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EPT Disclosure

13th Oct 2008 10:20

RNS Number : 6787F

UBS Securities Australia Limited

13 October 2008

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader	UBS Securities Australia Limited
Company dealt in	Rio Tinto Ltd
Class of relevant security to which the dealings being disclosed relate (Note 1)	Ordinary
Date of dealing	10 October 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

(1) Relevant securities

583220

0.13%

2130015

0.47%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

996807

0.22%

674588

0.15%

Total

1580027

0.35%

2804603

0.61%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:	Long	Short
	Number (%)	Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchases/Sales	Number of securities	Price per unit (AUD) (Note 4)
Purchase	100000	72.15
Purchase	70000	71.98
Purchase	50000	71.8
Purchase	48999	72.66
Purchase	30000	72.54
Purchase	5000	72.55
Purchase	5000	73
Purchase	4153	73
Purchase	4086	73
Purchase	2500	73
Purchase	2500	73.3
Purchase	2000	72.8
Purchase	1979	72.8
Purchase	1975	73.1
Purchase	1940	73.3
Purchase	1904	73.4
Purchase	1836	73
Purchase	1828	73.38
Purchase	1742	72.8
Purchase	1637	72.95
Purchase	1522	72.8
Purchase	1500	72.75
Purchase	1500	72.75
Purchase	1500	72.7
Purchase	1500	72.75
Purchase	1500	73
Purchase	1500	73.1
Purchase	1500	72.8
Purchase	1500	72.81
Purchase	1458	73.2
Purchase	1450	72.6
Purchase	1427	72.97
Purchase	1383	73
Purchase	1317	72.81
Purchase	1309	73.39
Purchase	1304	72.77
Purchase	1262	72.61
Purchase	1251	72.8
Purchase	1249	72.8
Purchase	1214	72.9
Purchase	1206	73.23
Purchase	1120	73.1
Purchase	1096	73.4
Purchase	1013	72.9
Purchase	1012	72.97
Purchase	1005	72.75
Purchase	1001	72.65
Purchase	1000	72.8
Purchase	942	72.15
Purchase	923	72.8
Purchase	860	72.75
Purchase	845	73
Purchase	813	72.8
Purchase	800	73.05
Purchase	784	72.8
Purchase	757	72.91
Purchase	750	72.87
Purchase	731	73.3
Purchase	710	73
Purchase	700	72.15
Purchase	689	72.6
Purchase	678	73.4
Purchase	657	72.75
Purchase	650	72.95
Purchase	617	73
Purchase	614	72.95
Purchase	577	72.75
Purchase	577	72.8
Purchase	563	72.9
Purchase	548	72.15
Purchase	538	73
Purchase	500	72.98
Purchase	500	72.98
Purchase	487	72.9
Purchase	486	72.97
Purchase	467	72.67
Purchase	447	72.8
Purchase	446	72.7
Purchase	439	72.95
Purchase	436	73.28
Purchase	434	72.95
Purchase	431	72.7
Purchase	417	72.7
Purchase	400	72.95
Purchase	394	72.91
Purchase	385	73
Purchase	383	72.68
Purchase	360	73
Purchase	329	73.3
Purchase	324	73.1
Purchase	313	72.8
Purchase	300	72.15
Purchase	295	72.94
Purchase	295	73.1
Purchase	259	72.92
Purchase	251	73.28
Purchase	244	72.65
Purchase	240	73.4
Purchase	238	72.61
Purchase	237	72.7
Purchase	234	72.75
Purchase	230	73.1
Purchase	221	73.23
Purchase	220	72.75
Purchase	219	72.87
Purchase	216	72.75
Purchase	216	72.67
Purchase	214	72.8
Purchase	204	73
Purchase	200	72.75
Purchase	200	72.95
Purchase	200	72.94
Purchase	200	72.67
Purchase	200	73.04
Purchase	200	73.04
Purchase	190	72.64
Purchase	190	72.8
Purchase	184	72.8
Purchase	183	72.81
Purchase	180	72.72
Purchase	180	73.3
Purchase	180	73.29
Purchase	180	72.8
Purchase	175	73.3
Purchase	170	72.8
Purchase	167	72.7
Purchase	165	72.68
Purchase	160	73.4
Purchase	159	72.65
Purchase	139	72.95
Purchase	138	72.15
Purchase	130	73
Purchase	127	72.9
Purchase	125	73.35
Purchase	123	72.91
Purchase	120	72.15
Purchase	119	72.77
Purchase	118	72.91
Purchase	118	73.28
Purchase	118	72.8
Purchase	114	72.5
Purchase	110	72.8
Purchase	108	72.91
Purchase	108	72.87
Purchase	107	72.94
Purchase	105	72.67
Purchase	104	72.74
Purchase	103	73.3
Purchase	102	73.28
Purchase	101	72.65
Purchase	100	72.8
Purchase	100	72.75
Purchase	100	72.75
Purchase	100	72.67
Purchase	100	73.3
Purchase	99	72.8
Purchase	99	72.8
Purchase	99	73
Purchase	98	72.75
Purchase	98	72.74
Purchase	94	72.65
Purchase	94	72.3
Purchase	94	73.3
Purchase	93	73.28
Purchase	92	72.8
Purchase	90	72.75
Purchase	90	72.75
Purchase	89	72.8
Purchase	89	73.39
Purchase	87	73
Purchase	83	72.8
Purchase	79	72.65
Purchase	77	72.77
Purchase	75	72.9
Purchase	75	72.75
Purchase	74	72.68
Purchase	73	73.23
Purchase	73	72.97
Purchase	71	73.4
Purchase	70	72.8
Purchase	70	73.29
Purchase	68	72.65
Purchase	68	72.8
Purchase	65	72.67
Purchase	65	72.64
Purchase	64	73
Purchase	58	72.75
Purchase	58	72.6
Purchase	57	72.95
Purchase	57	72.95
Purchase	57	72.95
Purchase	57	72.95
Purchase	57	72.95
Purchase	56	73.29
Purchase	56	73.09
Purchase	52	72.95
Purchase	51	72.72
Purchase	50	72.93
Purchase	48	72.95
Purchase	46	72.75
Purchase	46	72.9
Purchase	46	72.67
Purchase	45	72.87
Purchase	42	73.2
Purchase	42	73.29
Purchase	40	72.74
Purchase	27	72.75
Purchase	27	72.7
Purchase	25	72.8
Purchase	23	72.9
Purchase	13	72.9
Purchase	10	72.15
Purchase	7	72.6
Purchase	5	72.15
Purchase	5	72.15
Purchase	5	72.8
Purchase	4	72.72
Purchase	2	72.7
Purchase	2	72.97
Purchase	1	72.9
Purchase	1	72.9
Purchase	1	72.8
Purchase	1	72.8
Purchase	1	72.8
Purchase	1	72.8
Purchase	1	72.92
Purchase	1	72.93
Sale	538	73
Sale	570	72.27
Sale	970	73
Sale	1067	73
Sale	1836	73
Sale	2080	72.4
Sale	3000	73
Sale	4153	73
Sale	100000	72.15
Sale	139294	72.74
Total Purchase	415051
Total Sale	253508

(b) Derivatives transactions (other than options)

Product name,

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(i) Writing, selling, purchasing or varying

Product name, e.g. call option	Written or purchased	Number of securities to which the option or derivatives relates	Exercise price (AUD) (Note2)	Type, e.g. American, European etc.	Expiry date	Option money paid/received per unit (Note 4)
Selling	Call Warrant	1750	145	European	18-Dec-08	0.2

(ii) Exercising

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure	13 October 2008
Contact name	Belinda Maclay
Telephone number	+61 2 93242944
Name of offeree/offeror with which connected	BHP Billiton PLC/BHP Billiton Limited
Nature of connection (Note 9)	Connected Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name, e.g. call option	Written or purchased	Number of securities to which the option or derivatives relates	Exercise price (AUD) (Note2)	Type, e.g. American, European etc.	Expiry date
Call Option	Purchased	132000	150	27-Nov-08	American
Call Option	Purchased	50000	124	30-Oct-08	American
Call Option	Purchased	40000	160	18-Dec-08	American
Call Option	Purchased	20000	109	27-Nov-08	American
Call Option	Purchased	20000	112	18-Dec-08	American
Call Option	Purchased	20000	114	18-Dec-08	American
Call Option	Purchased	20000	130	18-Dec-08	American
Call Option	Purchased	15000	158	18-Dec-08	American
Call Option	Purchased	10000	100	18-Dec-08	American
Call Option	Purchased	5000	110	30-Oct-08	American
Call Option	Purchased	4000	110	18-Dec-08	American
Call Option	Purchased	3000	170	18-Dec-08	American
Call Option	Purchased	1000	128	30-Oct-08	American
Call Option	Purchased	1000	110	18-Dec-08	American
Call Option	Purchased	1000	121	27-Nov-08	American
Call Option	Written	2000	120	18-Dec-08	American
Call Option	Written	5000	180	18-Dec-08	American
Call Option	Written	5000	112	30-Oct-08	American
Call Option	Written	5000	115	30-Oct-08	American
Call Option	Written	50000	86	30-Oct-08	American
Call Option	Written	50000	100	30-Oct-08	American
Call Warrant	Written	1717	0	30-Jun-14	European
Call Warrant	Written	2600	115	29-Jan-09	European
Call Warrant	Written	3152	55	18-Jun-09	European
Call Warrant	Written	5150	145	18-Dec-08	European
Call Warrant	Written	7036	100	06-Nov-08	European
Call Warrant	Written	7500	120	18-Dec-08	European
Call Warrant	Written	7952	96	06-Nov-08	European
Call Warrant	Written	18506	80	26-May-09	European
Call Warrant	Written	32975	135	18-Dec-08	European
Put Option	Purchased	150000	77	22-Dec-11	American
Put Option	Purchased	100000	170	18-Dec-08	American
Put Option	Purchased	75000	110	18-Dec-08	American
Put Option	Purchased	50000	86	30-Oct-08	American
Put Option	Purchased	50000	100	30-Oct-08	American
Put Option	Purchased	16000	80	26-May-09	European
Put Option	Purchased	12000	96	06-Nov-08	European
Put Option	Purchased	12000	100	30-Oct-08	American
Put Option	Purchased	5000	98	30-Oct-08	American
Put Option	Purchased	1000	114.74	19-Jun-09	European
Put Option	Written	72	136.98	17-Jun-13	American
Put Option	Written	73	135.65	22-Feb-11	American
Put Option	Written	78	127	31-Jan-13	American
Put Option	Written	91	109	22-Jan-09	American
Put Option	Written	94	131.31	30-Jun-11	American
Put Option	Written	101	122.94	29-Aug-13	American
Put Option	Written	119	83.55	11-Aug-10	American
Put Option	Written	125	99.48	29-Jul-10	American
Put Option	Written	125	99.59	28-Jun-12	American
Put Option	Written	126	99.07	07-Sep-12	American
Put Option	Written	127	98.35	22-Jun-10	American
Put Option	Written	128	77.89	21-Jun-11	American
Put Option	Written	130	76.7	19-May-11	American
Put Option	Written	131	94.91	26-Jul-12	American
Put Option	Written	132	97.5	02-Jul-12	American
Put Option	Written	146	98.79	29-Jul-10	American
Put Option	Written	146	102.05	26-Jul-12	American
Put Option	Written	150	99.59	29-Jul-10	American
Put Option	Written	152	98.36	28-Jun-12	American
Put Option	Written	154	129.41	11-Dec-12	American
Put Option	Written	157	99.86	29-Jul-10	American
Put Option	Written	158	99.12	29-Jul-10	American
Put Option	Written	158	78.77	24-Jun-11	American
Put Option	Written	159	78.2	23-Jun-09	American
Put Option	Written	159	78.31	21-Jun-11	American
Put Option	Written	164	91.04	11-May-12	American
Put Option	Written	168	148.37	30-May-13	American
Put Option	Written	176	113.21	25-Oct-12	American
Put Option	Written	181	101	29-Jul-10	American
Put Option	Written	183	135.98	30-Jun-11	American
Put Option	Written	185	96.8	28-Jun-12	American
Put Option	Written	198	100.52	16-Jun-10	American
Put Option	Written	203	98.47	22-Jun-10	American
Put Option	Written	203	98.08	22-Jun-10	American
Put Option	Written	209	81.14	28-Apr-11	American
Put Option	Written	214	93.26	28-Jun-12	American
Put Option	Written	218	100.49	28-Jun-12	American
Put Option	Written	227	44.05	22-Jun-10	American
Put Option	Written	240	83.48	18-Apr-11	American
Put Option	Written	243	102.51	26-Jul-12	American
Put Option	Written	246	101.6	24-Jun-10	American
Put Option	Written	257	76.5	17-Jun-11	American
Put Option	Written	265	75.38	22-Jun-11	American
Put Option	Written	271	73.66	10-Jun-09	American
Put Option	Written	271	73.76	05-Jun-09	American
Put Option	Written	283	78.34	19-Oct-11	American
Put Option	Written	286	91.6	30-Aug-12	American
Put Option	Written	296	67.43	15-Sep-09	American
Put Option	Written	298	100.5	25-Jun-10	American
Put Option	Written	300	71.7	02-Jan-09	American
Put Option	Written	305	75.25	25-Jun-09	American
Put Option	Written	310	96.73	23-Jun-10	American
Put Option	Written	325	77.02	21-May-09	American
Put Option	Written	342	102.42	29-Jun-12	American
Put Option	Written	352	98.21	29-Jul-10	American
Put Option	Written	353	70.82	09-Feb-09	American
Put Option	Written	356	70.14	10-Jun-09	American
Put Option	Written	363	82.51	28-Apr-09	American
Put Option	Written	371	99.3	29-Jul-10	American
Put Option	Written	382	98	26-Jul-12	American
Put Option	Written	396	75.01	08-Mar-10	American
Put Option	Written	400	74.9	22-Jun-11	American
Put Option	Written	404	98.86	24-Jun-10	American
Put Option	Written	413	96.82	24-Jun-10	American
Put Option	Written	413	96.75	21-Jun-12	American
Put Option	Written	419	71.59	19-Jan-09	American
Put Option	Written	425	78.61	30-Jun-11	American
Put Option	Written	429	34.96	18-Jun-09	American
Put Option	Written	434	98.52	29-Jul-10	American
Put Option	Written	460	109.66	31-Jan-13	American
Put Option	Written	465	98.9	28-Jun-12	American
Put Option	Written	472	90.6	29-Jul-10	American
Put Option	Written	484	103.17	26-Jul-12	American
Put Option	Written	509	98.07	29-Jul-10	American
Put Option	Written	510	98	29-Jul-10	American
Put Option	Written	514	77.75	30-Jun-11	American
Put Option	Written	518	96.51	31-May-12	American
Put Option	Written	528	75.48	29-Jun-11	American
Put Option	Written	534	88.91	22-Jun-12	American
Put Option	Written	538	99.08	26-Jul-12	American
Put Option	Written	547	109.66	27-Jan-11	American
Put Option	Written	555	45.04	22-Jun-10	American
Put Option	Written	562	99.67	29-Jul-10	American
Put Option	Written	564	90.39	22-Jun-12	American
Put Option	Written	566	35.33	22-Jun-09	American
Put Option	Written	567	35.27	19-Jun-09	American
Put Option	Written	573	34.9	18-Jun-09	American
Put Option	Written	591	95.3	29-Jul-10	American
Put Option	Written	598	83.69	22-Jun-12	American
Put Option	Written	600	73.45	30-Jun-11	American
Put Option	Written	601	99.71	25-Jun-10	American
Put Option	Written	628	99.44	29-Jul-10	American
Put Option	Written	634	78.7	27-May-09	American
Put Option	Written	637	139.1	15-Jun-11	American
Put Option	Written	648	97.31	24-Jun-09	American
Put Option	Written	650	92.25	12-Jun-12	American
Put Option	Written	663	75.36	23-Jun-11	American
