16th Sep 2008 12:15
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
UBS AG London Branch |
|
Company dealt in |
Rio Tinto Limited |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ordinary |
|
Date of dealing |
15 September 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of
relevant security dealt in (Note 2)
|
|
Long |
|
Short |
|
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
7 |
0.00% |
0 |
0.00% |
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
7 |
0.00% |
0 |
0.00% |
(b) Interests and short positions in relevant securities of
the company, other than the class dealt in (Note 2)
|
Class of relevant security: |
Long |
|
Short |
|
|
|
Number |
(%) |
Number |
(%) |
|
(1) Relevant securities |
||||
|
(2) Derivatives (other than options) |
||||
|
(3) Options and agreements to purchase/sell |
||||
|
Total |
Rights to subscribe (Note 2)
|
Class of relevant security: |
Details |
3. DEALINGS (Note 3)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 4) |
|
Sale |
21 |
10475 AUD cents |
|
Purchase |
267 |
10475 |
|
Purchase |
338 |
10477 |
|
Purchase |
8 |
10478 |
|
Purchase |
3 |
10488 |
|
Purchase |
125 |
10488 |
|
Sale |
144 |
10489 |
|
Sale |
129 |
10490 |
|
Purchase |
241 |
10496 |
|
Sale |
169 |
10497 |
|
Sale |
59 |
10497 |
|
Sale |
3 |
10497 |
|
Sale |
300 |
10498 |
|
Sale |
250 |
10498 |
|
Sale |
3 |
10498 |
|
Sale |
394 |
10500 |
|
Sale |
200 |
10500 |
|
Sale |
15 |
10501 |
|
Sale |
2 |
10501 |
|
Purchase |
497 |
10501 |
|
Sale |
485 |
10505 |
|
Sale |
54 |
10505 |
|
Purchase |
169 |
10508 |
|
Sale |
188 |
10511 |
|
Sale |
188 |
10511 |
|
Sale |
72 |
10511 |
|
Sale |
566 |
10512 |
|
Sale |
187 |
10512 |
|
Sale |
121 |
10512 |
|
Sale |
6 |
10512 |
|
Sale |
1 |
10512 |
|
Purchase |
6 |
10512 |
|
Sale |
37 |
10513 |
|
Sale |
18 |
10513 |
|
Sale |
16 |
10513 |
|
Sale |
9 |
10513 |
|
Purchase |
2 |
10513 |
|
Purchase |
6 |
10513 |
|
Purchase |
13 |
10513 |
|
Purchase |
13 |
10513 |
|
Sale |
470 |
10514 |
|
Sale |
100 |
10514 |
|
Sale |
59 |
10514 |
|
Sale |
59 |
10514 |
|
Sale |
27 |
10514 |
|
Sale |
6 |
10514 |
|
Purchase |
150 |
10514 |
|
Sale |
19 |
10516 |
|
Sale |
6 |
10516 |
|
Sale |
1 |
10516 |
|
Sale |
439 |
10517 |
|
Sale |
3 |
10519 |
|
Sale |
500 |
10520 |
|
Sale |
76 |
10520 |
|
Purchase |
1 |
10520 |
|
Purchase |
454 |
10520 |
|
Sale |
21 |
10522 |
|
Purchase |
370 |
10522 |
|
Purchase |
1461 |
10523 |
|
Purchase |
2 |
10525 |
|
Purchase |
657 |
10525 |
|
Sale |
10 |
10527 |
|
Sale |
91 |
10528 |
|
Sale |
34 |
10528 |
|
Sale |
93 |
10530 |
|
Sale |
49 |
10530 |
|
Sale |
42 |
10530 |
|
Sale |
8 |
10530 |
|
Sale |
7 |
10530 |
|
Sale |
1 |
10530 |
|
Purchase |
500 |
10530 |
|
Sale |
512 |
10531 |
|
Sale |
42 |
10532 |
|
Sale |
42 |
10534 |
|
Purchase |
91 |
10535 |
|
Purchase |
2 |
10536 |
|
Purchase |
100 |
10539 |
|
Sale |
782 |
10540 |
|
Sale |
650 |
10540 |
|
Sale |
514 |
10540 |
|
Sale |
231 |
10540 |
|
Sale |
37 |
10540 |
|
Sale |
28 |
10540 |
|
Purchase |
14 |
10540 |
|
Purchase |
66 |
10540 |
|
Sale |
3 |
10541 |
|
Purchase |
4 |
10541 |
|
Sale |
48 |
10542 |
|
Sale |
33 |
10542 |
|
Sale |
7 |
10542 |
|
Sale |
3 |
10542 |
|
Purchase |
1 |
10542 |
|
Purchase |
112 |
10542 |
|
Purchase |
6 |
10543 |
|
Purchase |
125 |
10544 |
|
Purchase |
543 |
10544 |
|
Purchase |
2 |
10545 |
|
Purchase |
28 |
10545 |
|
Purchase |
254 |
10545 |
|
Sale |
441 |
10546 |
|
Sale |
230 |
10546 |
|
Sale |
125 |
10546 |
|
Sale |
3 |
10546 |
|
Sale |
400 |
10547 |
|
Sale |
56 |
10547 |
|
Sale |
8 |
10547 |
|
Sale |
1164 |
10548 |
|
Sale |
894 |
10548 |
|
Sale |
8 |
10548 |
|
Sale |
3 |
10548 |
|
Purchase |
200 |
10548 |
|
Sale |
69 |
10549 |
|
Sale |
67 |
10549 |
|
Sale |
39 |
10549 |
|
Purchase |
100 |
10549 |
|
Sale |
95 |
10550 |
|
Sale |
28 |
10550 |
|
Sale |
22 |
10550 |
|
Purchase |
8 |
10550 |
|
Purchase |
56 |
10550 |
|
Purchase |
60 |
10550 |
|
Purchase |
132 |
10551 |
|
Purchase |
1 |
10554 |
|
Purchase |
117 |
10554 |
|
Sale |
62 |
10556 |
|
Purchase |
1 |
10557 |
|
Sale |
1000 |
10560 |
|
Sale |
500 |
10560 |
|
Sale |
500 |
10560 |
|
Sale |
38 |
10560 |
|
Sale |
3 |
10560 |
|
Purchase |
2 |
10562 |
|
Purchase |
1 |
10563 |
|
Sale |
58 |
10566 |
|
Sale |
40 |
10566 |
|
Purchase |
13 |
10568 |
|
Purchase |
226 |
10568 |
|
Purchase |
6 |
10569 |
|
Purchase |
13 |
10569 |
|
Purchase |
14 |
10569 |
|
Purchase |
30 |
10569 |
|
Purchase |
105 |
10569 |
|
Purchase |
1 |
10570 |
|
Purchase |
5 |
10570 |
|
Purchase |
7 |
10570 |
|
Purchase |
195 |
10570 |
|
Purchase |
342 |
10570 |
|
Purchase |
1 |
10572 |
|
Purchase |
5 |
10573 |
|
Purchase |
51 |
10573 |
|
Purchase |
98 |
10573 |
|
Sale |
500 |
10575 |
|
Sale |
93 |
10575 |
|
Sale |
84 |
10575 |
|
Sale |
5 |
10575 |
|
Purchase |
2 |
10576 |
|
Purchase |
12 |
10576 |
|
Purchase |
21 |
10576 |
|
Purchase |
170 |
10576 |
|
Purchase |
701 |
10576 |
|
Purchase |
4 |
10577 |
|
Purchase |
13 |
10577 |
|
Purchase |
59 |
10577 |
|
Purchase |
68 |
10577 |
|
Sale |
24 |
10580 |
|
Purchase |
190 |
10580 |
|
Sale |
123 |
10581 |
|
Sale |
111 |
10581 |
|
Sale |
56 |
10581 |
|
Sale |
6 |
10581 |
|
Sale |
4 |
10581 |
|
Purchase |
5 |
10581 |
|
Purchase |
5 |
10581 |
|
Purchase |
348 |
10581 |
|
Purchase |
203 |
10582 |
|
Purchase |
482 |
10582 |
|
Purchase |
319 |
10583 |
|
Purchase |
700 |
10583 |
|
Sale |
200 |
10584 |
|
Purchase |
188 |
10584 |
|
Sale |
563 |
10585 |
|
Sale |
221 |
10585 |
|
Sale |
118 |
10585 |
|
Purchase |
23 |
10585 |
|
Purchase |
13 |
10586 |
|
Purchase |
464 |
10586 |
|
Sale |
9 |
10587 |
|
Sale |
1 |
10587 |
|
Purchase |
202 |
10587 |
|
Purchase |
7 |
10589 |
|
Sale |
200 |
10590 |
|
Sale |
7 |
10590 |
|
Purchase |
1 |
10594 |
|
Purchase |
1 |
10594 |
|
Purchase |
1 |
10594 |
|
Purchase |
1 |
10594 |
|
Purchase |
1 |
10594 |
|
Purchase |
23 |
10594 |
|
Purchase |
55 |
10594 |
|
Purchase |
85 |
10594 |
|
Purchase |
91 |
10594 |
|
Purchase |
130 |
10594 |
|
Purchase |
135 |
10594 |
|
Purchase |
137 |
10594 |
|
Purchase |
178 |
10594 |
|
Purchase |
200 |
10594 |
|
Purchase |
560 |
10594 |
|
Sale |
1148 |
10595 |
|
Sale |
490 |
10595 |
|
Sale |
474 |
10595 |
|
Purchase |
2 |
10595 |
|
Purchase |
3 |
10595 |
|
Purchase |
5 |
10595 |
|
Purchase |
61 |
10595 |
|
Purchase |
210 |
10595 |
|
Purchase |
224 |
10595 |
|
Purchase |
454 |
10595 |
|
Purchase |
200 |
10596 |
|
Sale |
174 |
10597 |
|
Sale |
132 |
10597 |
|
Purchase |
4 |
10597 |
|
Purchase |
53 |
10597 |
|
Purchase |
74 |
10597 |
|
Purchase |
84 |
10597 |
|
Purchase |
89 |
10597 |
|
Purchase |
180 |
10597 |
|
Sale |
701 |
10598 |
|
Sale |
670 |
10598 |
|
Purchase |
3 |
10598 |
|
Purchase |
116 |
10598 |
|
Sale |
671 |
10600 |
|
Sale |
609 |
10600 |
|
Sale |
91 |
10600 |
|
Sale |
14 |
10600 |
|
Purchase |
6 |
10600 |
|
Purchase |
28 |
10600 |
|
Purchase |
50 |
10600 |
|
Purchase |
200 |
10600 |
|
Purchase |
418 |
10600 |
|
Purchase |
61 |
10601 |
|
Purchase |
120 |
10601 |
|
Purchase |
214 |
10601 |
|
Purchase |
46 |
10602 |
|
Purchase |
60 |
10603 |
|
Purchase |
262 |
10603 |
|
Purchase |
450 |
10603 |
|
Purchase |
5 |
10604 |
|
Purchase |
14 |
10604 |
|
Purchase |
70 |
10604 |
|
Purchase |
16 |
10607 |
|
Purchase |
1 |
10608 |
|
Purchase |
5 |
10608 |
|
Purchase |
6 |
10608 |
|
Purchase |
13 |
10608 |
|
Purchase |
14 |
10608 |
|
Purchase |
78 |
10608 |
|
Purchase |
5 |
10609 |
|
Purchase |
387 |
10609 |
|
Purchase |
550 |
10609 |
|
Sale |
688 |
10610 |
|
Purchase |
2356 |
10610 |
|
Purchase |
8 |
10614 |
|
Purchase |
22 |
10615 |
|
Purchase |
35 |
10617 |
|
Purchase |
60 |
10617 |
|
Purchase |
160 |
10617 |
|
Purchase |
160 |
10617 |
|
Purchase |
500 |
10617 |
|
Purchase |
3 |
10618 |
|
Purchase |
6 |
10618 |
|
Purchase |
59 |
10618 |
|
Purchase |
3 |
10619 |
|
Purchase |
11 |
10619 |
|
Purchase |
