FORM 38.5 (b)
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
|
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
|
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
|
(Rule 38.5(b) of the Takeover Code)
|
1. KEY INFORMATION
|
Name of exempt principal trader
|
Credit Suisse Equities (Australia) Limited
|
Company dealt in
|
BHP Billiton Limited
|
Class of relevant security to which the dealings being disclosed relate (Note 1)
|
Ordinary Shares
|
Date of dealing
|
16-05-2008
|
|
|
|
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
|
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
|
|
Long
|
Short
|
|
Number
|
(%)
|
Number
|
(%)
|
(1) Relevant securities
|
58868
|
0.002
|
8,397,512
|
0.25
|
(2) Derivatives (other than options)
|
|
|
|
|
(3) Options and agreements to purchase/sell
|
|
|
|
|
Total
|
58868
|
0.002
|
8,397,512
|
0.25
|
|
|
|
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
|
Class Of Relevant Security
|
Long
|
Short
|
(1) Relevant Securities
|
|
|
(2) Derivatives (other than options)
|
|
|
(3) Options and agreements to purchasesell
|
|
|
Total
|
|
|
|
|
|
(c) Rights to subscribe (Note 2)
|
Class of relevant security:
|
Details
|
|
|
|
|
|
3. DEALINGS (Note 3)
|
(a) Purchases and sales
|
Purchase/sale
|
Number of securities
|
Price per unit (Note 4) (AUD)
|
Purchase
|
440
|
47.65
|
Purchase
|
334
|
47.60
|
Purchase
|
249
|
47.60
|
Purchase
|
115
|
47.60
|
Purchase
|
200
|
47.60
|
Purchase
|
1,338
|
47.60
|
Purchase
|
264
|
47.60
|
Purchase
|
701
|
47.59
|
Purchase
|
165
|
47.59
|
Purchase
|
1,634
|
47.59
|
Purchase
|
213
|
47.42
|
Purchase
|
2,287
|
47.42
|
Purchase
|
100
|
47.30
|
Purchase
|
224
|
47.33
|
Purchase
|
1
|
47.33
|
Purchase
|
75
|
47.33
|
Purchase
|
2,200
|
47.50
|
Purchase
|
100
|
47.49
|
Purchase
|
100
|
47.49
|
Purchase
|
100
|
47.49
|
Purchase
|
2,500
|
47.58
|
Purchase
|
669
|
47.57
|
Purchase
|
331
|
47.57
|
Purchase
|
847
|
47.58
|
Purchase
|
12
|
47.58
|
Purchase
|
141
|
47.58
|
Purchase
|
518
|
47.58
|
Purchase
|
11
|
47.58
|
Purchase
|
47
|
47.58
|
Purchase
|
10
|
47.58
|
Purchase
|
7
|
47.58
|
Purchase
|
850
|
47.58
|
Purchase
|
557
|
47.58
|
Purchase
|
480
|
47.58
|
Purchase
|
53
|
47.58
|
Purchase
|
441
|
47.58
|
Purchase
|
138
|
47.58
|
Purchase
|
788
|
47.58
|
Purchase
|
425
|
47.58
|
Purchase
|
4,235
|
47.85
|
Purchase
|
767
|
47.83
|
Purchase
|
6,010
|
47.83
|
Purchase
|
397
|
47.88
|
Purchase
|
2,833
|
47.88
|
Purchase
|
270
|
47.88
|
Purchase
|
500
|
47.88
|
Purchase
|
1,000
|
47.88
|
Purchase
|
220
|
47.86
|
Purchase
|
510
|
48.38
|
Purchase
|
2,372
|
48.38
|
Purchase
|
500
|
48.38
|
Purchase
|
1,624
|
48.38
|
Purchase
|
50
|
48.38
|
Purchase
|
150
|
48.38
|
Purchase
|
6
|
48.38
|
Purchase
|
543
|
48.38
|
Purchase
|
110
|
48.38
|
Purchase
|
4,500
|
48.38
|
Purchase
|
38
|
48.38
|
Purchase
|
50,000
|
48.38
|
Purchase
|
50,000
|
48.38
|
Purchase
|
1,500
|
48.38
|
Purchase
|
5,000
|
48.38
|
Purchase
|
3,410
|
48.38
|
Purchase
|
13,068
|
48.38
|
Purchase
|
8,304
|
48.38
|
Purchase
|
2,456
|
46.73
|
Sale
|
-26
|
47.98
|
Sale
|
-220
|
47.98
|
Sale
|
-25
|
47.74
|
Sale
|
-1
|
47.74
|
Sale
|
-16
|
47.72
|
Sale
|
-17
|
47.66
|
Sale
|
-15
|
47.57
|
Sale
|
-14
|
47.57
|
Sale
|
-12
|
47.40
|
Sale
|
-10
|
47.37
|
Sale
|
-401
|
47.51
|
Sale
|
-39
|
47.51
|
Sale
|
-11
|
47.53
|
Sale
|
-8
|
47.74
|
Sale
|
-7
|
47.70
|
Sale
|
-6
|
47.58
|
Sale
|
-6
|
47.69
|
Sale
|
-6
|
47.78
|
Sale
|
-8
|
47.86
|
Sale
|
-10
|
47.80
|
Sale
|
-11
|
47.84
|
Sale
|
-13
|
47.77
|
Sale
|
-15
|
47.91
|
Sale
|
-15
|
47.88
|
Sale
|
-17
|
47.87
|
Sale
|
-16
|
47.78
|
Sale
|
-16
|
47.62
|
Sale
|
-24
|
47.88
|
Sale
|
-1,580
|
47.85
|
Sale
|
-45
|
47.85
|
Sale
|
-500
|
47.85
|
Sale
|
-2,875
|
47.85
|
Sale
|
-22
|
48.10
|
Sale
|
-13
|
48.38
|
|
|
TOTAL BUYS:180038
TOTAL SELLS:6020
|
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD
|
Long/short (Note 5)
|
Number of securities (Note 6)
|
Price per unit (Note 4)
|
|
|
|
|
|
|
|
(c) Options transactions in respect of existing securities
|
(i) Writing, selling, purchasing or varying
|
Product name,e.g. call option
|
Writing, selling, purchasing, varying etc.
|
Number of securities to which the option relates (Note 6)
|
Exercise price
|
Type, e.g. American, European etc.
|
Expiry date
|
Option money paid/received per unit (Note 4)
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name, e.g. call option
|
Number of securities
|
Exercise price per unit (Note 4)
|
|
|
|
|
|
|
(d) Other dealings (including new securities) (Note 3)
|
Nature of transaction (Note 7)
|
Details
|
Price per unit (if applicable) (Note 4)
|
|
|
|
|
|
|
4. OTHER INFORMATION :
|
Agreements, arrangements or understandings relating to options or derivatives
|
|
|
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
|
|
Date of disclosure
|
16-05-2008
|
Contact name
|
Segal, Debra
|
Telephone number
|
44 20 7883 4577
|
Name of offeree/offeror with which connected
|
Rio Tinto Plc
|
Nature of connection (Note 9)
|
ADVISOR
|
|
|
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/.
|
|