4th Apr 2008 12:07
Credit Suisse Securities (Eur) Ltd04 April 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) Limited Company dealt in Rio Tinto Plc Class of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1) Date of dealing 03-Apr-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 1,278,894 0.128 689 0.00006(2) Derivatives (other than options)(3) Options and agreements to purchase/sell 66,000 0.006 0 0 Total 1,344,894 0.135 689 0.00006 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)Class Of Relevant Security : Ordinary Shares ( AU000000RIO1 Long Short)(1) Relevant Securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3)(a) Purchases and salesPurchase/sale Number of securities Price per unit (Note 4)Buy 3690 54.29 (GBP)Buy 3343 54.18 (GBP)Buy 2112 54.42 (GBP)Buy 1500 54.21 (GBP)Buy 1447 54.64 (GBP)Buy 1405 54.42 (GBP)Buy 1320 54.42 (GBP)Buy 1282 54.23 (GBP)Buy 1203 54.64 (GBP)Buy 1200 54.23 (GBP)Buy 1200 54.27 (GBP)Buy 1150 54.12 (GBP)Buy 1040 54.64 (GBP)Buy 1000 54.16 (GBP)Buy 933 54.1 (GBP)Buy 829 53.82 (GBP)Buy 670 54.03 (GBP)Buy 521 53.82 (GBP)Buy 500 53.92 (GBP)Buy 500 53.82 (GBP)Buy 500 54.08 (GBP)Buy 493 54.35 (GBP)Buy 425 54.42 (GBP)Buy 419 53.93 (GBP)Buy 407 53.93 (GBP)Buy 402 54.03 (GBP)Buy 400 54.11 (GBP)Buy 400 54.09 (GBP)Buy 323 54.11 (GBP)Buy 268 54.23 (GBP)Buy 268 54.08 (GBP)Buy 268 54.18 (GBP)Buy 250 54.42 (GBP)Buy 233 54.27 (GBP)Buy 232 54.18 (GBP)Buy 200 53.77 (GBP)Buy 200 54.27 (GBP)Buy 186 54.17 (GBP)Buy 184 54.02 (GBP)Buy 184 54.22 (GBP)Buy 184 53.99 (GBP)Buy 176 54.19 (GBP)Buy 162 54.29 (GBP)Buy 143 54.35 (GBP)Buy 115 54.18 (GBP)Buy 100 54.23 (GBP)Buy 100 53.79 (GBP)Buy 100 53.98 (GBP)Buy 100 54.16 (GBP)Buy 92 53.79 (GBP)Buy 92 54.11 (GBP)Buy 92 53.84 (GBP)Buy 92 54.06 (GBP)Buy 92 53.94 (GBP)Buy 92 53.81 (GBP)Buy 92 53.87 (GBP)Buy 92 53.95 (GBP)Buy 92 53.72 (GBP)Buy 87 54.11 (GBP)Buy 86 54.19 (GBP)Buy 75 53.79 (GBP)Buy 74 53.87 (GBP)Buy 74 53.92 (GBP)Buy 74 53.93 (GBP)Buy 74 53.98 (GBP)Buy 74 53.97 (GBP)Buy 74 53.97 (GBP)Buy 74 53.96 (GBP)Buy 74 53.96 (GBP)Buy 74 53.9 (GBP)Buy 74 53.98 (GBP)Buy 74 53.97 (GBP)Buy 74 53.79 (GBP)Buy 74 53.89 (GBP)Buy 74 53.84 (GBP)Buy 74 53.84 (GBP)Buy 74 53.81 (GBP)Buy 74 53.91 (GBP)Buy 74 53.95 (GBP)Buy 74 53.71 (GBP)Buy 74 53.81 (GBP)Buy 74 54.39 (GBP)Buy 74 53.85 (GBP)Buy 74 53.83 (GBP)Buy 74 53.8 (GBP)Buy 74 53.72 (GBP)Buy 74 53.81 (GBP)Buy 74 53.81 (GBP)Buy 74 53.81 (GBP)Buy 74 53.72 (GBP)Buy 74 53.72 (GBP)Buy 74 53.95 (GBP)Buy 74 53.87 (GBP)Buy 74 53.87 (GBP)Buy 74 53.87 (GBP)Buy 74 53.89 (GBP)Buy 73 54.02 (GBP)Buy 73 54.37 (GBP)Buy 73 54 (GBP)Buy 73 54.01 (GBP)Buy 73 54.09 (GBP)Buy 73 54 (GBP)Buy 73 54.02 (GBP)Buy 73 54.27 (GBP)Buy 73 54.42 (GBP)Buy 73 54.29 (GBP)Buy 73 54.26 (GBP)Buy 73 54.35 (GBP)Buy 73 54.05 (GBP)Buy 73 54.08 (GBP)Buy 73 54.02 (GBP)Buy 68 53.87 (GBP)Buy 56 54.13 (GBP)Buy 54 54.1 (GBP)Buy 51 54.11 (GBP)Buy 40 53.86 (GBP)Buy 39 53.83 (GBP)Buy 36 54.13 (GBP)Buy 36 54.23 (GBP)Buy 32 54.11 (GBP)Buy 32 54.42 (GBP)Buy 32 54.08 (GBP)Buy 31 54.09 (GBP)Buy 28 54.11 (GBP)Buy 15 53.83 (GBP)Buy 14 53.82 (GBP)Buy 12 53.94 (GBP)Buy 6 53.87 (GBP)Buy 1 54.16 (GBP)Sell 2046 54.54 (GBP)Sell 1845 54.42 (GBP)Sell 1821 54.01 (GBP)Sell 1688 53.75 (GBP)Sell 1542 54.2 (GBP)Sell 1325 54.01 (GBP)Sell 1160 53.86 (GBP)Sell 1111 54.05 (GBP)Sell 1043 54.2 (GBP)Sell 1021 54.54 (GBP)Sell 1000 54.01 (GBP)Sell 961 54.5 (GBP)Sell 961 54.5 (GBP)Sell 942 54.5 (GBP)Sell 893 54.05 (GBP)Sell 829 54.31 (GBP)Sell 794 54.5 (GBP)Sell 667 53.94 (GBP)Sell 627 54.31 (GBP)Sell 554 53.9 (GBP)Sell 472 54.61 (GBP)Sell 430 54.3 (GBP)Sell 375 53.84 (GBP)Sell 372 54.28 (GBP)Sell 320 54.43 (GBP)Sell 320 54.43 (GBP)Sell 320 54.43 (GBP)Sell 320 54.43 (GBP)Sell 320 54.43 (GBP)Sell 245 54.43 (GBP)Sell 200 54.01 (GBP)Sell 184 54.24 (GBP)Sell 184 54.17 (GBP)Sell 184 54.17 (GBP)Sell 184 54.13 (GBP)Sell 184 54.42 (GBP)Sell 180 54.13 (GBP)Sell 175 53.94 (GBP)Sell 162 54.27 (GBP)Sell 151 54.38 (GBP)Sell 149 53.75 (GBP)Sell 122 54.02 (GBP)Sell 114 54.02 (GBP)Sell 95 54.42 (GBP)Sell 92 53.84 (GBP)Sell 92 54.27 (GBP)Sell 92 54.29 (GBP)Sell 92 54.33 (GBP)Sell 92 54.32 (GBP)Sell 91 54.37 (GBP)Sell 91 54.5 (GBP)Sell 91 54.43 (GBP)Sell 91 54.39 (GBP)Sell 91 54.48 (GBP)Sell 91 54.43 (GBP)Sell 91 54.49 (GBP)Sell 91 54.38 (GBP)Sell 91 54.48 (GBP)Sell 75 54 (GBP)Sell 74 53.84 (GBP)Sell 74 54.62 (GBP)Sell 74 54.04 (GBP)Sell 74 53.99 (GBP)Sell 73 54.42 (GBP)Sell 73 54.48 (GBP)Sell 73 54.51 (GBP)Sell 73 54.51 (GBP)Sell 73 54.43 (GBP)Sell 73 54.43 (GBP)Sell 73 54.36 (GBP)Sell 73 54.39 (GBP)Sell 73 54.39 (GBP)Sell 73 54.48 (GBP)Sell 73 54.48 (GBP)Sell 73 54.43 (GBP)Sell 73 54.49 (GBP)Sell 73 54.49 (GBP)Sell 73 54.43 (GBP)Sell 73 54.56 (GBP)Sell 73 54.56 (GBP)Sell 73 54.45 (GBP)Sell 73 54.4 (GBP)Sell 73 54.4 (GBP)Sell 73 54.41 (GBP)Sell 73 54.41 (GBP)Sell 73 54.46 (GBP)Sell 73 54.45 (GBP)Sell 73 54.45 (GBP)Sell 73 54.59 (GBP)Sell 73 54.59 (GBP)Sell 73 54.55 (GBP)Sell 73 54.55 (GBP)Sell 73 54.55 (GBP)Sell 73 54.51 (GBP)Sell 73 54.51 (GBP)Sell 73 54.51 (GBP)Sell 73 54.42 (GBP)Sell 73 54.42 (GBP)Sell 73 54.42 (GBP)Sell 73 54.56 (GBP)Sell 73 54.56 (GBP)Sell 73 54.62 (GBP)Sell 73 54.62 (GBP)Sell 73 54.5 (GBP)Sell 73 54.5 (GBP)Sell 73 54.69 (GBP)Sell 73 54.69 (GBP)Sell 73 54.23 (GBP)Sell 73 54.17 (GBP)Sell 73 54.46 (GBP)Sell 73 54.46 (GBP)Sell 73 54.35 (GBP)Sell 73 54.4 (GBP)Sell 73 54.4 (GBP)Sell 73 54.4 (GBP)Sell 73 54.4 (GBP)Sell 73 54.21 (GBP)Sell 73 54.22 (GBP)Sell 73 54.19 (GBP)Sell 73 54.29 (GBP)Sell 73 54.13 (GBP)Sell 59 54.38 (GBP)Sell 58 54.41 (GBP)Sell 55 54.59 (GBP)Sell 46 53.96 (GBP)Sell 44 54.07 (GBP)Sell 43 54.11 (GBP)Sell 42 54.11 (GBP)Sell 40 53.98 (GBP)Sell 40 53.99 (GBP)Sell 36 54.54 (GBP)Sell 35 54.47 (GBP)Sell 34 53.96 (GBP)Sell 31 54.07 (GBP)Sell 28 54 (GBP)Sell 27 54.36 (GBP)Sell 18 54.59 (GBP)Sell 15 54.41 (GBP)Sell 14 54.38 (GBP)Sell 12 53.96 (GBP)Sell 12 54.07 (GBP)Sell 4 53.99 (GBP)TOTAL BUYS:39611 TOTAL SELLS:35169(b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3)Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 04-Apr-2008 10:14:52Contact name Collins,CarolynTelephone number 44 20 7888 0241Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) ADVISOR Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. Product name, Written or purchased Number of securities Exercise price Type, e.g. Expiry date to which the option or (Note 2) American, Europeane.g. call option derivative relates etc. CALL OPTION A A PURCHASED A 66000 56 EUROPEAN 18-04-2008 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto