11th Apr 2008 11:46
UBS AG (EPT)11 April 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1)Date of dealing 10 APRIL 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 1,311 0.00% 0 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 1,311 0.00% 0 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 290 13711 AUD Cents PURCHASE 276 13720 PURCHASE 49 13722 PURCHASE 55 13722 PURCHASE 32 13722 PURCHASE 7 13728 PURCHASE 5 13728 PURCHASE 1809 13728 SALE 1000 13730 SALE 12 13730 PURCHASE 7 13733 PURCHASE 5 13733 PURCHASE 20 13733 SALE 774 13735 SALE 48 13735 SALE 42 13735 PURCHASE 466 13737 PURCHASE 600 13737 SALE 1172 13738 SALE 1662 13745 SALE 14 13745 SALE 6 13745 SALE 1 13745 PURCHASE 484 13745 PURCHASE 500 13745 PURCHASE 530 13746 PURCHASE 604 13747 PURCHASE 8 13747 PURCHASE 126 13747 PURCHASE 56 13748 PURCHASE 32 13748 PURCHASE 307 13750 PURCHASE 16 13750 PURCHASE 5 13750 PURCHASE 19 13750 PURCHASE 1390 13750 PURCHASE 265 13750 PURCHASE 63 13751 PURCHASE 102 13751 PURCHASE 89 13751 PURCHASE 1 13751 PURCHASE 295 13751 PURCHASE 19 13751 PURCHASE 100 13751 PURCHASE 6 13753 PURCHASE 110 13753 SALE 1589 13754 SALE 949 13754 PURCHASE 131 13754 PURCHASE 14 13755 PURCHASE 1101 13755 PURCHASE 788 13755 SALE 320 13755 SALE 300 13757 PURCHASE 920 13758 SALE 255 13759 SALE 1000 13760 SALE 500 13760 SALE 248 13760 SALE 13 13760 PURCHASE 618 13761 PURCHASE 810 13761 SALE 231 13765 SALE 45 13765 SALE 1 13765 SALE 70 13765 SALE 128 13765 PURCHASE 290 13766 PURCHASE 16 13766 PURCHASE 96 13766 PURCHASE 70 13766 SALE 348 13769 PURCHASE 8 13770 PURCHASE 3 13770 PURCHASE 95 13770 PURCHASE 99 13770 SALE 280 13770 SALE 100 13770 SALE 271 13770 SALE 775 13772 SALE 420 13772 SALE 3 13772 SALE 28638 13773.25 PURCHASE 28638 13773.25 PURCHASE 408 13774 PURCHASE 18 13774 SALE 65 13775 PURCHASE 267 13776 SALE 1525 13777 SALE 102 13777 PURCHASE 57 13777 SALE 983 13778 SALE 29 13778 SALE 270 13778 PURCHASE 163 13779 PURCHASE 210 13779 SALE 1814 13779 SALE 31 13779 SALE 2 13779 SALE 270 13779 PURCHASE 189 13780 PURCHASE 27537 13780.13 SALE 27537 13780.13 PURCHASE 5 13781 PURCHASE 95 13781 PURCHASE 1813 13782 PURCHASE 3 13782 PURCHASE 201 13782 PURCHASE 42 13784 PURCHASE 535 13784 PURCHASE 298 13784 PURCHASE 152 13785 PURCHASE 750 13785 SALE 231 13787 SALE 707 13787 SALE 342 13789 PURCHASE 69 13790 PURCHASE 76 13790 PURCHASE 69 13790 PURCHASE 99 13790 PURCHASE 160 13793 PURCHASE 764 13793 SALE 296 13793 PURCHASE 523 13795 PURCHASE 400 13796 SALE 700 13797 SALE 2 13797 SALE 2 13797 PURCHASE 224 13798 PURCHASE 70 13798 PURCHASE 92 13798 PURCHASE 200 13798 SALE 456 13798 SALE 48 13798 PURCHASE 386 13800 PURCHASE 133 13800 PURCHASE 500 13800 PURCHASE 1811 13800 SALE 33 13801 SALE 304 13801 SALE 44 13801 SALE 98 13801 PURCHASE 435 13804 PURCHASE 108 13807 PURCHASE 96 13807 PURCHASE 95 13807 PURCHASE 89 13808 PURCHASE 105 13808 PURCHASE 34 13808 PURCHASE 101 13808 PURCHASE 363 13811 PURCHASE 1026 13812 SALE 50 13813 SALE 11 13813 SALE 5 13813 SALE 100 13813 SALE 100 13813 SALE 6 13813 SALE 14 13813 SALE 100 13813 SALE 100 13813 SALE 100 13813 SALE 95 13814 SALE 100 13814 SALE 100 13814 SALE 100 13814 SALE 100 13814 SALE 98 13814 SALE 5 13815 SALE 1808 13820 SALE 209 13830 PURCHASE 1597 13834 SALE 1599 13836 SALE 1806 13837 TOTAL PURCHASES 84,813 TOTAL SALES 83,712 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 11 APRIL 2008Contact name NIMISHA SACHDEVTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto