25th Jan 2008 11:02
Macquarie Group Limited25 January 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 3 of 3 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in BHP Billiton Limited Class of relevant security to which the Ordinary shares ISIN: AU000000BHP4dealings being disclosed relate (Note 1) Date of dealing 24 January 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 6,843,084 0.20% (2) Derivatives (other than options) 1,104,582 0.03% (3) Options and agreements to purchase/sell 7,495,981 0.22% Total 1,104,582 14,344,065 0.03% 0.43% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Part 2 - Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) e.g. CFDSee Part 2 - Annexure B (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of securities Exercise Type, e.g. Expiry Option money selling, to which the option American,e.g. call option purchasing, relates (Note 6) price European etc. date paid/received varying etc. per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) Collateral Received Returns 700000 Stock Borrow Returns 52823 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 25 January 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader Annexure C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro Expiry Put Option BUY 07.00 00.01 42.00 American 20080124 Put Option BUY 04.00 10.08 44.00 American 20080327 Put Option BUY 10.00 10.12 44.00 American 20080327 Put Option BUY 10.00 00.01 35.00 American 20080124 Put Option BUY 10.00 00.01 35.00 American 20080124 Put Option BUY 18.00 00.01 35.00 American 20080124 Put Option BUY 04.00 00.01 35.00 American 20080124 Put Option BUY 12.00 00.01 35.00 American 20080124 Put Option BUY 10.00 00.01 35.00 American 20080124 Put Option BUY 20.00 00.01 35.00 American 20080124 Put Option BUY 20.00 00.01 35.00 American 20080124 Put Option BUY 22.00 00.01 35.00 American 20080124 Put Option BUY 30.00 00.01 35.00 American 20080124 Put Option BUY 07.00 00.01 35.00 American 20080124 Put Option BUY 10.00 00.01 35.00 American 20080124 Put Option BUY 03.00 00.01 35.00 American 20080124 Put Option BUY 25.00 00.01 35.00 American 20080124 Put Option BUY 25.00 00.01 36.00 American 20080124 Put Option BUY 20.00 00.01 36.00 American 20080124 Put Option BUY 20.00 00.01 36.00 American 20080124 Put Option BUY 50.00 00.01 36.00 American 20080124 Put Option BUY 20.00 00.01 36.00 American 20080124 Put Option BUY 02.00 05.85 39.00 American 20080327 Put Option BUY 01.00 05.62 39.00 American 20080327 Put Option BUY 14.00 05.67 39.00 American 20080327 Put Option BUY 13.00 05.65 39.00 American 20080327 Call Option BUY 31.00 00.42 42.00 American 20080327 Put Option BUY 10.00 01.38 31.00 American 20080327 Call Option BUY 10.00 00.10 28.00 American 20060727 Call Option BUY 20000.00 00.16 43.50 European 20080327 Call Option BUY 25000.00 00.18 43.50 European 20080327 Call Option BUY 10000.00 00.01 39.00 European 20080124 Put Option BUY 5000.00 01.18 37.00 European 20080327 Call Option BUY 119876.00 00.01 40.00 European 20080124 Call Option BUY 20000.00 00.36 38.00 European 20080327 Call Option BUY 20000.00 00.36 38.00 European 20080327 Call Option BUY 2500.00 00.55 38.00 European 20080423 Call Option BUY 10000.00 00.34 40.00 European 20080327 Call Option BUY 30000.00 00.34 40.00 European 20080327 Call Option BUY 10000.00 00.34 40.00 European 20080327 Call Option BUY 8000.00 00.33 40.00 European 20080327 Call Option BUY 1100.00 00.33 40.00 European 20080327 Call Option BUY 17100.00 00.01 41.00 European 20080124 Put Option BUY 1000.00 00.01 34.00 European 24/01/2008 Put Option BUY 3500.00 00.38 34.00 European 24/01/2008 Put Option BUY 500.00 00.40 34.00 European 24/01/2008 Put Option BUY 1800.00 00.01 34.00 European 24/01/2008 Put Option BUY 1800.00 00.01 34.00 European 24/01/2008 Put Option BUY 1000.00 00.49 34.00 European 24/01/2008 Put Option BUY 3000.00 00.50 34.00 European 24/01/2008 Put Option BUY 500.00 10.80 25.00 European 19/05/2016 Put Option BUY 500.00 10.80 25.00 European 19/05/2016 Put Option BUY 3500.00 10.80 25.00 European 19/05/2016 Put Option BUY 500.00 10.80 25.00 European 19/05/2016 Put Option BUY 1000.00 10.65 25.00 European 19/05/2016 Put Option BUY 1000.00 08.52 32.00 European 17/11/2016 Put Option BUY 35050.00 00.01 38.00 European 24/01/2008 Put Option BUY 1000.00 20.07 15.72 European 30/06/2011 Put Option BUY 1000.00 07.45 30.21 European 30/06/2008 Put Option BUY 500.00 00.00 42.00 European 24/01/2008 Put Option BUY 500.00 00.00 42.00 European 24/01/2008 Put Option BUY 500.00 00.00 42.00 European 24/01/2008 Put Option BUY 500.00 00.00 42.00 European 24/01/2008 Put Option BUY 500.00 00.00 42.00 European 24/01/2008 Put Option BUY 500.00 00.00 42.00 European 24/01/2008 Put Option BUY 500.00 00.00 42.00 European 24/01/2008 Put Option BUY 500.00 00.00 42.00 European 24/01/2008 Put Option BUY 80729.00 00.01 42.00 European 24/01/2008 Put Option BUY 139350.00 00.01 45.00 European 24/01/2008 Put Option BUY 500.00 03.25 35.00 European 27/03/2008 Put Option BUY 4450.00 03.25 35.00 European 27/03/2008 Put Option BUY 500.00 03.16 35.00 European 27/03/2008 Put Option BUY 500.00 03.16 35.00 European 27/03/2008 Put Option BUY 1500.00 03.16 35.00 European 27/03/2008 Put Option BUY 2000.00 03.13 35.00 European 27/03/2008 Put Option BUY 900.00 06.81 34.00 European 25/10/2007 Put Option BUY 20000.00 06.74 34.00 European 25/10/2007 Put Option BUY 120.00 06.48 34.00 European 25/10/2007 Put Option BUY 1000.00 06.55 34.00 European 25/10/2007 Put Option BUY 200.00 06.55 34.00 European 25/10/2007 Put Option BUY 125000.00 06.90 34.00 European 25/10/2007 Put Option BUY 60000.00 06.90 34.00 European 25/10/2007 Put Option BUY 3000.00 00.01 36.00 European 24/01/2008 Call Option SELL -04.00 00.01 38.00 American 20080124 Call Option SELL -10.00 00.01 38.00 American 20080124 Put Option SELL -13.00 00.01 42.00 American 20080124 Put Option SELL -10.00 00.01 42.00 American 20080124 Put Option SELL -03.00 00.01 42.00 American 20080124 Put Option SELL -40.00 00.01 42.00 American 20080124 Put Option SELL -03.00 00.01 42.00 American 20080124 Put Option SELL -04.00 00.01 42.00 American 20080124 Put Option SELL -14.00 00.01 42.00 American 20080124 Put Option SELL -02.00 00.01 42.00 American 20080124 Put Option SELL -01.00 00.01 42.00 American 20080124 Put Option SELL -03.00 00.01 37.00 American 20080124 Put Option SELL -03.00 00.01 37.00 American 20080124 Put Option SELL -05.00 00.01 37.00 American 20080124 Put Option SELL -02.00 00.01 37.00 American 20080124 Call Option SELL -01.00 00.01 41.00 American 20080124 Call Option SELL -01.00 00.01 41.00 American 20080124 Call Option SELL -21.00 00.01 41.00 American 20080124 Call Option SELL -04.00 00.01 41.00 American 20080124 Call Option SELL -02.00 00.01 41.00 American 20080124 Call Option SELL -22.00 00.01 41.00 American 20080124 Call Option SELL -09.00 00.01 41.00 American 20080124 Call Option SELL -10.00 00.01 41.00 American 20080124 Call Option SELL -10.00 00.01 41.00 American 20080124 Call Option SELL -10.00 00.01 41.00 American 20080124 Call Option SELL -02.00 00.01 44.00 American 20080124 Call Option SELL -03.00 00.01 44.00 American 20080124 Call Option SELL -02.00 00.01 44.00 American 20080124 Call Option SELL -04.00 00.01 44.00 American 20080124 Call Option SELL -01.00 00.01 44.00 American 20080124 Call Option SELL -01.00 00.01 44.00 American 20080124 Call Option SELL -01.00 00.01 44.00 American 20080124 Call Option SELL -02.00 00.01 44.00 American 20080124 Call Option SELL -04.00 00.01 46.00 American 20080124 Call Option SELL -08.00 00.01 46.00 American 20080124 Call Option SELL -24.00 00.01 46.00 American 20080124 Call Option SELL -02.00 00.01 46.00 American 20080124 Call Option SELL -02.00 00.01 46.00 American 20080124 Call Option SELL -02.00 00.01 46.00 American 20080124 Call Option SELL -01.00 00.01 46.00 American 20080124 Call Option SELL -01.00 00.01 46.00 American 20080124 Call Option SELL -02.00 00.01 46.00 American 20080124 Call Option SELL -15.00 00.01 46.00 American 20080124 Put Option SELL -02.00 00.01 39.00 American 20080124 Put Option SELL -03.00 00.01 39.00 American 20080124 Put Option SELL -02.00 00.01 39.00 American 20080124 Put Option SELL -02.00 00.01 39.00 American 20080124 Put Option SELL -10.00 00.01 39.00 American 20080124 Put Option SELL -01.00 00.01 39.00 American 20080124 Put Option SELL -10.00 00.01 39.00 American 20080124 Put Option SELL -02.00 00.01 39.00 American 20080124 Put Option SELL -02.00 00.01 39.00 American 20080124 Call Option SELL -11.00 00.01 43.00 American 20080124 Call Option SELL -04.00 00.01 43.00 American 20080124 Call Option SELL -02.00 00.01 43.00 American 20080124 Call Option SELL -17.00 00.01 43.00 American 20080124 Call Option SELL -31.00 00.01 42.50 American 20080124 Put Option SELL -02.00 00.01 43.00 American 20080124 Put Option SELL -01.00 00.01 43.00 American 20080124 Put Option SELL -05.00 00.01 42.50 American 20080124 Put Option SELL -01.00 00.01 42.50 American 20080124 Call Option SELL -05.00 00.01 48.00 American 20080124 Call Option SELL -02.00 00.01 41.50 American 20080124 Call Option SELL -10.00 00.01 41.50 American 20080124 Call Option SELL -03.00 00.01 41.50 American 20080124 Call Option SELL -01.00 00.01 41.50 American 20080124 Call Option SELL -07.00 00.01 41.50 American 20080124 Put Option SELL -200.00 00.01 35.00 American 20080124 Put Option SELL -05.00 00.01 44.00 American 20080124 Call Option SELL -02.00 00.01 40.00 American 20080124 Call Option SELL -02.00 00.01 40.00 American 20080124 Call Option SELL -15.00 00.01 40.00 American 20080124 Call Option SELL -01.00 00.01 40.00 American 20080124 Call Option SELL -10.00 00.01 45.00 American 20080124 Call Option SELL -02.00 00.01 45.00 American 20080124 Call Option SELL -10.00 00.01 45.00 American 20080124 Call Option SELL -01.00 00.01 45.00 American 20080124 Call Option SELL -01.00 00.01 45.00 American 20080124 Call Option SELL -01.00 00.01 45.00 American 20080124 Call Option SELL -01.00 00.01 45.00 American 20080124 Call Option SELL -04.00 00.01 45.00 American 20080124 Call Option SELL -05.00 00.01 45.00 American 20080124 Call Option SELL -02.00 00.01 45.00 American 20080124 Call Option SELL -15.00 00.01 45.00 American 20080124 Call Option SELL -15.00 00.01 45.00 American 20080124 Put Option SELL -01.00 00.01 41.50 American 20080124 Put Option SELL -01.00 00.01 41.50 American 20080124 Put Option SELL -10.00 00.01 41.50 American 20080124 Put Option SELL -01.00 00.01 41.00 American 20080124 Put Option SELL -10.00 00.01 41.00 American 20080124 Put Option SELL -01.00 00.01 41.00 American 20080124 Put Option SELL -03.00 00.01 41.00 American 20080124 Put Option SELL -06.00 00.01 41.00 American 20080124 Put Option SELL -03.00 00.01 41.00 American 20080124 Put Option SELL -03.00 00.01 41.00 American 20080124 Put Option SELL -03.00 00.01 41.00 American 20080124 Put Option SELL -05.00 00.01 41.00 American 20080124 Put Option SELL -10.00 00.01 41.00 American 20080124 Put Option SELL -02.00 00.01 41.00 American 20080124 Put Option SELL -200.00 00.01 36.00 American 20080124 Call Option SELL -50.00 00.01 47.00 American 20080124 Call Option SELL -15.00 00.01 47.00 American 20080124 Put Option SELL -08.00 00.01 40.00 American 20080124 Put Option SELL -20.00 00.01 40.00 American 20080124 Put Option SELL -05.00 00.01 40.00 American 20080124 Put Option SELL -02.00 00.01 40.00 American 20080124 Put Option SELL -05.00 00.01 40.00 American 20080124 Put Option SELL -20.00 00.01 40.00 American 20080124 Put Option SELL -03.00 00.01 40.00 American 20080124 Put Option SELL -06.00 00.01 40.00 American 20080124 Put Option SELL -04.00 00.01 40.00 American 20080124 Put Option SELL -10.00 00.01 38.00 American 20080124 Put Option SELL -31.00 00.01 38.00 American 20080124 Put Option SELL -50.00 00.01 38.00 American 20080124 Put Option SELL -20.00 00.01 38.00 American 20080124 Put Option SELL -01.00 00.01 38.00 American 20080124 Call Option SELL -01.00 00.01 39.00 American 20080124 Call Option SELL -02.00 00.01 42.00 American 20080124 Call Option SELL -13.00 00.01 42.00 American 20080124 Call Option SELL -05.00 00.01 42.00 American 20080124 Call Option SELL -02.00 00.01 42.00 American 20080124 Call Option SELL -03.00 00.01 42.00 American 20080124 Call Option SELL -08.00 00.01 42.00 American 20080124 Put Option SELL -05.00 00.01 45.00 American 20080124 Put Option SELL -1000.00 01.19 37.00 European 20080327 Call Option SELL -2000.00 00.55 38.00 European 20080423 Call Option SELL -10000.00 00.34 40.00 European 20080327 Call Option SELL -8000.00 00.31 40.00 European 20080327 Call Option SELL -252.00 00.00 55.00 American 20080118 Put Option SELL -1000.00 12.94 25.00 European 17/11/2016 Put Option SELL -500.00 12.94 25.00 European 17/11/2016 Put Option SELL -300.00 18.85 17.16 European 29/06/2012 Put Option SELL -1500.00 18.83 17.16 European 29/06/2012 Put Option SELL -1498.00 00.01 17.16 European 29/06/2012 Put Option SELL -528.00 00.01 17.16 European 29/06/2012 Put Option SELL -529.00 00.01 17.16 European 29/06/2012 Put Option SELL -316.00 00.01 17.16 European 29/06/2012 Put Option SELL -1805.00 00.01 17.16 European 29/06/2012 Put Option SELL -523.00 00.01 17.16 European 29/06/2012 Put Option SELL -1000.00 18.94 17.16 European 29/06/2012 Put Option SELL -1500.00 19.05 17.16 European 29/06/2012 Put Option SELL -250.00 19.05 17.16 European 29/06/2012 Put Option SELL -313.00 00.01 17.16 European 29/06/2012 Put Option SELL -2050.00 00.01 17.16 European 29/06/2012 Put Option SELL -511.00 00.01 17.16 European 29/06/2012 Put Option SELL -258.00 00.01 17.16 European 29/06/2012 Put Option SELL -128.00 00.01 17.16 European 29/06/2012 Put Option SELL -1283.00 00.01 17.16 European 29/06/2012 Put Option SELL -2000.00 09.46 26.93 European 30/06/2008 Put Option SELL -1000.00 09.46 26.93 European 30/06/2008 Put Option SELL -1000.00 09.51 26.93 European 30/06/2008 Put Option SELL -1500.00 09.46 26.93 European 30/06/2008 Put Option SELL -1500.00 09.48 26.93 European 30/06/2008 Put Option SELL -1000.00 09.48 26.93 European 30/06/2008 Put Option SELL -3000.00 09.50 26.93 European 30/06/2008 Put Option SELL -20.00 26.00 08.65 European 30/06/2010 Put Option SELL -750.00 26.30 08.65 European 30/06/2010 Put Option SELL -1000.00 10.43 25.00 European 19/05/2016 Put Option SELL -1000.00 10.43 25.00 European 19/05/2016 Put Option SELL -250.00 10.54 25.00 European 19/05/2016 Put Option SELL -1000.00 10.58 25.00 European 19/05/2016 Put Option SELL -750.00 10.54 25.00 European 19/05/2016 Put Option SELL -1000.00 10.56 25.00 European 19/05/2016 Put Option SELL -500.00 10.55 25.00 European 19/05/2016 Put Option SELL -1000.00 10.61 25.00 European 19/05/2016 Put Option SELL -500.00 10.55 25.00 European 19/05/2016 Put Option SELL -728.00 10.56 25.00 European 19/05/2016 Put Option SELL -1000.00 10.65 25.00 European 19/05/2016 Put Option SELL -1000.00 10.40 25.00 European 19/05/2016 Put Option SELL -750.00 10.70 25.00 European 19/05/2016 Put Option SELL -250.00 10.70 25.00 European 19/05/2016 Put Option SELL -400.00 11.32 28.56 European 30/06/2009 Put Option SELL -2600.00 08.41 32.00 European 17/11/2016 Put Option SELL -270.00 08.42 32.00 European 17/11/2016 Put Option SELL -425.00 11.63 28.56 European 30/06/2009 Put Option SELL -500.00 15.36 20.00 European 19/05/2016 Put Option SELL -9000.00 19.10 17.03 European 30/06/2009 Put Option SELL -5000.00 19.10 17.03 European 30/06/2009 Put Option SELL -6000.00 19.10 17.03 European 30/06/2009 Put Option SELL -1000.00 20.32 15.72 European 30/06/2011 Put Option SELL -1800.00 00.01 40.00 European 23/04/2008 Put Option SELL -1800.00 00.01 40.00 European 23/04/2008 Put Option SELL -1000.00 07.51 30.21 European 30/06/2008 Put Option SELL -1000.00 07.51 30.21 European 30/06/2008 Put Option SELL -1000.00 06.75 34.00 European 25/10/2007 Put Option SELL -99000.00 06.75 34.00 European 25/10/2007 Put Option SELL -1000.00 06.78 34.00 European 25/10/2007 Put Option SELL -1000.00 06.78 34.00 European 25/10/2007 Put Option SELL -60000.00 06.74 34.00 European 25/10/2007 Put Option SELL -1000.00 06.42 34.00 European 25/10/2007 Put Option SELL -1000.00 06.60 34.00 European 25/10/2007 Put Option SELL -1000.00 06.44 34.00 European 25/10/2007 Put Option SELL -555.00 06.44 34.00 European 25/10/2007 Put Option SELL -750.00 06.45 34.00 European 25/10/2007 Put Option SELL -1000.00 06.51 34.00 European 25/10/2007 Put Option SELL -1000.00 06.51 34.00 European 25/10/2007 Put Option SELL -1000.00 06.51 34.00 European 25/10/2007 Put Option SELL -1000.00 06.51 34.00 European 25/10/2007 Put Option SELL -1000.00 06.58 34.00 European 25/10/2007 Put Option SELL -1000.00 06.58 34.00 European 25/10/2007 Put Option SELL -1000.00 06.58 34.00 European 25/10/2007 Put Option SELL -1000.00 06.45 34.00 European 25/10/2007 Put Option SELL -1000.00 06.72 34.00 European 25/10/2007 Put Option SELL -200.00 20.58 18.80 European 30/06/2017 Put Option SELL -250.00 20.57 18.80 European 30/06/2017 Put Option SELL -472.00 00.01 18.80 European 30/06/2017 Put Option SELL -750.00 20.74 16.91 European 30/06/2016 Put Option SELL -750.00 20.74 16.91 European 30/06/2016 Put Option SELL -750.00 20.74 16.91 European 30/06/2016 Put Option SELL -750.00 20.74 16.91 European 30/06/2016 Put Option SELL -750.00 20.74 16.91 European 30/06/2016 Put Option SELL -250.00 20.74 16.91 European 30/06/2016 Put Option SELL -500.00 20.75 16.91 European 30/06/2016 Total 527089.00 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group