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EPT Disclosure

17th Oct 2008 11:58

RNS Number : 1068G
Deutsche Bank AG
17 October 2008
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
 
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
Company dealt in
Rio Tinto Limited
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
16/10/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
2,713,968 0.59
-813,019 -0.18
(2) Derivatives (other than options)
 
727,931 0.16
-1,727,707 -0.38
(3) Options and agreements to purchase/sell
 
589,000 0.13
-908,100 -0.20
Total
 
4,030,899 0.88
 
-3,448,826 -0.76
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
23083
66.01
Purchase
921
66.66
Purchase
2349
66.68
Purchase
1000
66.69
Purchase
1583
66.70
Purchase
826
66.71
Purchase
116
66.72
Purchase
1555
66.73
Purchase
110
66.74
Purchase
94
66.75
Purchase
918
66.76
Purchase
1096
66.78
Purchase
3319
66.79
Purchase
3222
66.80
Purchase
4021
66.81
Purchase
3556
66.82
Purchase
2029
66.83
Purchase
248
66.84
Purchase
1372
66.85
Purchase
3865
66.86
Purchase
3078
66.87
Purchase
1345
66.88
Purchase
4399
66.89
Purchase
6199
66.90
Purchase
2736
66.91
Purchase
5980
66.92
Purchase
2897
66.93
Purchase
2346
66.94
Purchase
4297
66.95
Purchase
5002
66.96
Purchase
1179
66.97
Purchase
4176
66.98
Purchase
2674
66.99
Purchase
31200
67.00
Purchase
3011
67.01
Purchase
848
67.02
Purchase
1252
67.03
Purchase
2209
67.05
Purchase
2852
67.06
Purchase
4018
67.07
Purchase
3881
67.08
Purchase
1028
67.09
Purchase
5377
67.10
Purchase
1969
67.11
Purchase
733
67.12
Purchase
6300
67.13
Purchase
7310
67.14
Purchase
4913
67.15
Purchase
3205
67.16
Purchase
3155
67.17
Purchase
1552
67.18
Purchase
572
67.19
Purchase
3736
67.20
Purchase
1878
67.21
Purchase
1435
67.22
Purchase
1291
67.23
Purchase
1000
67.24
Purchase
90
67.25
Purchase
273
67.27
Purchase
1252
67.28
Purchase
724
67.29
Purchase
2808
67.30
Purchase
687
67.31
Purchase
1063
67.32
Purchase
10900
67.33
Purchase
2000
67.33
Purchase
3295
67.34
Purchase
3547
67.35
Purchase
2726
67.36
Purchase
1749
67.37
Purchase
5135
67.38
Purchase
2655
67.40
Purchase
82
67.43
Purchase
2879
67.44
Purchase
2192
67.45
Purchase
815
67.46
Purchase
900
67.48
Purchase
2480
67.49
Purchase
1413
67.50
Purchase
658
67.51
Purchase
2823
67.52
Purchase
526
67.53
Purchase
1625
67.55
Purchase
103
67.56
Purchase
200
67.58
Purchase
330
67.59
Purchase
5460
67.60
Purchase
1973
67.61
Purchase
1037
67.62
Purchase
1066
67.66
Purchase
2000
67.68
Purchase
27
67.69
Purchase
1787
67.71
Purchase
1282
67.72
Purchase
2707
67.73
Purchase
4012
67.75
Purchase
14368
67.76
Purchase
3475
67.77
Purchase
117
67.78
Purchase
1662
67.79
Purchase
3161
67.80
Purchase
4
67.81
Purchase
993
67.82
Purchase
38
67.83
Purchase
2703
67.85
Purchase
2558
67.86
Purchase
315
67.87
Purchase
1709
67.88
Purchase
482
67.89
Purchase
1067
67.90
Purchase
47
67.91
Purchase
86
67.92
Purchase
1449
67.93
Purchase
2987
67.94
Purchase
1762
67.95
Purchase
575
67.99
Purchase
10795
68.00
Purchase
1749
68.01
Purchase
2009
68.02
Purchase
3206
68.03
Purchase
1151
68.04
Purchase
12
68.05
Purchase
102
68.06
Purchase
207
68.08
Purchase
501
68.09
Purchase
3591
68.10
Purchase
2251
68.11
Purchase
802
68.12
Purchase
1080
68.13
Purchase
1650
68.14
Purchase
50
68.15
Purchase
319
68.16
Purchase
1324
68.17
Purchase
1677
68.18
Purchase
264
68.19
Purchase
356
68.20
Purchase
1877
68.23
Purchase
5956
68.24
Purchase
458
68.25
Purchase
150
68.26
Purchase
1093
68.27
Purchase
1403
68.28
Purchase
741
68.29
Purchase
65
68.33
Purchase
494
68.34
Purchase
100
68.36
Purchase
200
68.41
Purchase
682
68.47
Purchase
1432
68.50
Purchase
1166
68.51
Purchase
1386
68.60
Purchase
17
68.68
Purchase
112
68.69
Purchase
475
68.70
Purchase
53
68.72
Purchase
30000
78.70
Purchase
4000
132.00
Total Purchases
398,111
 
Sale
36000
66.01
Sale
45340
66.50
Sale
3245
66.67
Sale
500
66.70
Sale
657
66.71
Sale
138
66.72
Sale
2794
66.75
Sale
1760
66.76
Sale
963
66.77
Sale
420
66.78
Sale
2565
66.79
Sale
4425
66.80
Sale
834
66.81
Sale
2039
66.82
Sale
510
66.83
Sale
5170
66.84
Sale
4166
66.85
Sale
4371
66.86
Sale
2754
66.87
Sale
5080
66.88
Sale
2817
66.89
Sale
983
66.90
Sale
1131
66.91
Sale
3572
66.92
Sale
6642
66.93
Sale
1873
66.94
Sale
5944
66.95
Sale
1047
66.96
Sale
767
66.97
Sale
252
66.98
Sale
2416
66.99
Sale
1977
67.00
Sale
3148
67.01
Sale
1628
67.02
Sale
161
67.03
Sale
165
67.04
Sale
57
67.05
Sale
2096
67.06
Sale
2351
67.07
Sale
8073
67.08
Sale
2382
67.09
Sale
2661
67.10
Sale
4046
67.11
Sale
8300
67.12
Sale
4397
67.13
Sale
800
67.13
Sale
7258
67.14
Sale
3509
67.15
Sale
5654
67.16
Sale
2386
67.17
Sale
1083
67.18
Sale
4381
67.19
Sale
11432
67.19
Sale
2421
67.20
Sale
922
67.21
Sale
436
67.22
Sale
1659
67.23
Sale
382
67.24
Sale
637
67.25
Sale
169
67.26
Sale
2470
67.27
Sale
4922
67.28
Sale
7976
67.29
Sale
2169
67.30
Sale
817
67.31
Sale
715
67.32
Sale
105
67.33
Sale
3264
67.34
Sale
1422
67.35
Sale
2942
67.36
Sale
1616
67.37
Sale
1468
67.38
Sale
4097
67.39
Sale
696
67.40
Sale
2659
67.41
Sale
3735
67.42
Sale
989
67.43
Sale
3634
67.44
Sale
1246
67.45
Sale
74
67.46
Sale
2488
67.47
Sale
1507
67.48
Sale
4709
67.49
Sale
2568
67.50
Sale
1308
67.51
Sale
389
67.52
Sale
217
67.53
Sale
1350
67.54
Sale
391
67.56
Sale
936
67.57
Sale
288
67.58
Sale
1187
67.59
Sale
2951
67.60
Sale
1678
67.61
Sale
850
67.62
Sale
387
67.63
Sale
397
67.64
Sale
2058
67.65
Sale
1634
67.66
Sale
411
67.67
Sale
94
67.68
Sale
1060
67.69
Sale
56
67.70
Sale
1838
67.71
Sale
6075
67.72
Sale
6219
67.72
Sale
1593
67.73
Sale
2734
67.74
Sale
1862
67.75
Sale
21632
67.76
Sale
818
67.77
Sale
691
67.78
Sale
1284
67.79
Sale
435
67.80
Sale
1129
67.81
Sale
883
67.82
Sale
427
67.83
Sale
364
67.84
Sale
213
67.85
Sale
2357
67.86
Sale
490
67.87
Sale
618
67.88
Sale
3964
67.89
Sale
413
67.90
Sale
912
67.91
Sale
895
67.92
Sale
976
67.94
Sale
1891
67.95
Sale
1316
67.96
Sale
1250
67.97
Sale
776
67.98
Sale
1637
67.99
Sale
2414
68.00
Sale
864
68.01
Sale
1126
68.02
Sale
1568
68.03
Sale
57
68.04
Sale
1319
68.06
Sale
459
68.07
Sale
1527
68.08
Sale
171
68.09
Sale
89
68.10
Sale
2473
68.11
Sale
1797
68.12
Sale
1443
68.12
Sale
1653
68.13
Sale
1189
68.14
Sale
4194
68.15
Sale
912
68.16
Sale
2739
68.17
Sale
2035
68.18
Sale
723
68.19
Sale
102
68.20
Sale
100
68.21
Sale
248
68.22
Sale
1538
68.23
Sale
2314
68.24
Sale
529
68.25
Sale
2960
68.26
Sale
1665
68.27
Sale
1121
68.28
Sale
4107
68.29
Sale
1000
68.30
Sale
2732
68.31
Sale
1614
68.32
Sale
660
68.33
Sale
156
68.34
Sale
100
68.35
Sale
520
68.37
Sale
22
68.38
Sale
894
68.39
Sale
162
68.40
Sale
476
68.43
Sale
358
68.44
Sale
213
68.45
Sale
2098
68.46
Sale
200
68.47
Sale
20
68.48
Sale
785
68.49
Sale
247
68.50
Sale
136
68.53
Sale
152
68.54
Sale
106
68.55
Sale
159
68.56
Sale
1831
68.57
Sale
1572
68.58
Sale
20
68.68
Sale
797
68.69
Sale
821
68.70
Sale
221
68.71
Sale
211
68.72
Sale
335
68.77
Sale
979
68.79
Total Sales
440,401
 
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
500
66.70
CFD
Long
250
66.90
CFD
Long
180
66.92
CFD
Long
89
66.93
CFD
Long
220
66.95
CFD
Long
250
66.99
CFD
Long
281
67.07
CFD
Long
200
67.11
CFD
Long
800
67.13
CFD
Long
11432
67.19
CFD
Long
100
67.50
CFD
Long
6075
67.72
CFD
Long
1000
67.73
CFD
Long
1281
67.95
CFD
Long
422
67.97
CFD
Long
1080
68.00
CFD
Long
1320
68.03
CFD
Long
1443
68.12
CFD
Long
270
68.23
CFD
Long
200
68.25
CFD
Short
16450
66.01
CFD
Short
82
66.75
CFD
Short
918
66.76
CFD
Short
125
66.80
CFD
Short
50
66.87
CFD
Short
350
66.88
CFD
Short
500
66.90
CFD
Short
112
67.10
CFD
Short
87
67.27
CFD
Short
662
67.31
CFD
Short
63
67.32
CFD
Short
10900
67.33
CFD
Short
82
67.43
CFD
Short
118
67.44
CFD
Short
900
67.48
CFD
Short
2480
67.49
CFD
Short
57
67.51
CFD
Short
61
67.53
CFD
Short
103
67.56
CFD
Short
61
67.60
CFD
Short
95
67.61
CFD
Short
100
67.78
CFD
Short
500
67.79
CFD
Short
74
67.80
CFD
Short
4
67.81
CFD
Short
47
67.91
CFD
Short
191
68.01
CFD
Short
72
68.08
CFD
Short
117
68.11
CFD
Short
78
68.12
CFD
Short
83
68.13
CFD
Short
30000
78.70
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
Put Option
4,000
132.00
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
17/10/2008
Contact name
Artie Movsesian
Telephone number
020 7545 8515
Name of offeree/offeror with which connected
Rio Tinto plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk
 
 

 

 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,758.04
Change-16.61