4th Sep 2008 11:45
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
UBS AG London Branch |
|
Company dealt in |
Rio Tinto Limited |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary |
|
Date of dealing |
03 September 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
|
|
Long |
|
Short |
|
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
1,602 |
0.00% |
0 |
0.00% |
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
1,602 |
0.00% |
0 |
0.00% |
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
|
Class of relevant security: |
Long |
|
Short |
|
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
||||
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
Rights to subscribe (Note 2)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 3)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 4) |
|
SALE |
370 |
11145 AUD Cents |
|
SALE |
100 |
11145 |
|
SALE |
100 |
11145 |
|
SALE |
114 |
11149 |
|
SALE |
10 |
11149 |
|
PURCHASE |
452 |
11149 |
|
PURCHASE |
1790 |
11149 |
|
PURCHASE |
28 |
11150 |
|
PURCHASE |
373 |
11150 |
|
SALE |
210 |
11152 |
|
PURCHASE |
15 |
11154 |
|
PURCHASE |
235 |
11154 |
|
PURCHASE |
656 |
11154 |
|
PURCHASE |
29 |
11159 |
|
PURCHASE |
75 |
11159 |
|
PURCHASE |
77 |
11159 |
|
PURCHASE |
71 |
11160 |
|
PURCHASE |
191 |
11160 |
|
SALE |
2038 |
11165 |
|
SALE |
99 |
11165 |
|
SALE |
45 |
11165 |
|
PURCHASE |
82 |
11165 |
|
PURCHASE |
454 |
11170 |
|
SALE |
200 |
11172 |
|
SALE |
79 |
11178 |
|
PURCHASE |
219 |
11181 |
|
SALE |
500 |
11185 |
|
SALE |
500 |
11185 |
|
SALE |
381 |
11185 |
|
SALE |
885 |
11187 |
|
SALE |
150 |
11188 |
|
SALE |
20 |
11188 |
|
SALE |
193 |
11192 |
|
SALE |
113 |
11192 |
|
PURCHASE |
1 |
11193 |
|
SALE |
88 |
11197 |
|
PURCHASE |
125 |
11199 |
|
PURCHASE |
4 |
11200 |
|
PURCHASE |
1320 |
11200 |
|
SALE |
300 |
11210 |
|
SALE |
88 |
11210 |
|
SALE |
14 |
11210 |
|
SALE |
2 |
11210 |
|
PURCHASE |
109 |
11210 |
|
PURCHASE |
200 |
11213 |
|
PURCHASE |
382 |
11219 |
|
PURCHASE |
25 |
11220 |
|
PURCHASE |
64 |
11220 |
|
PURCHASE |
142 |
11220 |
|
PURCHASE |
193 |
11220 |
|
PURCHASE |
200 |
11221 |
|
SALE |
501 |
11222 |
|
SALE |
14 |
11223 |
|
PURCHASE |
300 |
11225 |
|
PURCHASE |
256 |
11228 |
|
PURCHASE |
50 |
11230 |
|
PURCHASE |
70 |
11230 |
|
PURCHASE |
104 |
11230 |
|
PURCHASE |
363 |
11230 |
|
PURCHASE |
180 |
11231 |
|
PURCHASE |
7 |
11233 |
|
PURCHASE |
8 |
11233 |
|
PURCHASE |
300 |
11233 |
|
PURCHASE |
59 |
11246 |
|
PURCHASE |
173 |
11246 |
|
SALE |
332 |
11248 |
|
SALE |
50 |
11254 |
|
SALE |
216 |
11255 |
|
SALE |
180 |
11255 |
|
PURCHASE |
17 |
11256 |
|
PURCHASE |
79 |
11256 |
|
PURCHASE |
190 |
11256 |
|
PURCHASE |
194 |
11256 |
|
PURCHASE |
214 |
11256 |
|
PURCHASE |
225 |
11256 |
|
SALE |
418 |
11257 |
|
SALE |
1 |
11258 |
|
PURCHASE |
26 |
11259 |
|
PURCHASE |
29 |
11259 |
|
PURCHASE |
95 |
11259 |
|
PURCHASE |
100 |
11259 |
|
SALE |
2000 |
11260 |
|
PURCHASE |
165 |
11260 |
|
PURCHASE |
188 |
11260 |
|
PURCHASE |
1294 |
11260 |
|
PURCHASE |
1331 |
11260 |
|
SALE |
201 |
11262 |
|
SALE |
1 |
11262 |
|
PURCHASE |
84 |
11262 |
|
PURCHASE |
226 |
11263 |
|
SALE |
158 |
11265 |
|
SALE |
333 |
11266 |
|
SALE |
1 |
11266 |
|
PURCHASE |
30 |
11266 |
|
PURCHASE |
204 |
11266 |
|
SALE |
76 |
11267 |
|
SALE |
5 |
11267 |
|
SALE |
387 |
11270 |
|
PURCHASE |
17 |
11271 |
|
PURCHASE |
30 |
11271 |
|
PURCHASE |
80 |
11271 |
|
PURCHASE |
132 |
11271 |
|
PURCHASE |
152 |
11271 |
|
PURCHASE |
179 |
11271 |
|
PURCHASE |
196 |
11271 |
|
PURCHASE |
222 |
11271 |
|
PURCHASE |
367 |
11274 |
|
PURCHASE |
142 |
11275 |
|
PURCHASE |
220 |
11275 |
|
PURCHASE |
508 |
11275 |
|
PURCHASE |
29 |
11277 |
|
PURCHASE |
425 |
11277 |
|
SALE |
391 |
11279 |
|
SALE |
177 |
11279 |
|
SALE |
108 |
11279 |
|
SALE |
71 |
11279 |
|
SALE |
62 |
11279 |
|
SALE |
17 |
11279 |
|
SALE |
12 |
11279 |
|
SALE |
10 |
11279 |
|
SALE |
242 |
11280 |
|
SALE |
199 |
11280 |
|
SALE |
164 |
11280 |
|
SALE |
158 |
11280 |
|
SALE |
30 |
11280 |
|
SALE |
28 |
11280 |
|
SALE |
24 |
11280 |
|
SALE |
16 |
11280 |
|
SALE |
1 |
11280 |
|
PURCHASE |
29 |
11280 |
|
PURCHASE |
31 |
11280 |
|
PURCHASE |
87 |
11280 |
|
PURCHASE |
128 |
11280 |
|
PURCHASE |
211 |
11280 |
|
PURCHASE |
445 |
11280 |
|
PURCHASE |
705 |
11280 |
|
PURCHASE |
959 |
11280 |
|
SALE |
310 |
11281 |
|
SALE |
12 |
11281 |
|
SALE |
166 |
11282 |
|
SALE |
214 |
11283 |
|
SALE |
54 |
11283 |
|
SALE |
17 |
11285 |
|
SALE |
114 |
11289 |
|
SALE |
723 |
11290 |
|
SALE |
1 |
11291 |
|
PURCHASE |
12 |
11291 |
|
PURCHASE |
19 |
11291 |
|
PURCHASE |
20 |
11291 |
|
PURCHASE |
25 |
11291 |
|
PURCHASE |
29 |
11291 |
|
PURCHASE |
35 |
11291 |
|
PURCHASE |
41 |
11291 |
|
PURCHASE |
52 |
11291 |
|
PURCHASE |
102 |
11291 |
|
PURCHASE |
469 |
11291 |
|
PURCHASE |
657 |
11291 |
|
SALE |
7 |
11292 |
|
PURCHASE |
177 |
11292 |
|
PURCHASE |
257 |
11292 |
|
PURCHASE |
216 |
11293 |
|
PURCHASE |
191 |
11294 |
|
PURCHASE |
322 |
11294 |
|
PURCHASE |
360 |
11294 |
|
SALE |
200 |
11296 |
|
SALE |
166 |
11296 |
|
SALE |
81 |
11296 |
|
SALE |
78 |
11296 |
|
SALE |
49 |
11296 |
|
SALE |
375 |
11297 |
|
SALE |
108 |
11297 |
|
SALE |
10 |
11297 |
|
SALE |
38 |
11298 |
|
SALE |
29 |
11298 |
|
SALE |
265 |
11299 |
|
SALE |
29 |
11299 |
|
PURCHASE |
50 |
11299 |
|
PURCHASE |
56 |
11299 |
|
SALE |
822 |
11300 |
|
SALE |
500 |
11300 |
|
SALE |
363 |
11300 |
|
SALE |
358 |
11300 |
|
SALE |
218 |
11300 |
|
SALE |
189 |
11300 |
|
SALE |
166 |
11300 |
|
SALE |
107 |
11300 |
|
SALE |
89 |
11300 |
|
SALE |
75 |
11300 |
|
SALE |
73 |
11300 |
|
SALE |
64 |
11300 |
|
SALE |
35 |
11300 |
|
SALE |
27 |
11300 |
|
SALE |
15 |
11300 |
|
SALE |
10 |
11300 |
|
SALE |
9 |
11300 |
|
SALE |
150 |
11301 |
|
SALE |
100 |
11301 |
|
SALE |
45 |
11301 |
|
SALE |
1100 |
11303 |
|
SALE |
98 |
11303 |
|
SALE |
31 |
11303 |
|
SALE |
424 |
11305 |
|
SALE |
344 |
11305 |
|
SALE |
89 |
11305 |
|
SALE |
15 |
11305 |
|
SALE |
13 |
11305 |
|
SALE |
10 |
11305 |
|
SALE |
9 |
11305 |
|
SALE |
2 |
11305 |
|
PURCHASE |
15 |
11305 |
|
PURCHASE |
25 |
11305 |
|
PURCHASE |
76 |
11305 |
|
PURCHASE |
190 |
11305 |
|
PURCHASE |
778 |
11305 |
|
PURCHASE |
11 |
11306 |
|
PURCHASE |
27 |
11306 |
|
PURCHASE |
35 |
11306 |
|
PURCHASE |
37 |
11306 |
|
PURCHASE |
51 |
11306 |
|
PURCHASE |
55 |
11306 |
|
PURCHASE |
339 |
11306 |
|
PURCHASE |
1658 |
11306 |
|
SALE |
520 |
11309 |
|
SALE |
1800 |
11310 |
|
SALE |
209 |
11310 |
|
SALE |
27 |
11310 |
|
SALE |
80 |
11311 |
|
SALE |
78 |
11311 |
|
SALE |
38 |
11311 |
|
PURCHASE |
27 |
11311 |
|
PURCHASE |
29 |
11311 |
|
PURCHASE |
41 |
11311 |
|
SALE |
61 |
11312 |
|
SALE |
56 |
11312 |
|
PURCHASE |
46 |
11313 |
|
PURCHASE |
50 |
11313 |
|
PURCHASE |
33 |
11314 |
|
PURCHASE |
99 |
11314 |
|
SALE |
106 |
11315 |
|
SALE |
2 |
11315 |
|
SALE |
338 |
11316 |
|
SALE |
299 |
11316 |
|
SALE |
24 |
11316 |
|
SALE |
15 |
11316 |
|
SALE |
11 |
11316 |
|
SALE |
299 |
11317 |
|
SALE |
42 |
11317 |
|
SALE |
40 |
11317 |
|
PURCHASE |
81 |
11317 |
|
SALE |
241 |
11318 |
|
PURCHASE |
53 |
11318 |
|
PURCHASE |
53 |
11318 |
|
PURCHASE |
126 |
11318 |
|
SALE |
212 |
11319 |
|
SALE |
95 |
11319 |
|
SALE |
21 |
11319 |
|
SALE |
19 |
11319 |
|
SALE |
12 |
11319 |
|
PURCHASE |
2208 |
11319 |
|
SALE |
1000 |
11320 |
|
SALE |
500 |
11320 |
|
SALE |
282 |
11320 |
|
SALE |
191 |
11320 |
|
SALE |
130 |
11320 |
|
SALE |
81 |
11320 |
|
SALE |
22 |
11320 |
|
SALE |
11 |
11320 |
|
PURCHASE |
458 |
11320 |
|
SALE |
348 |
11321 |
|
SALE |
209 |
11321 |
|
SALE |
203 |
11321 |
|
PURCHASE |
29 |
11321 |
|
PURCHASE |
368 |
11321 |
|
PURCHASE |
29 |
11322 |
|
PURCHASE |
100 |
11322 |
|
PURCHASE |
183 |
11322 |
|
PURCHASE |
269 |
11322 |
|
PURCHASE |
1 |
11323 |
|
PURCHASE |
100 |
11323 |
|
SALE |
126 |
11324 |
|
SALE |
72 |
11324 |
|
PURCHASE |
182 |
11324 |
|
SALE |
885 |
11325 |
|
SALE |
362 |
11325 |
|
SALE |
146 |
11325 |
|
SALE |
55 |
11325 |
|
SALE |
17 |
11325 |
|
SALE |
6 |
11325 |
|
SALE |
8 |
11326 |
|
SALE |
8 |
11328 |
|
SALE |
3 |
11329 |
|
PURCHASE |
27 |
11330 |
|
PURCHASE |
536 |
11330 |
|
SALE |
150 |
11331 |
|
SALE |
113 |
11331 |
|
SALE |
25 |
11331 |
|
SALE |
13 |
11331 |
|
SALE |
1 |
11331 |
|
SALE |
2 |
11333 |
|
SALE |
1000 |
11334 |
|
SALE |
150 |
11334 |
|
SALE |
30 |
11334 |
|
SALE |
12 |
11334 |
|
SALE |
211 |
11335 |
|
SALE |
28 |
11335 |
|
SALE |
3 |
11335 |
|
SALE |
1 |
11335 |
|
SALE |
1 |
11335 |
|
SALE |
1 |
11335 |
|
PURCHASE |
17 |
11335 |
|
PURCHASE |
28 |
11335 |
|
PURCHASE |
40 |
11335 |
|
PURCHASE |
446 |
11335 |
|
PURCHASE |
1366 |
11335 |
|
PURCHASE |
2205 |
11335 |
|
SALE |
500 |
11336 |
|
SALE |
478 |
11336 |
|
SALE |
115 |
11336 |
|
SALE |
20 |
11336 |
|
SALE |
1 |
11336 |
|
PURCHASE |
247 |
11336 |
|
SALE |
26 |
11337 |
|
SALE |
22 |
11338 |
|
PURCHASE |
374 |
11338 |
|
SALE |
6 |
11339 |
|
SALE |
300 |
11340 |
|
PURCHASE |
2 |
11340 |
|
SALE |
39 |
11349 |
|
SALE |
36 |
11349 |
|
SALE |
1 |
11349 |
|
SALE |
436 |
11350 |
|
SALE |
42 |
11350 |
|
SALE |
4 |
11350 |
|
SALE |
1 |
11350 |
|
SALE |
25 |
11351 |
|
SALE |
10 |
11351 |
|
SALE |
7 |
11351 |
|
SALE |
3 |
11353 |
|
SALE |
230 |
11355 |
|
SALE |
10 |
11355 |
|
SALE |
1449 |
11360 |
|
SALE |
229 |
11360 |
|
SALE |
50 |
11360 |
|
SALE |
118 |
11361 |
|
SALE |
108 |
11361 |
|
SALE |
100 |
11361 |
|
SALE |
69 |
11361 |
|
SALE |
1 |
11361 |
|
SALE |
986 |
11364 |
|
PURCHASE |
6 |
11364 |
|
PURCHASE |
82 |
11364 |
|
PURCHASE |
870 |
11364 |
|
PURCHASE |
1160 |
11364 |
|
PURCHASE |
301 |
11365 |
|
PURCHASE |
8 |
11366 |
|
PURCHASE |
905 |
11368 |
|
PURCHASE |
27 |
11369 |
|
PURCHASE |
110 |
11369 |
|
PURCHASE |
77 |
11370 |
|
PURCHASE |
121 |
11370 |
|
PURCHASE |
347 |
11370 |
|
PURCHASE |
1139 |
11371 |
|
SALE |
2000 |
11374 |
|
SALE |
15 |
11374 |
|
PURCHASE |
14 |
11374 |
|
PURCHASE |
710 |
11374 |
|
PURCHASE |
1162 |
11374 |
|
SALE |
7 |
11377 |
|
PURCHASE |
220 |
11377 |
|
PURCHASE |
307 |
11377 |
|
PURCHASE |
554 |
11377 |
|
PURCHASE |
296 |
11379 |
|
SALE |
8 |
11392 |
|
SALE |
1178 |
11396 |
|
SALE |
800 |
11396 |
|
SALE |
848 |
11397 |
|
SALE |
12 |
11397 |
|
SALE |
146 |
11398 |
|
PURCHASE |
2191 |
11406 |
|
SALE |
40 |
11425 |
|
SALE |
592 |
11427 |
|
SALE |
200 |
11431 |
|
SALE |
293 |
11433 |
|
SALE |
20 |
11433 |
|
SALE |
13 |
11433 |
|
SALE |
9 |
11433 |
|
SALE |
100 |
11442 |
|
SALE |
107184 |
11442.94641 |
|
PURCHASE |
107184 |
11442.94641 |
|
SALE |
4 |
11444 |
|
SALE |
2000 |
11445 |
|
SALE |
184 |
11445 |
|
PURCHASE |
29 |
11445 |
|
PURCHASE |
100 |
11445 |
|
PURCHASE |
974 |
11445 |
|
SALE |
104715 |
11446.08967 |
|
PURCHASE |
104715 |
11446.08967 |
|
SALE |
100 |
11448 |
|
SALE |
666 |
11449 |
|
SALE |
58 |
11449 |
|
PURCHASE |
95 |
11451 |
|
SALE |
126 |
11454 |
|
SALE |
50 |
11454 |
|
SALE |
16 |
11459 |
|
PURCHASE |
465 |
11460 |
|
SALE |
80 |
11462 |
|
SALE |
70 |
11462 |
|
SALE |
26 |
11462 |
|
SALE |
20 |
11462 |
|
PURCHASE |
201 |
11462 |
|
SALE |
100 |
11463 |
|
SALE |
100 |
11463 |
|
SALE |
23 |
11463 |
|
PURCHASE |
53 |
11470 |
|
PURCHASE |
162 |
11470 |
|
PURCHASE |
200 |
11470 |
|
PURCHASE |
224 |
11470 |
|
SALE |
62 |
11476 |
|
SALE |
60 |
11476 |
|
SALE |
46 |
11476 |
|
SALE |
29 |
11476 |
|
SALE |
347 |
11480 |
|
SALE |
56 |
11486 |
|
SALE |
400 |
11490 |
|
SALE |
144 |
11490 |
|
SALE |
100 |
11490 |
|
SALE |
100 |
11490 |
|
SALE |
100 |
11490 |
|
SALE |
21 |
11490 |
|
SALE |
21 |
11490 |
|
SALE |
21 |
11490 |
|
SALE |
166 |
11491 |
|
SALE |
96 |
11491 |
|
SALE |
91 |
11491 |
|
SALE |
57 |
11491 |
|
SALE |
55 |
11491 |
|
SALE |
48 |
11491 |
|
SALE |
15 |
11491 |
|
SALE |
15 |
11491 |
|
SALE |
14 |
11491 |
|
SALE |
9 |
11491 |
|
SALE |
9 |
11491 |
|
SALE |
2 |
11491 |
|
SALE |
1 |
11491 |
|
PURCHASE |
8 |
11491 |
|
PURCHASE |
10 |
11491 |
|
PURCHASE |
11 |
11491 |
|
PURCHASE |
54 |
11491 |
|
PURCHASE |
68 |
11491 |
|
PURCHASE |
82 |
11491 |
|
PURCHASE |
98 |
11491 |
|
PURCHASE |
111 |
11491 |
|
PURCHASE |
622 |
11491 |
|
PURCHASE |
798 |
11491 |
|
SALE |
1448 |
11492 |
|
SALE |
200 |
11492 |
|
SALE |
74 |
11492 |
|
PURCHASE |
29 |
11492 |
|
PURCHASE |
48 |
11492 |
|
PURCHASE |
57 |
11492 |
|
PURCHASE |
79 |
11492 |
|
PURCHASE |
397 |
11492 |
|
SALE |
84 |
11494 |
|
SALE |
27 |
11494 |
|
SALE |
23 |
11494 |
|
SALE |
21 |
11494 |
|
SALE |
17 |
11494 |
|
SALE |
16 |
11494 |
|
SALE |
1 |
11494 |
|
SALE |
585 |
11496 |
|
SALE |
1000 |
11498 |
|
SALE |
292 |
11498 |
|
SALE |
30 |
11498 |
|
SALE |
14 |
11498 |
|
PURCHASE |
1 |
11498 |
|
SALE |
196 |
11499 |
|
SALE |
56 |
11499 |
|
SALE |
23 |
11499 |
|
PURCHASE |
11 |
11500 |
|
PURCHASE |
33 |
11500 |
|
PURCHASE |
51 |
11500 |
|
PURCHASE |
57 |
11500 |
|
PURCHASE |
62 |
11500 |
|
PURCHASE |
74 |
11500 |
|
PURCHASE |
122 |
11500 |
|
PURCHASE |
133 |
11500 |
|
PURCHASE |
139 |
11500 |
|
PURCHASE |
268 |
11500 |
|
PURCHASE |
659 |
11500 |
|
PURCHASE |
852 |
11500 |
|
SALE |
411 |
11501 |
|
SALE |
84 |
11501 |
|
SALE |
57 |
11501 |
|
SALE |
16 |
11501 |
|
SALE |
11 |
11501 |
|
SALE |
610 |
11504 |
|
SALE |
81 |
11504 |
|
PURCHASE |
9 |
11505 |
|
PURCHASE |
66 |
11505 |
|
SALE |
226 |
11506 |
|
SALE |
100 |
11506 |
|
SALE |
10 |
11506 |
|
SALE |
6 |
11506 |
|
SALE |
213 |
11507 |
|
SALE |
59 |
11507 |
|
SALE |
58 |
11507 |
|
SALE |
31 |
11508 |
|
PURCHASE |
3 |
11510 |
|
PURCHASE |
11 |
11510 |
|
PURCHASE |
12 |
11510 |
|
PURCHASE |
50 |
11510 |
|
PURCHASE |
71 |
11510 |
|
PURCHASE |
200 |
11510 |
|
PURCHASE |
601 |
11510 |
|
PURCHASE |
875 |
11510 |
|
SALE |
386 |
11515 |
|
SALE |
233 |
11515 |
|
SALE |
76 |
11515 |
|
SALE |
51 |
11515 |
|
SALE |
32 |
11515 |
|
PURCHASE |
1 |
11515 |
|
PURCHASE |
59 |
11515 |
|
PURCHASE |
90 |
11515 |
|
PURCHASE |
123 |
11515 |
|
PURCHASE |
399 |
11515 |
|
PURCHASE |
468 |
11515 |
|
SALE |
100 |
11517 |
|
SALE |
27 |
11517 |
|
SALE |
9 |
11517 |
|
SALE |
5 |
11517 |
|
SALE |
1 |
11517 |
|
PURCHASE |
29 |
11517 |
|
PURCHASE |
72 |
11517 |
|
PURCHASE |
166 |
11517 |
|
PURCHASE |
392 |
11517 |
|
SALE |
500 |
11518 |
|
SALE |
37 |
11518 |
|
SALE |
14 |
11518 |
|
SALE |
11 |
11518 |
|
PURCHASE |
9 |
11519 |
|
PURCHASE |
141 |
11519 |
|
PURCHASE |
242 |
11519 |
|
PURCHASE |
575 |
11519 |
|
PURCHASE |
662 |
11519 |
|
SALE |
156 |
11520 |
|
SALE |
29 |
11520 |
|
SALE |
27 |
11520 |
|
SALE |
6 |
11520 |
|
SALE |
6 |
11520 |
|
SALE |
6 |
11520 |
|
SALE |
4 |
11520 |
|
SALE |
1 |
11520 |
|
PURCHASE |
8 |
11520 |
|
PURCHASE |
9 |
11520 |
|
PURCHASE |
10 |
11520 |
|
PURCHASE |
23 |
11520 |
|
PURCHASE |
29 |
11520 |
|
PURCHASE |
69 |
11520 |
|
PURCHASE |
221 |
11520 |
|
PURCHASE |
529 |
11520 |
|
SALE |
43 |
11521 |
|
SALE |
8 |
11521 |
|
SALE |
2 |
11521 |
|
SALE |
209 |
11522 |
|
PURCHASE |
756 |
11522 |
|
PURCHASE |
103 |
11523 |
|
PURCHASE |
539 |
11523 |
|
SALE |
48 |
11524 |
|
PURCHASE |
548 |
11524 |
|
SALE |
532 |
11525 |
|
SALE |
519 |
11525 |
|
SALE |
135 |
11525 |
|
SALE |
100 |
11525 |
|
SALE |
63 |
11525 |
|
SALE |
54 |
11525 |
|
SALE |
11 |
11525 |
|
SALE |
8 |
11525 |
|
SALE |
5 |
11525 |
|
SALE |
2 |
11525 |
|
SALE |
68 |
11527 |
|
SALE |
14 |
11527 |
|
PURCHASE |
6 |
11529 |
|
SALE |
700 |
11530 |
|
SALE |
500 |
11530 |
|
SALE |
99 |
11531 |
|
PURCHASE |
25 |
11531 |
|
SALE |
699 |
11532 |
|
SALE |
150 |
11532 |
|
SALE |
146 |
11535 |
|
SALE |
64 |
11535 |
|
SALE |
36 |
11535 |
|
SALE |
11 |
11535 |
|
SALE |
5 |
11535 |
|
SALE |
2 |
11535 |
|
SALE |
23 |
11536 |
|
SALE |
17 |
11537 |
|
SALE |
100 |
11542 |
|
SALE |
25 |
11542 |
|
SALE |
12 |
11542 |
|
SALE |
5 |
11542 |
|
PURCHASE |
10 |
11544 |
|
PURCHASE |
11 |
11544 |
|
PURCHASE |
84 |
11544 |
|
PURCHASE |
295 |
11544 |
|
PURCHASE |
1223 |
11544 |
|
SALE |
209 |
11545 |
|
SALE |
200 |
11545 |
|
SALE |
189 |
11545 |
|
SALE |
17 |
11545 |
|
SALE |
6 |
11545 |
|
SALE |
139 |
11548 |
|
SALE |
100 |
11548 |
|
SALE |
100 |
11548 |
|
SALE |
43 |
11548 |
|
SALE |
25 |
11548 |
|
SALE |
100 |
11549 |
|
SALE |
50 |
11549 |
|
SALE |
12 |
11549 |
|
SALE |
1 |
11549 |
|
SALE |
2164 |
11551 |
|
SALE |
1333 |
11551 |
|
SALE |
250 |
11551 |
|
SALE |
150 |
11551 |
|
SALE |
139 |
11551 |
|
SALE |
116 |
11551 |
|
SALE |
44 |
11551 |
|
SALE |
553 |
11552 |
|
SALE |
270 |
11552 |
|
PURCHASE |
86 |
11553 |
|
SALE |
45 |
11554 |
|
SALE |
200 |
11555 |
|
SALE |
86 |
11555 |
|
SALE |
39 |
11555 |
|
SALE |
36 |
11555 |
|
SALE |
27 |
11555 |
|
PURCHASE |
18 |
11555 |
|
PURCHASE |
97 |
11555 |
|
PURCHASE |
649 |
11555 |
|
PURCHASE |
1457 |
11555 |
|
