28th Nov 2007 12:07
UBS AG (EPT)28 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 27 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 20,084 0.01% - 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 20,084 0.01% - 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 769 860 pence SALE 2500 860 SALE 922 860 SALE 842 860 SALE 1000 860 SALE 935 860 PURCHASE 936 862 PURCHASE 2500 862 SALE 1000 862.5 SALE 290 862.5 SALE 319 862.5 SALE 840 862.5 SALE 486 862.5 SALE 987 862.5 PURCHASE 2908 862.5 PURCHASE 2500 862.5 PURCHASE 2000 863 PURCHASE 226 863 PURCHASE 668 863 PURCHASE 557 863 SALE 165 863.5 SALE 300 863.5 SALE 466 863.5 SALE 289 863.5 SALE 951 863.5 SALE 200 864 PURCHASE 1087 865 SALE 149 865.5 SALE 469 865.5 SALE 200 865.5 SALE 896 865.5 SALE 915 865.5 SALE 315 865.5 SALE 300 865.5 PURCHASE 641 866 SALE 112 866.5 SALE 954 866.5 SALE 863 866.5 SALE 298 866.5 PURCHASE 300 867 PURCHASE 1243 867.5 PURCHASE 878 867.5 SALE 80 868 SALE 496 868 SALE 450 868 SALE 1368 868 SALE 881 868 SALE 893 868 PURCHASE 745 868.5 PURCHASE 647 868.5 PURCHASE 854 868.5 PURCHASE 995 869 PURCHASE 500 869 PURCHASE 780 869 SALE 141 869 SALE 360 869 SALE 130 869 SALE 466 869 SALE 143 869 SALE 802 869 SALE 481 869 SALE 1630 869 SALE 481 869 SALE 245 869 SALE 910 869 SALE 2500 869 SALE 872 869 SALE 921 869 SALE 140 869 SALE 948 869 SALE 1030 869 SALE 979 869 SALE 1466 869 SALE 456 869 SALE 494 869 PURCHASE 103 869 PURCHASE 1000 869 PURCHASE 5673 869 PURCHASE 787 869 PURCHASE 909 869 PURCHASE 900 869 PURCHASE 631 869 PURCHASE 1000 869 PURCHASE 2500 869 PURCHASE 960 869 PURCHASE 986 869 PURCHASE 4100 869 PURCHASE 255 870 PURCHASE 158 870 SALE 483 870 SALE 781 870 SALE 451 870 SALE 854 870 PURCHASE 833 870.5 PURCHASE 1436 870.5 PURCHASE 687 870.5 SALE 745 871 SALE 832 871 SALE 457 871 SALE 743 871.5 SALE 492 871.5 SALE 137 871.5 SALE 2500 872 SALE 1311 872 PURCHASE 800 872 PURCHASE 100 872 SALE 489 872 SALE 465 872 SALE 189 872 SALE 451 872 SALE 279 872.5 SALE 482 872.5 SALE 82 872.5 SALE 486 872.5 PURCHASE 333 875 PURCHASE 918 875 PURCHASE 440 875 PURCHASE 3344 875 SALE 552 876 SALE 1432 876 SALE 1902 876 PURCHASE 1207 876 PURCHASE 576 876 PURCHASE 973 876 PURCHASE 641 876.5 PURCHASE 356 877.5 PURCHASE 948 877.5 PURCHASE 371 877.5 TOTAL PURCHASES 54,890 TOTAL SALES 55,090 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 28 NOVEMBER 2007Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros