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EPT Disclosure

25th Sep 2008 10:53

RNS Number : 2889E
Deutsche Bank AG
25 September 2008
 
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
 
Company dealt in
BHP Billiton Ltd
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
24/09/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
13,265,579 0.40
 
-8,099,216 -0.24
 
 
(2) Derivatives (other than options)
 
8,288,077 0.25
-7,694,265 -0.23
 
 
(3) Options and agreements to purchase/sell
 
14,484,000 0.43
 
 
-8,760,000 -0.26
 
 
Total
 
36,037,656 1.08
 
 
-24,553,481 -0.73
 
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
12085
37.31
Purchase
4036
37.32
Purchase
65088
37.33
Purchase
11685
37.34
Purchase
23087
37.35
Purchase
19042
37.36
Purchase
11643
37.37
Purchase
15741
37.38
Purchase
16129
37.39
Purchase
20002
37.40
Purchase
10352
37.41
Purchase
9620
37.42
Purchase
11259
37.43
Purchase
16233
37.44
Purchase
10448
37.45
Purchase
10262
37.46
Purchase
6520
37.47
Purchase
21410
37.48
Purchase
6196
37.49
Purchase
8481
37.50
Purchase
5640
37.51
Purchase
9829
37.52
Purchase
3848
37.53
Purchase
30770
37.54
Purchase
4843
37.54
Purchase
6828
37.55
Purchase
1898
37.56
Purchase
2029
37.57
Purchase
6756
37.58
Purchase
5445
37.59
Purchase
13721
37.60
Purchase
11470
37.61
Purchase
3302
37.62
Purchase
7169
37.63
Purchase
16197
37.64
Purchase
14578
37.65
Purchase
8827
37.66
Purchase
5319
37.67
Purchase
4304
37.68
Purchase
13746
37.69
Purchase
30300
37.69
Purchase
10827
37.70
Purchase
8141
37.71
Purchase
8597
37.72
Purchase
23327
37.73
Purchase
12660
37.74
Purchase
4216
37.75
Purchase
5598
37.76
Purchase
6374
37.77
Purchase
5811
37.78
Purchase
1254
37.79
Purchase
4942
37.80
Purchase
8232
37.81
Purchase
7048
37.82
Purchase
1727
37.83
Purchase
6660
37.84
Purchase
28829
37.85
Purchase
12376
37.86
Purchase
126854
37.87
Purchase
3216
37.88
Purchase
431
37.89
Purchase
9665
37.89
Purchase
266594
37.90
Purchase
2874
37.91
Purchase
1941
37.92
Purchase
3537
37.93
Purchase
11873
37.94
Purchase
7132
37.95
Purchase
386
37.96
Purchase
200000
38.00
Purchase
21000
39.70
Purchase
1000
44.00
TOTAL PURCHASE
1,329,260
 
Sale
160000
37.01
Sale
866
37.29
Sale
278
37.31
Sale
2487
37.33
Sale
87894
37.34
Sale
6905
37.34
Sale
13867
37.35
Sale
8652
37.36
Sale
2823
37.37
Sale
6806
37.38
Sale
16398
37.39
Sale
17303
37.40
Sale
4426
37.41
Sale
20573
37.42
Sale
6535
37.43
Sale
5769
37.44
Sale
149478
37.45
Sale
10579
37.46
Sale
6453
37.47
Sale
10744
37.48
Sale
25585
37.49
Sale
2311
37.50
Sale
8098
37.51
Sale
6260
37.52
Sale
2604
37.53
Sale
7708
37.54
Sale
15033
37.55
Sale
3913
37.56
Sale
1525
37.57
Sale
1707
37.58
Sale
3393
37.59
Sale
2226
37.60
Sale
423
37.61
Sale
6230
37.62
Sale
3736
37.63
Sale
1538
37.64
Sale
2630
37.65
Sale
3816
37.66
Sale
4798
37.67
Sale
24283
37.68
Sale
7079
37.69
Sale
8531
37.70
Sale
26900
37.71
Sale
4008
37.71
Sale
25270
37.72
Sale
7142
37.72
Sale
7904
37.73
Sale
9876
37.74
Sale
3918
37.75
Sale
4976
37.76
Sale
8386
37.77
Sale
2751
37.78
Sale
2222
37.79
Sale
1400
37.80
Sale
3335
37.81
Sale
2527
37.82
Sale
5376
37.83
Sale
17969
37.84
Sale
2707
37.85
Sale
11625
37.86
Sale
57312
37.87
Sale
4606
37.88
Sale
4240
37.89
Sale
15147
37.90
Sale
3699
37.91
Sale
10238
37.92
Sale
909
37.93
Sale
6691
37.94
Sale
1327
37.95
Sale
200000
37.96
Sale
21000
38.00
Sale
5000
38.98
TOTAL SALES
1,160,724
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
4603
37.34
CFD
Long
3836
37.35
CFD
Long
8181
37.36
CFD
Long
873
37.37
CFD
Long
1376
37.38
CFD
Long
5832
37.39
CFD
Long
9663
37.40
CFD
Long
1856
37.41
CFD
Long
1506
37.42
CFD
Long
200
37.43
CFD
Long
14374
37.45
CFD
Long
7053
37.46
CFD
Long
200
37.47
CFD
Long
1140
37.48
CFD
Long
5716
37.49
CFD
Long
2335
37.52
CFD
Long
500
37.58
CFD
Long
179
37.61
CFD
Long
1000
37.64
CFD
Long
500
37.67
CFD
Long
3000
37.69
CFD
Long
500
37.70
CFD
Long
26900
37.71
CFD
Long
25270
37.72
CFD
Long
330
37.77
CFD
Long
500
37.83
CFD
Long
2900
37.86
CFD
Long
571
37.90
CFD
Long
21000
38.00
CFD
Long
5000
38.98
CFD
Short
4000
37.31
CFD
Short
500
37.33
CFD
Short
550
37.35
CFD
Short
4500
37.38
CFD
Short
500
37.39
CFD
Short
330
37.40
CFD
Short
2759
37.44
CFD
Short
2500
37.48
CFD
Short
30770
37.54
CFD
Short
6000
37.61
CFD
Short
30300
37.69
CFD
Short
571
37.70
CFD
Short
2178
37.77
CFD
Short
1000
37.80
CFD
Short
1000
37.81
CFD
Short
5000
37.87
CFD
Short
250
37.89
CFD
Short
571
37.90
CFD
Short
21000
39.70
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
Date
Option money
paid/received per unit
AUD $
Call Option
Purchasing
90,000
40.00
American
30/10/2008
1.04
Call Option
Purchasing
20,000
38.00
American
25/09/2008
0.44
Call Option
Purchasing
60,000
39.00
American
25/09/2008
0.20
Put Option
Purchasing
250,000
39.00
American
29/01/2009
4.08
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit
Australian Dollar $
 
Put Option
1,000
44
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
25/09/2008
Contact name
Artie Movsesian
Telephone number
020 7545 7804
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMLAMLTMMATMTP

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