PURCHASE |
318 |
11556 |
|
PURCHASE |
1 |
11557 |
|
SALE |
350 |
11558 |
|
SALE |
200 |
11558 |
|
SALE |
108 |
11558 |
|
SALE |
100 |
11558 |
|
SALE |
100 |
11558 |
|
SALE |
90 |
11558 |
|
SALE |
37 |
11558 |
|
SALE |
14 |
11558 |
|
SALE |
7 |
11558 |
|
SALE |
7 |
11558 |
|
SALE |
7 |
11558 |
|
SALE |
6 |
11558 |
|
PURCHASE |
3 |
11558 |
|
PURCHASE |
20 |
11558 |
|
PURCHASE |
25 |
11558 |
|
SALE |
13 |
11559 |
|
PURCHASE |
3 |
11559 |
|
PURCHASE |
4 |
11559 |
|
PURCHASE |
57 |
11559 |
|
PURCHASE |
70 |
11559 |
|
PURCHASE |
122 |
11559 |
|
PURCHASE |
187 |
11559 |
|
PURCHASE |
210 |
11559 |
|
PURCHASE |
329 |
11559 |
|
PURCHASE |
830 |
11559 |
|
SALE |
500 |
11560 |
|
SALE |
400 |
11560 |
|
SALE |
344 |
11560 |
|
SALE |
215 |
11560 |
|
SALE |
200 |
11560 |
|
SALE |
100 |
11560 |
|
SALE |
70 |
11560 |
|
SALE |
60 |
11560 |
|
SALE |
37 |
11560 |
|
PURCHASE |
15 |
11560 |
|
PURCHASE |
15 |
11560 |
|
PURCHASE |
28 |
11560 |
|
PURCHASE |
33 |
11560 |
|
PURCHASE |
34 |
11560 |
|
PURCHASE |
50 |
11560 |
|
PURCHASE |
51 |
11560 |
|
PURCHASE |
75 |
11560 |
|
PURCHASE |
100 |
11560 |
|
PURCHASE |
106 |
11560 |
|
PURCHASE |
200 |
11560 |
|
PURCHASE |
366 |
11560 |
|
PURCHASE |
500 |
11560 |
|
PURCHASE |
565 |
11560 |
|
PURCHASE |
567 |
11560 |
|
PURCHASE |
607 |
11560 |
|
PURCHASE |
1403 |
11560 |
|
PURCHASE |
1765 |
11560 |
|
PURCHASE |
9 |
11561 |
|
PURCHASE |
19 |
11561 |
|
PURCHASE |
53 |
11561 |
|
PURCHASE |
222 |
11561 |
|
PURCHASE |
14 |
11562 |
|
PURCHASE |
14 |
11562 |
|
PURCHASE |
126 |
11562 |
|
PURCHASE |
608 |
11562 |
|
SALE |
16 |
11563 |
|
PURCHASE |
653 |
11563 |
|
PURCHASE |
744 |
11563 |
|
PURCHASE |
18 |
11564 |
|
PURCHASE |
21 |
11564 |
|
PURCHASE |
120 |
11564 |
|
SALE |
405 |
11565 |
|
SALE |
169 |
11565 |
|
SALE |
130 |
11565 |
|
SALE |
17 |
11565 |
|
SALE |
7 |
11565 |
|
SALE |
5 |
11565 |
|
PURCHASE |
220 |
11565 |
|
PURCHASE |
500 |
11565 |
|
PURCHASE |
21 |
11566 |
|
PURCHASE |
32 |
11566 |
|
PURCHASE |
57 |
11566 |
|
PURCHASE |
73 |
11566 |
|
PURCHASE |
200 |
11566 |
|
SALE |
879 |
11567 |
|
SALE |
300 |
11567 |
|
SALE |
190 |
11567 |
|
SALE |
1 |
11567 |
|
SALE |
1 |
11567 |
|
PURCHASE |
1 |
11567 |
|
PURCHASE |
16 |
11567 |
|
PURCHASE |
600 |
11567 |
|
SALE |
1049 |
11568 |
|
SALE |
451 |
11568 |
|
SALE |
309 |
11568 |
|
SALE |
171 |
11568 |
|
SALE |
113 |
11568 |
|
SALE |
45 |
11568 |
|
SALE |
22 |
11568 |
|
SALE |
18 |
11568 |
|
SALE |
17 |
11568 |
|
SALE |
7 |
11568 |
|
SALE |
6 |
11568 |
|
SALE |
3 |
11568 |
|
SALE |
1 |
11568 |
|
PURCHASE |
4 |
11568 |
|
PURCHASE |
7 |
11568 |
|
PURCHASE |
18 |
11568 |
|
PURCHASE |
40 |
11568 |
|
PURCHASE |
100 |
11568 |
|
PURCHASE |
121 |
11568 |
|
SALE |
410 |
11569 |
|
SALE |
150 |
11569 |
|
SALE |
74 |
11569 |
|
SALE |
40 |
11569 |
|
SALE |
40 |
11569 |
|
SALE |
35 |
11569 |
|
SALE |
26 |
11569 |
|
SALE |
13 |
11569 |
|
SALE |
6 |
11569 |
|
SALE |
5 |
11569 |
|
PURCHASE |
4 |
11569 |
|
PURCHASE |
140 |
11569 |
|
PURCHASE |
242 |
11569 |
|
PURCHASE |
498 |
11569 |
|
PURCHASE |
500 |
11569 |
|
PURCHASE |
1400 |
11569 |
|
SALE |
426 |
11570 |
|
SALE |
382 |
11570 |
|
SALE |
326 |
11570 |
|
SALE |
247 |
11570 |
|
SALE |
125 |
11570 |
|
SALE |
71 |
11570 |
|
SALE |
32 |
11570 |
|
SALE |
15 |
11570 |
|
SALE |
9 |
11570 |
|
PURCHASE |
1 |
11570 |
|
PURCHASE |
1 |
11570 |
|
PURCHASE |
2 |
11570 |
|
PURCHASE |
40 |
11570 |
|
PURCHASE |
53 |
11570 |
|
PURCHASE |
95 |
11570 |
|
PURCHASE |
200 |
11570 |
|
PURCHASE |
233 |
11570 |
|
PURCHASE |
257 |
11570 |
|
PURCHASE |
300 |
11570 |
|
PURCHASE |
352 |
11570 |
|
PURCHASE |
981 |
11570 |
|
PURCHASE |
28 |
11571 |
|
PURCHASE |
28 |
11571 |
|
SALE |
370 |
11572 |
|
PURCHASE |
1 |
11572 |
|
PURCHASE |
2 |
11572 |
|
PURCHASE |
9 |
11572 |
|
PURCHASE |
26 |
11572 |
|
PURCHASE |
35 |
11572 |
|
PURCHASE |
168 |
11572 |
|
PURCHASE |
358 |
11572 |
|
PURCHASE |
425 |
11572 |
|
PURCHASE |
660 |
11572 |
|
PURCHASE |
850 |
11572 |
|
PURCHASE |
2160 |
11572 |
|
SALE |
1017 |
11573 |
|
SALE |
604 |
11573 |
|
SALE |
597 |
11573 |
|
SALE |
100 |
11573 |
|
SALE |
68 |
11573 |
|
SALE |
42 |
11573 |
|
SALE |
25 |
11573 |
|
SALE |
8 |
11573 |
|
SALE |
7 |
11573 |
|
PURCHASE |
9 |
11573 |
|
PURCHASE |
29 |
11573 |
|
PURCHASE |
91 |
11573 |
|
PURCHASE |
124 |
11573 |
|
PURCHASE |
255 |
11573 |
|
SALE |
585 |
11574 |
|
SALE |
100 |
11574 |
|
SALE |
100 |
11574 |
|
SALE |
88 |
11574 |
|
SALE |
27 |
11574 |
|
SALE |
500 |
11575 |
|
SALE |
192 |
11575 |
|
SALE |
100 |
11575 |
|
SALE |
100 |
11575 |
|
SALE |
50 |
11575 |
|
SALE |
35 |
11575 |
|
SALE |
34 |
11575 |
|
SALE |
9 |
11575 |
|
SALE |
8 |
11575 |
|
SALE |
7 |
11575 |
|
SALE |
1 |
11575 |
|
SALE |
1 |
11575 |
|
SALE |
1 |
11575 |
|
SALE |
1 |
11575 |
|
SALE |
324 |
11576 |
|
SALE |
288 |
11576 |
|
SALE |
156 |
11576 |
|
SALE |
100 |
11576 |
|
SALE |
26 |
11576 |
|
SALE |
14 |
11576 |
|
SALE |
6 |
11576 |
|
SALE |
1051 |
11577 |
|
SALE |
514 |
11577 |
|
SALE |
70 |
11577 |
|
SALE |
29 |
11577 |
|
PURCHASE |
1 |
11577 |
|
PURCHASE |
35 |
11577 |
|
PURCHASE |
50 |
11577 |
|
PURCHASE |
158 |
11577 |
|
PURCHASE |
193 |
11577 |
|
PURCHASE |
624 |
11577 |
|
PURCHASE |
968 |
11577 |
|
PURCHASE |
1000 |
11577 |
|
SALE |
110 |
11579 |
|
SALE |
90 |
11579 |
|
PURCHASE |
1 |
11579 |
|
SALE |
900 |
11580 |
|
SALE |
436 |
11580 |
|
SALE |
6 |
11580 |
|
PURCHASE |
106 |
11580 |
|
PURCHASE |
699 |
11580 |
|
SALE |
567 |
11581 |
|
SALE |
395 |
11582 |
|
SALE |
151 |
11582 |
|
SALE |
74 |
11582 |
|
SALE |
19 |
11582 |
|
SALE |
4 |
11582 |
|
PURCHASE |
1 |
11582 |
|
PURCHASE |
3 |
11582 |
|
PURCHASE |
5 |
11582 |
|
PURCHASE |
23 |
11582 |
|
PURCHASE |
39 |
11582 |
|
PURCHASE |
47 |
11582 |
|
PURCHASE |
91 |
11582 |
|
PURCHASE |
324 |
11582 |
|
PURCHASE |
1488 |
11582 |
|
SALE |
563 |
11583 |
|
SALE |
424 |
11583 |
|
SALE |
159 |
11583 |
|
PURCHASE |
5 |
11583 |
|
PURCHASE |
28 |
11583 |
|
PURCHASE |
62 |
11583 |
|
PURCHASE |
634 |
11583 |
|
SALE |
461 |
11584 |
|
SALE |
354 |
11584 |
|
SALE |
116 |
11584 |
|
SALE |
64 |
11584 |
|
SALE |
1 |
11584 |
|
PURCHASE |
1 |
11584 |
|
PURCHASE |
5 |
11584 |
|
PURCHASE |
29 |
11584 |
|
PURCHASE |
315 |
11584 |
|
PURCHASE |
357 |
11584 |
|
PURCHASE |
450 |
11584 |
|
SALE |
3 |
11585 |
|
PURCHASE |
1 |
11585 |
|
PURCHASE |
29 |
11585 |
|
PURCHASE |
79 |
11585 |
|
PURCHASE |
200 |
11585 |
|
PURCHASE |
599 |
11585 |
|
PURCHASE |
617 |
11585 |
|
SALE |
496 |
11586 |
|
SALE |
170 |
11586 |
|
SALE |
2 |
11586 |
|
SALE |
357 |
11587 |
|
SALE |
99 |
11587 |
|
SALE |
10 |
11587 |
|
PURCHASE |
1 |
11587 |
|
PURCHASE |
1 |
11588 |
|
PURCHASE |
14 |
11588 |
|
PURCHASE |
29 |
11588 |
|
PURCHASE |
73 |
11588 |
|
SALE |
1475 |
11590 |
|
SALE |
12 |
11590 |
|
PURCHASE |
368 |
11590 |
|
PURCHASE |
492 |
11590 |
|
SALE |
2000 |
11591 |
|
SALE |
471 |
11591 |
|
SALE |
105 |
11591 |
|
SALE |
29 |
11591 |
|
SALE |
7 |
11591 |
|
SALE |
1 |
11591 |
|
PURCHASE |
1000 |
11591 |
|
SALE |
100 |
11592 |
|
SALE |
260 |
11594 |
|
SALE |
226 |
11594 |
|
SALE |
133 |
11594 |
|
SALE |
100 |
11594 |
|
SALE |
99 |
11594 |
|
SALE |
98 |
11594 |
|
SALE |
75 |
11594 |
|
SALE |
39 |
11594 |
|
SALE |
8 |
11594 |
|
SALE |
2 |
11594 |
|
SALE |
133 |
11595 |
|
SALE |
100 |
11595 |
|
SALE |
28 |
11595 |
|
SALE |
2 |
11595 |
|
SALE |
500 |
11596 |
|
SALE |
42 |
11596 |
|
SALE |
12 |
11596 |
|
SALE |
8 |
11596 |
|
SALE |
5 |
11598 |
|
SALE |
171 |
11599 |
|
SALE |
1687 |
11600 |
|
SALE |
368 |
11600 |
|
SALE |
200 |
11600 |
|
SALE |
100 |
11600 |
|
SALE |
93 |
11600 |
|
SALE |
50 |
11600 |
|
PURCHASE |
648 |
11600 |
|
PURCHASE |
4 |
11604 |
|
PURCHASE |
286 |
11607 |
|
PURCHASE |
1597 |
11607 |
|
PURCHASE |
147 |
11608 |
|
PURCHASE |
1 |
11613 |
|
PURCHASE |
34 |
11613 |
|
PURCHASE |
40 |
11613 |
|
PURCHASE |
56 |
11613 |
|
SALE |
421 |
11614 |
|
SALE |
4 |
11614 |
|
SALE |
1 |
11614 |
|
SALE |
624 |
11616 |
|
SALE |
238 |
11616 |
|
SALE |
100 |
11616 |
|
SALE |
9 |
11616 |
|
SALE |
7 |
11616 |
|
SALE |
1 |
11616 |
|
SALE |
9 |
11617 |
|
PURCHASE |
1 |
11618 |
|
PURCHASE |
34 |
11618 |
|
PURCHASE |
220 |
11618 |
|
PURCHASE |
149 |
11619 |
|
PURCHASE |
1690 |
11619 |
|
PURCHASE |
1 |
11620 |
|
PURCHASE |
1 |
11621 |
|
PURCHASE |
1 |
11621 |
|
PURCHASE |
2 |
11621 |
|
PURCHASE |
381 |
11621 |
|
SALE |
100 |
11622 |
|
SALE |
26 |
11622 |
|
SALE |
8 |
11622 |
|
SALE |
4 |
11622 |
|
PURCHASE |
1 |
11622 |
|
PURCHASE |
93 |
11622 |
|
SALE |
240 |
11624 |
|
SALE |
1 |
11626 |
|
PURCHASE |
745 |
11626 |
|
SALE |
807 |
11628 |
|
SALE |
47 |
11628 |
|
SALE |
6 |
11629 |
|
PURCHASE |
165 |
11629 |
|
SALE |
114 |
11630 |
|
SALE |
108 |
11630 |
|
SALE |
690 |
11632 |
|
SALE |
200 |
11633 |
|
PURCHASE |
13 |
11633 |
|
TOTAL PURCHASES |
319,083 |
|
|
TOTAL SALES |
316,614 |
(b) Derivatives transactions (other than options)
|
Product name, e.g CFD |
Long/short (Note 5) |
Number of securities (Note 6) |
Price per unit (Note 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name,e.g. call option |
Writing, selling, purchasing, varying etc |
Number of securities to which the option relates (Note 6) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 4) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 4) |
(d) Other dealings (including new securities) (Note 3)
|
Nature of transaction(Note 7) |
Details |
Price per unit (if applicable) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
……………………………………………………………………
……………………………………………………………………
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
|
Date of disclosure |
04 September 2008 |
|
Contact name |
Netsanet Solomon |
|
Telephone number |
020 7567 8289 |
|
Name of offeree/offeror with which connected |
BHP Billiton PLC BHP Billiton LTD |
|
Nature of connection (Note 9) |
CONNECTED ADVISER |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
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