18th Apr 2008 11:48
Macquarie Group Limited18 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 3 of 3 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in BHP Billiton Limited Class of relevant security to which the Ordinary shares ISIN: AU000000BHP4dealings being disclosed relate (Note 1) Date of dealing 17 April 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 5,918,182 0.17% (2) Derivatives (other than options) 136,875 0.00% (3) Options and agreements to purchase/sell 5,816,386 0.17% Total 11,871,433 0.35% (c) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (d) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (e) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Part 2 - Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFDSee Part 2 - Annexure B I Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of securities Exercise Type, e.g. Expiry Option money selling, to which the option American,e.g. call option purchasing, relates (Note 6) price European etc. date paid/received varying etc. per unit (Note 4)See Part 2 - Annexure C (f) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (g) Other dealings (including new securities) (Note 3) Nature of Transaction Quantity Price Per Unit (if applicable)Loan of securities 4,500 N/ACollateral Delivered 260,000 N/AReturnsCollateral Received Returns 139,000 N/A 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 18 April 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) Connected principal trader Annexure A Buy Sell Exec Quantity Exec Price BUY 136.00 145.80 BUY 116.00 145.60 BUY 200.00 145.60 BUY 301.00 145.89 BUY 25.00 146.60 BUY 43.00 146.60 BUY 180.00 146.60 BUY 02.00 146.60 BUY 560.00 146.60 BUY 04.00 146.60 BUY 160.00 146.60 BUY 178.00 146.60 BUY 1500.00 146.60 BUY 21.00 146.60 BUY 164.00 146.60 BUY 100.00 146.60 BUY 63.00 146.60 BUY 864.00 145.80 BUY 281.00 146.00 BUY 85.00 146.00 BUY 278.00 146.00 BUY 100.00 146.00 BUY 256.00 146.00 BUY 169.00 145.98 BUY 117.00 145.98 BUY 714.00 146.00 BUY 50.00 146.07 BUY 100.00 146.07 BUY 100.00 146.07 BUY 100.00 146.07 BUY 100.00 146.08 BUY 101.00 146.10 BUY 87.00 146.10 BUY 362.00 146.10 BUY 193.00 145.60 BUY 491.00 145.60 BUY 872.00 146.29 BUY 116.00 146.29 BUY 136.00 146.29 BUY 50.00 146.29 BUY 37.00 146.29 BUY 200.00 146.29 BUY 38.00 146.29 BUY 14.00 146.29 BUY 03.00 146.29 BUY 34.00 146.29 BUY 195.00 145.89 BUY 51.00 145.89 BUY 453.00 145.90 BUY 251.00 146.00 BUY 300.00 146.00 BUY 500.00 146.00 BUY 100.00 146.00 BUY 49.00 146.00 BUY 31.00 146.06 BUY 33.00 146.06 BUY 69.00 146.26 BUY 38.00 146.26 BUY 100.00 146.26 BUY 234.00 145.73 BUY 70.00 146.42 BUY 393.00 146.10 BUY 644.00 146.42 BUY 236.00 146.42 BUY 557.00 146.10 BUY 37.00 146.10 BUY 409.00 146.11 BUY 12.00 146.10 BUY 26.00 146.10 BUY 106.00 146.19 BUY 25.00 146.68 BUY 20.00 145.57 BUY 100.00 145.57 BUY 880.00 