13th Nov 2007 16:56
Credit Suisse Securities (Eur) Ltd13 November 2007 FORM 38.5 (a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) LimitedCompany dealt in Rio Tinto PlcClass of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1)Date of dealing 12-Nov-2007 2. DEALINGS (Note 2) (a) Purchases and salesTotal number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3) 1838634 59.05 (GBP) 56 (GBP)187879 146.73 (AUD) 146.73 (AUD) Total number of securities sold Highest price received (Note Lowest price received (Note 3) 3)187879 14.673 (AUD) 14.673 (AUD)2651743 59.01 (GBP) 56 (GBP) (b) Derivatives transactions (other than options) : GB0007188757 Product name, e.g. CFD Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3) CFD Long 250000 58.141288 (GBP)CFD Long 250000 58.141288 (GBP)CFD Long 110000 57.242274 (GBP)CFD Long 92350 57.5401 (GBP)CFD Long 57000 58.06789754 (GBP)CFD Long 54000 58.331844 (GBP)CFD Long 52882 57.779578 (GBP)CFD Long 48322 57.6792 (GBP)CFD Long 32216 57.6792 (GBP)CFD Long 20134 57.6792 (GBP)CFD Long 14979 57.313315 (GBP)CFD Long 7650 57.5401 (GBP)CFD Long 5000 57.221556 (GBP)CFD Short 52882 57.020819 (GBP)CFD Short 45000 56.80246911 (GBP)CFD Short 14979 57.079281 (GBP) Derivatives transactions (other than options) : AU000000RIO1Product name, e.g. CFD Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)CFD Long 231 138.47(AUD)CFD Long 15955 141.2339486(AUD)CFD Short 50930 142.06697(AUD)CFD Long 6000 140.4703983(AUD)CFD Short 9000 140.4388889(AUD) (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 5) European etc. (Note 3) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 3) 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Date of disclosure 13-Nov-2007 04:09:35Contact name Collins, CarolynTelephone number 44 20 7888 0241Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 6) ADVISOR Notes The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto