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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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25-08-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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658458
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0.144
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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658458
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0.144
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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|
Purchase
|
496
|
122.30
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Purchase
|
660
|
122.30
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Purchase
|
685
|
122.30
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Purchase
|
-626
|
122.30
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Purchase
|
626
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122.30
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Purchase
|
1,061
|
122.30
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Purchase
|
200
|
122.20
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Purchase
|
295
|
122.88
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Purchase
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245
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122.88
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Purchase
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205
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122.88
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Purchase
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43
|
122.88
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Purchase
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1,000
|
122.88
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|
Purchase
|
312
|
122.87
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|
Purchase
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40
|
122.74
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Purchase
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150
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122.74
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Purchase
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135
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122.74
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Purchase
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1,800
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122.80
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Purchase
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990
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123.00
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Purchase
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54
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123.00
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Purchase
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456
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123.00
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Purchase
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1
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122.79
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Purchase
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170
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122.57
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Purchase
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35
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122.57
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Purchase
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170
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122.57
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Purchase
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500
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122.57
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Purchase
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735
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122.70
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Purchase
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255
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122.70
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Purchase
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110
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122.70
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Purchase
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98
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122.83
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Purchase
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836
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122.83
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Purchase
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42
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122.83
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Purchase
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224
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122.83
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Purchase
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46
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122.40
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Purchase
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100
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122.40
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Purchase
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309
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122.40
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Purchase
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2,200
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122.24
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Purchase
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200
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122.09
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Purchase
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40
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122.09
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Purchase
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85
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122.09
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Purchase
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180
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122.09
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Purchase
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100
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122.09
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Purchase
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200
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122.09
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Purchase
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836
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122.03
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Purchase
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94
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122.03
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Purchase
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200
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122.03
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Purchase
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100
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122.03
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Purchase
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170
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122.03
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Purchase
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828
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122.18
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Purchase
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100
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122.18
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Purchase
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48
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122.18
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Purchase
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57
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122.18
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Purchase
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65
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122.18
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Purchase
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2
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122.18
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Purchase
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100
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122.18
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Purchase
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786
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122.60
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Purchase
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170
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122.60
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Purchase
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100
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122.60
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Purchase
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144
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122.60
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Purchase
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912
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122.68
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Purchase
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588
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122.68
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Purchase
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704
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122.68
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Purchase
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225
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122.68
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Purchase
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871
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122.68
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Purchase
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495
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122.71
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Purchase
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500
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122.71
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Purchase
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29
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122.71
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Purchase
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160
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122.71
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Purchase
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16
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122.71
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Purchase
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172
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122.53
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Purchase
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49
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122.53
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Purchase
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200
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122.53
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Purchase
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201
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122.53
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Purchase
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1,029
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122.53
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Purchase
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49
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122.52
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Purchase
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73
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123.80
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Purchase
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41
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123.80
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Purchase
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863
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123.80
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Purchase
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65
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123.80
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Purchase
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1
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123.80
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Purchase
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62
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123.80
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Purchase
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941
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123.80
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Purchase
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185
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123.79
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Purchase
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135
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123.77
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Purchase
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13
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123.77
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Purchase
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998
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123.77
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Purchase
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854
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123.77
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Purchase
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153
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123.86
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Purchase
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100
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123.86
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Purchase
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100
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123.86
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Purchase
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647
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123.80
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Purchase
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17
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123.00
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Purchase
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100
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123.00
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Purchase
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100
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123.00
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Purchase
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100
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123.00
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Purchase
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500
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123.00
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Purchase
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100
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123.00
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Purchase
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852
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123.00
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Purchase
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70
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123.00
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Purchase
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1,930
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123.00
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Purchase
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2,000
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123.00
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Purchase
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746
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123.00
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Purchase
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920
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123.00
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Purchase
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100
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123.00
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Purchase
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100
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123.00
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Purchase
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2
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123.00
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Purchase
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132
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123.00
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Purchase
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336
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123.80
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Purchase
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40
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123.80
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Purchase
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500
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123.80
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Purchase
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100
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123.79
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Purchase
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24
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123.79
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Purchase
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798
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123.90
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Purchase
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1,000
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123.90
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Purchase
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2
|
123.90
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Purchase
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100
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123.90
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Purchase
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100
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123.90
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Purchase
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500
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124.19
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Purchase
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500
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124.18
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Purchase
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36
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124.20
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Purchase
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575
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124.20
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Purchase
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1,389
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124.20
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Purchase
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70
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124.19
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Purchase
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2
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124.19
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Purchase
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928
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124.19
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Purchase
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3,581
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124.34
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Purchase
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83
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124.34
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Purchase
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1,336
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124.34
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Purchase
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626
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122.30
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Sale
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-500
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124.06
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Sale
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-328
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123.60
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Sale
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-247
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123.00
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Sale
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-5
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123.00
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Sale
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-380
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123.02
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Sale
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-150
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123.02
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Sale
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-18
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124.08
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Sale
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-1,000
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124.00
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Sale
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-1,000
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123.61
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Sale
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-400
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123.66
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Sale
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-295
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123.60
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Sale
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-177
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123.60
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Sale
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-100
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123.75
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TOTAL BUYS:51089
TOTAL SELLS:4600
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
|
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4. OTHER INFORMATION
|
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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26-08-2008
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Contact name
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Carolyn Collins
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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