145.57 BUY 100.00 146.11 BUY 30.00 146.00 BUY 640.00 145.70 BUY 160.00 145.70 SELL -4717.00 147.00 SELL -08.00 147.00 SELL -266.00 147.00 SELL -09.00 147.00 SELL -521.00 145.40 SELL -400.00 145.40 SELL -316.00 145.40 SELL -05.00 145.40 SELL -07.00 145.40 SELL -15.00 145.40 SELL -329.00 145.40 SELL -472.00 145.40 SELL -199.00 145.40 SELL -186.00 146.37 SELL -32.00 146.37 SELL -200.00 146.60 SELL -49.00 147.00 SELL -40.00 147.00 SELL -911.00 147.00 SELL -1000.00 147.00 SELL -960.00 146.11 SELL -2500.00 146.11 SELL -540.00 146.11 SELL -13.00 146.10 SELL -42.00 146.10 SELL -40.00 146.10 SELL -71.00 146.13 SELL -17.00 146.11 SELL -287.00 146.11 SELL -294.00 146.10 SELL -92.00 146.10 SELL -204.00 146.10 SELL -1150.00 146.20 SELL -265.00 146.20 SELL -523.00 146.20 SELL -294.00 146.20 SELL -177.00 146.20 SELL -260.00 146.20 SELL -1271.00 146.20 SELL -184.00 146.06 SELL -08.00 146.20 SELL -245.00 146.20 SELL -346.00 146.20 SELL -154.00 146.20 SELL -792.00 146.06 SELL -05.00 146.06 SELL -101.00 146.10 SELL -87.00 146.10 SELL -938.00 146.10 SELL -523.00 145.99 SELL -230.00 145.99 SELL -194.00 145.90 SELL -05.00 146.00 SELL -637.00 145.98 SELL -73.00 146.00 SELL -794.00 146.00 SELL -331.00 146.00 SELL -39.00 145.98 SELL -05.00 145.98 SELL -102.00 145.98 SELL -35.00 145.98 SELL -27.00 145.90 SELL -145.00 145.90 SELL -37.00 146.59 SELL -134.00 146.59 SELL -08.00 146.59 SELL -506.00 146.59 SELL -294.00 146.59 SELL -98.00 146.59 SELL -27.00 146.59 SELL -05.00 146.59 SELL -17.00 146.46 SELL -67.00 146.46 SELL -01.00 146.46 SELL -10.00 146.46 SELL -57.00 146.46 SELL -22.00 146.46 SELL -94.00 146.46 SELL -14.00 146.46 SELL -06.00 146.46 SELL -58.00 146.46 SELL -39.00 146.46 SELL -01.00 146.45 SELL -339.00 146.46 SELL -118.00 146.46 SELL -37.00 146.66 SELL -66.00 146.66 SELL -14.00 146.66 SELL -68.00 146.66 SELL -06.00 146.66 SELL -601.00 146.66 SELL -23.00 146.66 SELL -141.00 146.66 SELL -201.00 146.64 SELL -10.00 146.62 SELL -20.00 146.63 SELL -04.00 146.62 SELL -01.00 146.59 SELL -56.00 146.62 SELL -14.00 146.62 SELL -09.00 146.48 SELL -135.00 146.45 SELL -222.00 146.48 SELL -69.00 146.45 SELL -147.00 146.45 SELL -185.00 146.43 SELL -15.00 146.45 SELL -79.00 146.45 SELL -33.00 146.45 SELL -34.00 146.43 SELL -09.00 146.43 SELL -24.00 146.42 SELL -25.00 146.42 SELL -01.00 146.42 SELL -03.00 146.43 SELL -17.00 146.42 SELL -01.00 146.42 SELL -02.00 146.41 SELL -340.00 146.41 SELL -24.00 146.41 SELL -17.00 146.40 SELL -239.00 146.40 SELL -882.00 146.40 SELL -480.00 146.40 SELL -09.00 146.40 SELL -08.00 146.40 SELL -50.00 146.39 SELL -20.00 146.39 SELL -04.00 146.39 SELL -237.00 146.40 SELL -217.00 146.40 SELL -10.00 146.40 SELL -237.00 146.31 SELL -12.00 146.31 SELL -331.00 146.40 SELL -09.00 146.37 SELL -38.00 146.37 SELL -197.00 146.36 SELL -63.00 146.40 SELL -77.00 146.37 SELL -235.00 146.30 SELL -1050.00 146.30 SELL -04.00 146.27 SELL -254.00 146.55 SELL -17.00 146.55 SELL -1703.00 146.55 SELL -26.00 146.55 SELL -95.00 146.55 SELL -07.00 146.13 SELL -24.00 146.13 SELL -366.00 146.13 SELL -20.00 146.13 SELL -1778.00 146.13 SELL -54.00 146.03 SELL -08.00 146.03 SELL -654.00 146.10 SELL -173.00 146.10 SELL -26.00 146.10 SELL -16.00 146.10 SELL -30.00 146.10 SELL -791.00 146.10 SELL -335.00 146.10 SELL -622.00 146.01 SELL -730.00 146.15 SELL -01.00 146.15 SELL -228.00 146.16 SELL -222.00 146.16 SELL -375.00 146.15 SELL -34.00 146.15 SELL -60.00 146.15 SELL -440.00 146.15 SELL -01.00 146.15 SELL -04.00 146.16 SELL -30.00 146.16 SELL -06.00 146.16 SELL -141.00 146.16 SELL -52.00 146.16 SELL -70.00 146.16 SELL -28.00 146.16 SELL -136.00 146.16 SELL -67.00 146.16 SELL -937.00 146.16 SELL -67.00 146.16 SELL -125.00 146.27 SELL -65.00 146.27 SELL -06.00 146.27 SELL -162.00 146.27 SELL -06.00 146.56 SELL -32.00 146.56 SELL -67.00 146.56 SELL -500.00 146.13 SELL -100.00 145.72 SELL -100.00 147.00 SELL -100.00 147.00 SELL -600.00 145.90 SELL -100.00 146.19 SELL -40.00 146.34 SELL -50.00 146.60 SELL -200.00 145.80 SELL -11.00 146.19 SELL -57.00 146.19 SELL -14.00 146.11 SELL -06.00 146.11 SELL -102.00 146.11 SELL -73.00 146.06 SELL -1000.00 146.31 SELL -68.00 146.00 -1655.00 OTC sale to custodian at market. Total Buy 16,650 Total Sell 49,563 Annexure B Type BuySell Exec Quantity Exec Price CFDS BUY 165.00 43.90 CFDS BUY 276.00 43.85 CFDS BUY 224.00 43.85 CFDS BUY 568.00 43.91 CFDS BUY 200.00 43.83 CFDS BUY 450.00 43.83 CFDS BUY 1850.00 43.83 CFDS BUY 300.00 43.55 CFDS BUY 115.00 43.36 CFDS BUY 300.00 43.10 CFDS BUY 300.00 43.28 CFDS BUY 150.00 43.32 CFDS BUY 409.00 43.32 CFDS BUY 75.00 43.32 CFDS BUY 270.00 43.32 CFDS BUY 96.00 43.32 CFDS BUY 500.00 43.18 CFDS BUY 2000.00 43.18 CFDS BUY 257.00 43.07 CFDS BUY 50.00 43.14 CFDS BUY 300.00 43.10 CFDS BUY 100.00 43.04 CFDS BUY 300.00 43.25 CFDS BUY 43.00 43.07 CFDS BUY 300.00 43.18 CFDS BUY 871.00 43.26 CFDS BUY 23.00 43.26 CFDS BUY 06.00 43.27 CFDS BUY 1000.00 43.30 CFDS BUY 213.00 43.31 CFDS BUY 100.00 43.33 CFDS BUY 1488.00 43.26 CFDS BUY 118.00 43.26 CFDS BUY 494.00 43.27 CFDS BUY 2287.00 43.30 CFDS BUY 100.00 43.39 CFDS SELL -500.00 44.11 CFDS SELL -500.00 44.14 CFDS SELL -350.00 44.10 CFDS SELL -500.00 44.09 CFDS SELL -20000.00 43.91 CFDS SELL -7820.00 43.91 CFDS SELL -1250.00 43.91 CFDS SELL -700.00 43.91 CFDS SELL -230.00 43.91 CFDS SELL -993.00 43.94 CFDS SELL -2883.00 43.94 CFDS SELL -500.00 43.94 CFDS SELL -217.00 43.94 CFDS SELL -72.00 43.94 CFDS SELL -92.00 43.94 CFDS SELL -217.00 43.94 CFDS SELL -26.00 43.94 CFDS SELL -500.00 43.88 CFDS SELL -300.00 43.94 CFDS SELL -1000.00 43.90 CFDS SELL -250.00 43.84 CFDS SELL -125.00 43.72 CFDS SELL -11.00 43.69 CFDS SELL -189.00 43.69 CFDS SELL -500.00 43.50 CFDS SELL -2000.00 43.43 CFDS SELL -240.00 43.38 CFDS SELL -389.00 43.38 CFDS SELL -25.00 43.38 CFDS SELL -150.00 43.35 CFDS SELL -350.00 43.35 CFDS SELL -3595.00 43.45 CFDS SELL -200.00 43.35 CFDS SELL -1052.00 43.45 CFDS SELL -353.00 43.45 CFDS SELL -200.00 43.36 CFDS SELL -80.00 43.36 CFDS SELL -720.00 43.36 CFDS SELL -200.00 43.39 Total Buy 16,298 Total Sell 49,279 Annexure C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro Expiry Call Option BUY 20000.00 00.36 43.00 European 20080423 Call Option BUY 10000.00 00.36 43.00 European 20080423 Put Option BUY 20000.00 00.34 41.00 European 20080529 Put Option BUY 10000.00 00.34 41.00 European 20080529 Put Option BUY 30000.00 00.36 41.00 European 20080529 Call Option BUY 20000.00 01.93 38.00 American 20080626 Call Option BUY 10000.00 01.85 38.00 American 20080626 Put Option BUY 353.00 04.49 35.42 American 20120726 Put Option BUY 750.00 28.52 17.16 European 29/06/2012 Put Option BUY 250.00 28.52 17.16 European 29/06/2012 Put Option BUY 750.00 28.64 17.16 European 29/06/2012 Put Option BUY 250.00 28.64 17.16 European 29/06/2012 Put Option BUY 2600.00 17.63 26.93 European 30/06/2008 Put Option BUY 1200.00 17.63 26.93 European 30/06/2008 Put Option BUY 500.00 19.18 25.00 European 19/05/2016 Put Option BUY 1000.00 19.14 25.00 European 19/05/2016 Put Option BUY 1250.00 18.64 25.00 European 19/05/2016 Put Option BUY 500.00 18.64 25.00 European 19/05/2016 Put Option BUY 250.00 18.65 25.00 European 19/05/2016 Put Option BUY 1000.00 19.62 European Put Option BUY 4700.00 15.05 32.00 European 17/11/2016 Put Option BUY 2000.00 15.05 32.00 European 17/11/2016 Put Option BUY 250.00 14.98 32.00 European 17/11/2016 Put Option BUY 250.00 14.98 32.00 European 17/11/2016 Put Option BUY 250.00 14.98 32.00 European 17/11/2016 Put Option BUY 250.00 14.98 32.00 European 17/11/2016 Put Option BUY 1300.00 14.98 32.00 European 17/11/2016 Put Option BUY 1550.00 23.66 20.00 European 19/05/2016 Put Option BUY 720.00 22.72 European Put Option BUY 400.00 29.18 15.72 European 30/06/2011 Put Option BUY 1000.00 22.20 22.00 European 26/06/2008 Put Option BUY 2000.00 22.16 22.00 European 26/06/2008 Put Option BUY 500.00 22.20 22.00 European 26/06/2008 Put Option BUY 750.00 22.22 22.00 European 26/06/2008 Put Option BUY 250.00 22.23 22.00 European 26/06/2008 Put Option BUY 2000.00 22.21 22.00 European 26/06/2008 Put Option BUY 500.00 04.17 40.00 European 23/04/2008 Put Option BUY 800.00 04.00 40.00 European 23/04/2008 Put Option BUY 1200.00 03.57 40.00 European 23/04/2008 Put Option BUY 900.00 03.69 40.00 European 23/04/2008 Put Option BUY 900.00 03.72 40.00 European 23/04/2008 Put Option BUY 600.00 03.71 40.00 European 23/04/2008 Put Option BUY 250.00 03.68 40.00 European 23/04/2008 Put Option BUY 250.00 03.67 40.00 European 23/04/2008 Put Option BUY 900.00 03.67 40.00 European 23/04/2008 Put Option BUY 900.00 