Put Option	Written	663	75.38	25-Jun-09	American
Put Option	Written	696	99.01	26-Jul-12	American
Put Option	Written	703	85.3	22-Jun-12	American
Put Option	Written	715	139.74	12-Jun-13	American
Put Option	Written	733	102.26	28-Jun-12	American
Put Option	Written	794	75.5	23-Jun-11	American
Put Option	Written	821	103.41	22-Jun-12	American
Put Option	Written	828	98.9	29-Jul-10	American
Put Option	Written	836	99.24	15-Jun-10	American
Put Option	Written	859	77.44	30-Jun-11	American
Put Option	Written	869	75.44	23-Jun-11	American
Put Option	Written	870	97.65	22-Jun-12	American
Put Option	Written	887	98.08	28-Jun-12	American
Put Option	Written	941	42.5	03-Jun-10	American
Put Option	Written	982	74.85	30-Jun-11	American
Put Option	Written	1000	76	14-Jun-11	American
Put Option	Written	1000	76.49	19-Jun-09	American
Put Option	Written	1008	99.09	18-Jun-10	American
Put Option	Written	1020	74.54	01-Aug-11	American
Put Option	Written	1038	76.08	30-Jun-11	American
Put Option	Written	1040	96.14	26-May-10	American
Put Option	Written	1062	98.28	28-Jun-12	American
Put Option	Written	1067	101.45	26-Jul-12	American
Put Option	Written	1080	101.81	29-Jul-10	American
Put Option	Written	1083	92.25	28-Jun-12	American
Put Option	Written	1175	42.5	27-Jan-10	American
Put Option	Written	1257	99.37	28-Jun-12	American
Put Option	Written	1281	43.4	21-Jun-10	American
Put Option	Written	1334	74.99	22-Jun-11	American
Put Option	Written	1360	73.51	28-Jul-11	American
Put Option	Written	1418	91.6	29-Jul-10	American
Put Option	Written	1441	99.64	29-Jul-10	American
Put Option	Written	1500	78.2	22-Mar-10	American
Put Option	Written	1500	78.39	23-Mar-10	American
Put Option	Written	1512	99.17	25-Jun-10	American
Put Option	Written	1588	99.88	26-Jul-12	American
Put Option	Written	1594	100.35	26-Jul-12	American
Put Option	Written	1600	77.2	25-Feb-10	American
Put Option	Written	1628	102.26	24-Jun-10	American
Put Option	Written	1639	103.64	26-Jul-12	American
Put Option	Written	1656	77.02	30-Jun-11	American
Put Option	Written	1787	100.7	26-Jul-12	American
Put Option	Written	1902	98.51	28-Jun-12	American
Put Option	Written	2000	160	18-Dec-08	American
Put Option	Written	2264	110.36	24-Jun-09	American
Put Option	Written	2450	76.54	28-Jul-11	American
Put Option	Written	2515	98.79	26-Jul-12	American
Put Option	Written	2716	78.99	28-Jul-11	American
Put Option	Written	2719	99.08	29-Jul-10	American
Put Option	Written	2739	94.91	29-Jul-10	American
Put Option	Written	2746	72.82	24-Jun-11	American
Put Option	Written	3000	83	30-Oct-08	American
Put Option	Written	3000	104	30-Oct-08	American
Put Option	Written	3013	101.81	26-Jul-12	American
Put Option	Written	3288	78	28-Jul-11	American
Put Option	Written	3628	67.79	29-Sep-11	American
Put Option	Written	3685	76.01	30-Jun-11	American
Put Option	Written	3883	77.32	30-Jun-11	American
Put Option	Written	3905	102.41	29-Jul-10	American
Put Option	Written	4000	58	18-Dec-08	American
Put Option	Written	4313	78.23	30-Jun-11	American
Put Option	Written	4724	78.43	28-Jul-11	American
Put Option	Written	6000	116	29-Jan-09	American
Put Option	Written	8568	78.86	28-Jul-11	American
Put Option	Written	10000	120	29-Jan-09	American
Put Option	Written	10000	122	29-Jan-09	American
Put Option	Written	12000	96	06-Nov-08	European
Put Option	Written	16000	80	26-May-09	European
Put Option	Written	18000	102	30-Oct-08	American
Put Option	Written	50000	140	18-Dec-08	American
Put Option	Written	50000	86	30-Oct-08	American
Put Option	Written	50000	100	30-Oct-08	American
Put Option	Written	50000	120	18-Dec-08	American
Put Option	Written	82000	130	29-Jan-09	American
Put Option	Written	150000	79	22-Dec-11	American

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS

The company news service from the London Stock Exchange

END

EMMFKNKBCBDKKKD

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