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EPT Disclosure

16th Jul 2008 11:40

RNS Number : 1948Z
Deutsche Bank AG
16 July 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

15/07/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

654,452  0.14%

-1,592,722   -0.35

(2) Derivatives (other than options)

992,075  0.22%

-854,452  -0.19

(3) Options and agreements to purchase/sell

1,158,000 0.25%

-837,000     -0.18

Total

2,804,527 0.61% 

-3,284,174 -0.72

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

323

120.87

Purchase

18

120.96

Purchase

254

120.97

Purchase

192

121.01

Purchase

21

121.05

Purchase

423

121.07

Purchase

21

121.08

Purchase

275

121.09

Purchase

538

121.10

Purchase

215

121.12

Purchase

254

121.21

Purchase

15

121.22

Purchase

215

121.35

Purchase

175

121.37

Purchase

181

121.38

Purchase

18

121.39

Purchase

714

121.41

Purchase

20

121.42

Purchase

523

121.43

Purchase

355

121.45

Purchase

400

121.47

Purchase

1412

121.48

Purchase

111

121.49

Purchase

18

121.51

Purchase

361

121.54

Purchase

306

121.55

Purchase

357

121.56

Purchase

67

121.58

Purchase

1218

121.59

Purchase

1540

121.60

Purchase

1426

121.61

Purchase

357

121.62

Purchase

530

121.63

Purchase

516

121.64

Purchase

1071

121.65

Purchase

537

121.66

Purchase

500

121.68

Purchase

519

121.69

Purchase

870

121.70

Purchase

866

121.71

Purchase

236

121.72

Purchase

22

121.73

Purchase

151

121.75

Purchase

35

121.76

Purchase

56

121.77

Purchase

195

121.78

Purchase

1

121.79

Purchase

87

121.81

Purchase

831

121.82

Purchase

511

121.83

Purchase

263

121.84

Purchase

557

121.86

Purchase

825

121.87

Purchase

49

121.88

Purchase

790

121.90

Purchase

177

121.92

Purchase

92

121.93

Purchase

758

121.94

Purchase

307

121.95

Purchase

747

121.97

Purchase

3

121.98

Purchase

9400

122.00

Purchase

50

122.01

Purchase

565

122.03

Purchase

1222

122.04

Purchase

400

122.05

Purchase

382

122.06

Purchase

386

122.07

Purchase

1302

122.08

Purchase

106

122.09

Purchase

507

122.10

Purchase

249

122.11

Purchase

880

122.12

Purchase

210

122.13

Purchase

375

122.19

Purchase

50

122.20

Purchase

18

122.21

Purchase

48

122.22

Purchase

357

122.23

Purchase

2580

122.24

Purchase

79

122.24

Purchase

35

122.29

Purchase

387

122.30

Purchase

246

122.32

Purchase

44

122.33

Purchase

173

122.34

Purchase

400

122.39

Purchase

30

122.40

Purchase

218

122.46

Purchase

32

122.48

Purchase

63

122.49

Purchase

46

122.57

Purchase

645

122.58

Purchase

27

122.61

Purchase

282

122.70

Purchase

10

122.71

Purchase

238

122.78

Purchase

14

122.79

Purchase

37

122.82

Purchase

50

122.84

Purchase

357

122.86

Purchase

306

122.87

Purchase

380

122.88

Purchase

21

122.92

Purchase

192

122.96

Purchase

114

122.97

Purchase

332

122.98

Purchase

116

122.99

Purchase

369

123.01

Purchase

70

123.03

Purchase

59

123.05

Purchase

1

123.33

Purchase

344

123.34

Purchase

25

123.38

Purchase

263

123.39

Purchase

289

123.51

Purchase

360

123.54

Purchase

20

123.59

Purchase

326

123.60

Purchase

20

123.62

Purchase

286

123.67

Purchase

58

123.68

Purchase

183

123.69

Purchase

377

123.70

Purchase

256

123.72

Purchase

32

123.74

Purchase

21

123.76

Purchase

85

123.77

Purchase

522

123.80

Purchase

46

123.81

Purchase

22

123.82

Purchase

38

123.84

Purchase

5

123.86

Purchase

53

123.89

Purchase

10000

123.91

Purchase

74

123.91

Purchase

328

123.98

Purchase

223

123.99

Purchase

651

124.00

Purchase

47

124.02

Purchase

1023

124.05

Purchase

182

124.10

Purchase

400

124.11

Purchase

40

124.15

Purchase

714

124.18

Purchase

151

124.19

Purchase

151

124.21

Purchase

1000

124.26

Purchase

378

124.26

Purchase

2816

124.30

Purchase

79

124.37

Purchase

112

124.42

Purchase

208

124.53

Purchase

184

124.54

Purchase

62

124.55

Purchase

147

124.59

Purchase

83

124.61

Purchase

254

124.62

Purchase

146

124.63

Purchase

46

124.64

Purchase

190

124.65

Purchase

678

124.68

Purchase

562

124.74

Purchase

187

124.75

Purchase

169

124.76

Purchase

357

124.77

Purchase

215

124.78

Purchase

591

124.80

Purchase

8

124.84

Purchase

50

124.85

Purchase

8

124.86

Purchase

30

124.97

Purchase

68

124.99

Purchase

357

125.00

Purchase

42

125.01

Purchase

44

125.05

Purchase

367

125.08

Purchase

34

125.11

Purchase

200

125.15

Purchase

265

125.18

Purchase

6

125.19

Purchase

36

125.22

Purchase

847

125.23

Purchase

482

125.24

Purchase

719

125.25

Purchase

269

125.26

Purchase

299

125.27

Purchase

134

125.29

Purchase

723

125.30

Purchase

241

125.31

Purchase

95

125.35

Purchase

100

125.37

Purchase

431

125.39

Purchase

13

125.41

Purchase

86

125.42

Purchase

68

125.49

Purchase

11

125.58

Purchase

136

125.59

TOTAL PURCHASE

81,133

Sale

9

120.89

Sale

32

120.93

Sale

18

120.98

Sale

25

120.99

Sale

468

121.00

Sale

53

121.01

Sale

25

121.04

Sale

57

121.07

Sale

44

121.09

Sale

61

121.10

Sale

43

121.13

Sale

85

121.17

Sale

37

121.18

Sale

195

121.19

Sale

50

121.22

Sale

85

121.25

Sale

7

121.27

Sale

17

121.32

Sale

150

121.34

Sale

62

121.35

Sale

66

121.36

Sale

26

121.39

Sale

19

121.40

Sale

291

121.41

Sale

181

121.42

Sale

7

121.45

Sale

82

121.47

Sale

80

121.48

Sale

122

121.49

Sale

70

121.50

Sale

17

121.52

Sale

198

121.54

Sale

114

121.55

Sale

367

121.56

Sale

68

121.59

Sale

172

121.60

Sale

57

121.61

Sale

110

121.62

Sale

62

121.63

Sale

36

121.64

Sale

18

121.65

Sale

114

121.66

Sale

11

121.67

Sale

66

121.68

Sale

363

121.69

Sale

286

121.70

Sale

19

121.71

Sale

13

121.72

Sale

45

121.73

Sale

308

121.74

Sale

76

121.75

Sale

41

121.76

Sale

89

121.77

Sale

67

121.78

Sale

88

121.79

Sale

119

121.80

Sale

36

121.81

Sale

80

121.82

Sale

8

121.83

Sale

501

121.84

Sale

440

121.86

Sale

8

121.87

Sale

13

121.88

Sale

137

121.89

Sale

42

121.97

Sale

13

121.98

Sale

76

121.99

Sale

1389

122.00

Sale

86

122.02

Sale

65

122.03

Sale

341

122.04

Sale

210

122.05

Sale

131

122.06

Sale

150

122.07

Sale

26

122.08

Sale

179

122.09

Sale

35

122.10

Sale

25

122.11

Sale

43

122.12

Sale

7

122.13

Sale

39

122.14

Sale

138

122.19

Sale

14

122.21

Sale

160

122.22

Sale

29

122.23

Sale

6

122.24

Sale

5

122.29

Sale

10

122.34

Sale

9

122.35

Sale

2551

122.37

Sale

49

122.39

Sale

22

122.43

Sale

154

122.45

Sale

18

122.47

Sale

463

122.70

Sale

330

122.71

Sale

46

122.72

Sale

2

122.73

Sale

8

122.74

Sale

17

122.75

Sale

50

122.76

Sale

163

122.77

Sale

697

122.78

Sale

14

122.79

Sale

83

122.80

Sale

237

122.81

Sale

32

122.82

Sale

151

122.84

Sale

446

122.86

Sale

61

122.87

Sale

1

122.88

Sale

10

122.89

Sale

33

122.90

Sale

726

122.91

Sale

142

122.95

Sale

163

122.96

Sale

123

122.97

Sale

144

122.98

Sale

34

122.99

Sale

175

123.00

Sale

163

123.01

Sale

128

123.02

Sale

200

123.03

Sale

103

123.04

Sale

441

123.05

Sale

23

123.07

Sale

372

123.20

Sale

251

123.54

Sale

202

123.55

Sale

254

123.59

Sale

339

123.60

Sale

4

123.62

Sale

47

123.64

Sale

251

123.67

Sale

128

123.68

Sale

293

123.69

Sale

727

123.70

Sale

483

123.71

Sale

172

123.72

Sale

199

123.74

Sale

307

123.75

Sale

108

123.76

Sale

861

123.77

Sale

296

123.78

Sale

16

123.79

Sale

360

123.80

Sale

12

123.82

Sale

82

123.83

Sale

1326

123.84

Sale

63

123.85

Sale

192

123.87

Sale

2

123.88

Sale

132

123.89

Sale

17

123.90

Sale

129

123.91

Sale

291

123.92

Sale

608

123.93

Sale

25

123.94

Sale

57

123.96

Sale

197

123.97

Sale

57

123.98

Sale

42

123.99

Sale

118

124.05

Sale

3

124.06

Sale

3

124.07

Sale

21

124.08

Sale

81

124.10

Sale

173

124.11

Sale

208

124.12

Sale

178

124.13

Sale

117

124.14

Sale

153

124.15

Sale

73

124.17

Sale

354

124.18

Sale

227

124.19

Sale

582

124.20

Sale

184

124.21

Sale

358

124.22

Sale

57

124.23

Sale

40

124.25

Sale

86

124.26

Sale

9

124.27

Sale

47

124.28

Sale

4

124.29

Sale

1185

124.30

Sale

1900

124.32

Sale

5

124.36

Sale

231

124.40

Sale

20

124.41

Sale

226

124.42

Sale

15

124.46

Sale

361

124.60

Sale

280

124.61

Sale

26

124.63

Sale

7

124.64

Sale

158

124.65

Sale

45

124.66

Sale

5

124.70

Sale

85

124.71

Sale

5

124.72

Sale

164

124.73

Sale

66

124.74

Sale

152

124.75

Sale

224

124.76

Sale

17

124.77

Sale

125

124.78

Sale

165

124.79

Sale

56

124.81

Sale

8

124.82

Sale

3114

124.82

Sale

122

124.83

Sale

8

124.84

Sale

56

124.86

Sale

56

124.96

Sale

24

124.97

Sale

28

125.03

Sale

70

125.04

Sale

5

125.06

Sale

30

125.13

Sale

180

125.14

Sale

220

125.15

Sale

16

125.17

Sale

18

125.18

Sale

108

125.19

Sale

1

125.22

Sale

23

125.23

Sale

394

125.24

Sale

290

125.25

Sale

129

125.26

Sale

134

125.27

Sale

50

125.28

Sale

188

125.29

Sale

363

125.30

Sale

57

125.32

Sale

42

125.38

Sale

198

125.39

Sale

7

125.40

Sale

100

125.41

Sale

12

125.44

Sale

321

125.47

Sale

12

125.49

Sale

1

125.55

Sale

102

125.58

TOTAL SALES

42,033

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

424

121.00

CFD

Long

26

121.01

CFD

Long

139

121.60

CFD

Long

15

121.70

CFD

Long

4

121.82

CFD

Long

471

121.84

CFD

Long

65

122.00

CFD

Long

50

122.02

CFD

Long

281

122.04

CFD

Long

174

122.09

CFD

Long

31

122.14

CFD

Long

2551

122.37

CFD

Long

463

122.70

CFD

Long

330

122.71

CFD

Long

163

122.77

CFD

Long

611

122.78

CFD

Long

151

122.84

CFD

Long

402

122.86

CFD

Long

714

122.91

CFD

Long

99

122.95

CFD

Long

141

122.98

CFD

Long

105

123.00

CFD

Long

147

123.01

CFD

Long

103

123.02

CFD

Long

200

123.03

CFD

Long

95

123.04

CFD

Long

432

123.05

CFD

Long

372

123.20

CFD

Long

251

123.54

CFD

Long

202

123.55

CFD

Long

254

123.59

CFD

Long

96

123.60

CFD

Long

4

123.62

CFD

Long

36

123.67

CFD

Long

128

123.68

CFD

Long

76

123.70

CFD

Long

483

123.71

CFD

Long

114

123.72

CFD

Long

140

123.74

CFD

Long

521

123.77

CFD

Long

1267

123.84

CFD

Long

63

123.85

CFD

Long

13

123.87

CFD

Long

92

123.89

CFD

Long

34

123.91

CFD

Long

281

123.92

CFD

Long

608

123.93

CFD

Long

57

123.96

CFD

Long

191

123.97

CFD

Long

1900

124.32

CFD

Long

3114

124.82

CFD

Long

16

125.29

CFD

Long

321

125.47

CFD

Short

142

120.87

CFD

Short

81

120.97

CFD

Short

20

121.05

CFD

Short

105

121.07

CFD

Short

21

121.08

CFD

Short

102

121.09

CFD

Short

72

121.21

CFD

Short

15

121.22

CFD

Short

30

121.35

CFD

Short

18

121.39

CFD

Short

20

121.42

CFD

Short

92

121.45

CFD

Short

43

121.47

CFD

Short

341

121.48

CFD

Short

111

121.49

CFD

Short

18

121.51

CFD

Short

4

121.54

CFD

Short

143

121.55

CFD

Short

98

121.59

CFD

Short

53

121.60

CFD

Short

119

121.63

CFD

Short

82

121.64

CFD

Short

78

121.66

CFD

Short

307

121.68

CFD

Short

178

121.69

CFD

Short

596

121.70

CFD

Short

99

121.71

CFD

Short

22

121.73

CFD

Short

19

121.75

CFD

Short

35

121.76

CFD

Short

10

121.77

CFD

Short

195

121.78

CFD

Short

1

121.79

CFD

Short

47

121.83

CFD

Short

76

121.84

CFD

Short

130

121.86

CFD

Short

33

121.87

CFD

Short

49

121.88

CFD

Short

177

121.92

CFD

Short

92

121.93

CFD

Short

44

121.94

CFD

Short

33

121.97

CFD

Short

9400

122.00

CFD

Short

46

122.01

CFD

Short

36

122.03

CFD

Short

29

122.04

CFD

Short

43

122.05

CFD

Short

208

122.06

CFD

Short

29

122.07

CFD

Short

231

122.08

CFD

Short

106

122.09

CFD

Short

150

122.10

CFD

Short

249

122.11

CFD

Short

39

122.13

CFD

Short

375

122.19

CFD

Short

50

122.20

CFD

Short

18

122.21

CFD

Short

48

122.22

CFD

Short

2580

122.24

CFD

Short

61

122.24

CFD

Short

35

122.29

CFD

Short

387

122.30

CFD

Short

44

122.33

CFD

Short

43

122.39

CFD

Short

30

122.40

CFD

Short

31

122.46

CFD

Short

32

122.48

CFD

Short

63

122.49

CFD

Short

46

122.57

CFD

Short

645

122.58

CFD

Short

27

122.61

CFD

Short

24

122.70

CFD

Short

10

122.71

CFD

Short

19

122.78

CFD

Short

14

122.79

CFD

Short

37

122.82

CFD

Short

50

122.84

CFD

Short

306

122.87

CFD

Short

103

122.88

CFD

Short

21

122.92

CFD

Short

192

122.96

CFD

Short

114

122.97

CFD

Short

332

122.98

CFD

Short

102

123.01

CFD

Short

70

123.03

CFD

Short

59

123.05

CFD

Short

1

123.33

CFD

Short

25

123.38

CFD

Short

38

123.51

CFD

Short

76

123.54

CFD

Short

20

123.59

CFD

Short

28

123.60

CFD

Short

20

123.62

CFD

Short

286

123.67

CFD

Short

118

123.69

CFD

Short

32

123.74

CFD

Short

21

123.76

CFD

Short

85

123.77

CFD

Short

46

123.81

CFD

Short

22

123.82

CFD

Short

38

123.84

CFD

Short

5

123.86

CFD

Short

53

123.89

CFD

Short

10000

123.91

CFD

Short

74

123.91

CFD

Short

434

124.05

CFD

Short

118

124.10

CFD

Short

400

124.11

CFD

Short

40

124.15

CFD

Short

151

124.21

CFD

Short

1000

124.26

CFD

Short

116

124.53

CFD

Short

64

124.54

CFD

Short

75

124.61

CFD

Short

25

124.63

CFD

Short

46

124.64

CFD

Short

628

124.68

CFD

Short

562

124.74

CFD

Short

113

124.76

CFD

Short

204

124.78

CFD

Short

305

124.80

CFD

Short

8

124.84

CFD

Short

50

124.85

CFD

Short

30

124.97

CFD

Short

42

125.01

CFD

Short

44

125.05

CFD

Short

18

125.08

CFD

Short

34

125.11

CFD

Short

173

125.18

CFD

Short

36

125.22

CFD

Short

37

125.23

CFD

Short

52

125.24

CFD

Short

209

125.25

CFD

Short

212

125.26

CFD

Short

250

125.27

CFD

Short

85

125.29

CFD

Short

133

125.30

CFD

Short

42

125.31

CFD

Short

95

125.35

CFD

Short

100

125.37

CFD

Short

13

125.41

CFD

Short

86

125.42

CFD

Short

68

125.49

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

16/07/2008

Contact name

Artie Movsesian

Telephone number

020 7545 8515

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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