03.70 40.00 European 23/04/2008 Put Option BUY 900.00 03.65 40.00 European 23/04/2008 Put Option BUY 900.00 03.62 40.00 European 23/04/2008 Put Option BUY 900.00 03.62 40.00 European 23/04/2008 Put Option BUY 650.00 03.61 40.00 European 23/04/2008 Put Option BUY 250.00 03.62 40.00 European 23/04/2008 Put Option BUY 900.00 03.52 40.00 European 23/04/2008 Put Option BUY 900.00 03.52 40.00 European 23/04/2008 Put Option BUY 250.00 03.51 40.00 European 23/04/2008 Put Option BUY 650.00 03.41 40.00 European 23/04/2008 Put Option BUY 750.00 03.36 40.00 European 23/04/2008 Put Option BUY 1200.00 03.36 40.00 European 23/04/2008 Put Option BUY 900.00 03.40 40.00 European 23/04/2008 Put Option BUY 900.00 03.41 40.00 European 23/04/2008 Put Option BUY 250.00 03.51 40.00 European 23/04/2008 Put Option BUY 900.00 03.57 40.00 European 23/04/2008 Put Option BUY 1550.00 03.60 40.00 European 23/04/2008 Put Option BUY 900.00 03.57 40.00 European 23/04/2008 Put Option BUY 10000.00 03.64 40.00 European 23/04/2008 Put Option BUY 980.00 14.74 30.21 European 30/06/2008 Put Option BUY 2000.00 18.13 28.00 European 20/12/2007 Put Option BUY 665.00 23.15 21.97 European 30/06/2009 Put Option BUY 4000.00 00.01 24.53 European 30/06/2008 Put Option BUY 350.00 30.50 16.91 European 30/06/2016 Put Option BUY 1300.00 30.10 16.91 European 30/06/2016 Call Option SELL -03.00 00.40 45.00 American 20080423 Put Option SELL -10.00 01.84 42.00 American 20080626 Put Option SELL -10.00 01.94 42.00 American 20080626 Put Option SELL -03.00 02.67 44.00 American 20080626 Put Option SELL -05.00 01.63 45.00 American 20080423 Put Option SELL -09.00 01.78 45.00 American 20080423 Put Option SELL -01.00 02.28 43.00 American 20080626 Call Option SELL -10000.00 00.41 43.00 European 20080423 Call Option SELL -10000.00 00.36 43.00 European 20080423 Call Option SELL -20000.00 00.37 43.00 European 20080423 Call Option SELL -49.00 01.30 39.00 European 20080423 Call Option SELL -152.00 01.25 39.00 European 20080423 Call Option SELL -10000.00 01.24 39.00 European 20080423 Put Option SELL -20000.00 00.32 41.00 European 20080529 Put Option SELL -10000.00 00.32 41.00 European 20080529 Put Option SELL -10000.00 00.37 41.00 European 20080529 Put Option SELL -10000.00 00.37 41.00 European 20080529 Put Option SELL -10000.00 00.37 41.00 European 20080529 Call Option SELL -10000.00 01.90 38.00 American 20080626 Call Option SELL -10000.00 01.80 38.00 American 20080626 Call Option SELL -3000.00 01.79 38.00 American 20080626 Put Option SELL -10000.00 00.04 32.00 European 20080529 Put Option SELL -10000.00 00.04 32.00 European 20080529 Put Option SELL -2500.00 00.04 32.00 European 20080529 Put Option SELL -492.00 30.43 23.00 European 29/06/2018 Put Option SELL -3000.00 04.17 37.00 European 30/10/2007 Put Option SELL -300.00 04.17 37.00 European 30/10/2007 Put Option SELL -600.00 15.08 32.00 European 17/11/2016 Put Option SELL -1275.00 14.97 32.00 European 17/11/2016 Put Option SELL -600.00 14.51 32.00 European 17/11/2016 Put Option SELL -3000.00 14.52 32.00 European 17/11/2016 Put Option SELL -4000.00 17.42 28.56 European 30/06/2009 Put Option SELL -300.00 14.64 32.00 European 17/11/2016 Put Option SELL -150.00 27.68 20.00 European 28/06/2013 Put Option SELL -98.00 27.68 20.00 European 28/06/2013 Put Option SELL -450.00 27.71 20.00 European 28/06/2013 Put Option SELL -131.00 27.19 20.00 European 28/06/2013 Put Option SELL -1250.00 09.51 32.00 European 27/09/2007 Put Option SELL -3750.00 09.51 32.00 European 27/09/2007 Put Option SELL -2750.00 09.48 32.00 European 27/09/2007 Put Option SELL -250.00 09.48 32.00 European 27/09/2007 Put Option SELL -2000.00 09.48 32.00 European 27/09/2007 Put Option SELL -5000.00 09.56 32.00 European 27/09/2007 Put Option SELL -2500.00 09.27 32.00 European 27/09/2007 Put Option SELL -2250.00 09.27 32.00 European 27/09/2007 Put Option SELL -550.00 09.27 32.00 European 27/09/2007 Put Option SELL -500.00 04.19 40.00 European 23/04/2008 Put Option SELL -1000.00 04.00 40.00 European 23/04/2008 Put Option SELL -5000.00 03.78 40.00 European 23/04/2008 Put Option SELL -1200.00 03.75 40.00 European 23/04/2008 Put Option SELL -900.00 03.63 40.00 European 23/04/2008 Put Option SELL -750.00 03.67 40.00 European 23/04/2008 Put Option SELL -150.00 03.69 40.00 European 23/04/2008 Put Option SELL -600.00 03.71 40.00 European 23/04/2008 Put Option SELL -600.00 03.71 40.00 European 23/04/2008 Put Option SELL -800.00 03.66 40.00 European 23/04/2008 Put Option SELL -900.00 03.68 40.00 European 23/04/2008 Put Option SELL -900.00 03.67 40.00 European 23/04/2008 Put Option SELL -900.00 03.62 40.00 European 23/04/2008 Put Option SELL -250.00 03.62 40.00 European 23/04/2008 Put Option SELL -500.00 03.64 40.00 European 23/04/2008 Put Option SELL -150.00 03.64 40.00 European 23/04/2008 Put Option SELL -900.00 03.64 40.00 European 23/04/2008 Put Option SELL -900.00 03.52 40.00 European 23/04/2008 Put Option SELL -900.00 03.53 40.00 European 23/04/2008 Put Option SELL -5000.00 03.48 40.00 European 23/04/2008 Put Option SELL -400.00 03.54 40.00 European 23/04/2008 Put Option SELL -250.00 03.35 40.00 European 23/04/2008 Put Option SELL -500.00 03.35 40.00 European 23/04/2008 Put Option SELL -1200.00 03.31 40.00 European 23/04/2008 Put Option SELL -900.00 03.38 40.00 European 23/04/2008 Put Option SELL -900.00 03.39 40.00 European 23/04/2008 Put Option SELL -250.00 03.45 40.00 European 23/04/2008 Put Option SELL -900.00 03.56 40.00 European 23/04/2008 Put Option SELL -980.00 13.49 30.21 European 30/06/2008 Total Buy 188,968 Total Sell 219,518 This information is provided by RNS The company news 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