 PURCHASE 4955 518 PURCHASE 19305 518 PURCHASE 9891 518 PURCHASE 12400 518 SALE 12200 518.25 PURCHASE 3000 518.25 PURCHASE 829 518.25 PURCHASE 11534 518.25 PURCHASE 3000 518.25 PURCHASE 16451 518.25 SALE 2300 518.5 SALE 5080 518.5 PURCHASE 8365 518.5 PURCHASE 3000 518.5 PURCHASE 3750 518.5 PURCHASE 3000 518.5 PURCHASE 5400 518.5 PURCHASE 2700 518.5 PURCHASE 3000 518.5 PURCHASE 22 518.5 SALE 10000 518.75 PURCHASE 19277 518.75 SALE 7900 519 SALE 16000 519.5 SALE 337 519.5 SALE 1000 519.5 SALE 5686 519.5 SALE 888 519.5 SALE 4812 519.5 SALE 3200 519.5 SALE 2705 519.5 SALE 3538 519.75 SALE 16786 519.75 PURCHASE 13000 520 PURCHASE 1500 520.5 PURCHASE 3158 520.75 PURCHASE 10052 520.75 PURCHASE 2000 520.75 SALE 2000 521.5 SALE 5000 521.75 SALE 5030 521.75 SALE 1974 521.75 PURCHASE 3000 522 SALE 4800 522 PURCHASE 4000 522.25 PURCHASE 5000 523 PURCHASE 100 523.25 PURCHASE 2267 523.25 SALE 2800 524 SALE 4200 524.25 SALE 1181 525 SALE 8357 525 PURCHASE 2000 526 PURCHASE 3000 526.5 PURCHASE 1605 526.5 PURCHASE 4000 526.5 PURCHASE 10186800 1000 TOTAL SALES: 1,898,990 TOTAL PURCHASES: 12,027,838 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) CALL 100,000 500 pence (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 05 FEBRUARY 2007Contact name NIMISHA SACHDEVTelephone number 020 7568 9289Name of offeree/offeror with which connected SAINSBURY (J) PLC Kohlberg Kravis Roberts & Co Ltd, and The Blackstone Group International LtNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Sainsbury's