20 |
10619 |
|
Purchase |
170 |
10619 |
|
Sale |
336 |
10620 |
|
Sale |
180 |
10620 |
|
Sale |
133 |
10620 |
|
Purchase |
1 |
10620 |
|
Purchase |
221 |
10620 |
|
Purchase |
703 |
10620 |
|
Purchase |
1564 |
10620 |
|
Purchase |
7 |
10621 |
|
Purchase |
110 |
10621 |
|
Purchase |
70 |
10622 |
|
Purchase |
95 |
10622 |
|
Purchase |
170 |
10622 |
|
Sale |
1000 |
10623 |
|
Purchase |
1 |
10623 |
|
Purchase |
2 |
10623 |
|
Purchase |
7 |
10623 |
|
Purchase |
8 |
10623 |
|
Purchase |
92 |
10623 |
|
Purchase |
100 |
10623 |
|
Purchase |
170 |
10623 |
|
Purchase |
5 |
10624 |
|
Purchase |
5 |
10624 |
|
Purchase |
9 |
10624 |
|
Purchase |
40 |
10624 |
|
Purchase |
45 |
10624 |
|
Purchase |
63 |
10624 |
|
Purchase |
66 |
10624 |
|
Purchase |
160 |
10624 |
|
Purchase |
160 |
10624 |
|
Purchase |
1 |
10625 |
|
Purchase |
1 |
10625 |
|
Purchase |
137 |
10625 |
|
Sale |
200 |
10626 |
|
Sale |
99 |
10626 |
|
Sale |
35 |
10626 |
|
Sale |
34 |
10626 |
|
Purchase |
11 |
10626 |
|
Purchase |
160 |
10626 |
|
Sale |
1253 |
10627 |
|
Sale |
473 |
10627 |
|
Sale |
57 |
10627 |
|
Sale |
2 |
10627 |
|
Sale |
1 |
10627 |
|
Purchase |
3 |
10628 |
|
Purchase |
4 |
10628 |
|
Purchase |
4 |
10628 |
|
Purchase |
8 |
10628 |
|
Purchase |
17 |
10628 |
|
Purchase |
28 |
10628 |
|
Purchase |
63 |
10628 |
|
Purchase |
160 |
10628 |
|
Purchase |
170 |
10628 |
|
Purchase |
188 |
10628 |
|
Purchase |
587 |
10628 |
|
Purchase |
850 |
10628 |
|
Sale |
55 |
10630 |
|
Sale |
39 |
10630 |
|
Sale |
37 |
10630 |
|
Sale |
25 |
10630 |
|
Purchase |
55 |
10630 |
|
Purchase |
170 |
10630 |
|
Sale |
662 |
10631 |
|
Sale |
43 |
10631 |
|
Sale |
2351 |
10632 |
|
Sale |
746 |
10632 |
|
Sale |
350 |
10632 |
|
Sale |
148 |
10632 |
|
Sale |
1197 |
10633 |
|
Purchase |
159 |
10633 |
|
Purchase |
163 |
10633 |
|
Purchase |
180 |
10633 |
|
Purchase |
201 |
10633 |
|
Sale |
318 |
10634 |
|
Purchase |
25 |
10634 |
|
Purchase |
1 |
10635 |
|
Purchase |
51 |
10636 |
|
Purchase |
13 |
10639 |
|
Purchase |
14 |
10639 |
|
Purchase |
438 |
10639 |
|
Sale |
121 |
10640 |
|
Purchase |
28 |
10640 |
|
Purchase |
103 |
10640 |
|
Purchase |
167 |
10640 |
|
Purchase |
220 |
10640 |
|
Purchase |
334 |
10640 |
|
Purchase |
336 |
10640 |
|
Sale |
233 |
10641 |
|
Purchase |
581 |
10641 |
|
Sale |
188 |
10643 |
|
Purchase |
2 |
10644 |
|
Purchase |
3 |
10644 |
|
Purchase |
6 |
10644 |
|
Purchase |
9 |
10644 |
|
Purchase |
13 |
10644 |
|
Purchase |
15 |
10644 |
|
Purchase |
178 |
10644 |
|
Purchase |
218 |
10644 |
|
Purchase |
226 |
10644 |
|
Purchase |
184 |
10645 |
|
Purchase |
7 |
10647 |
|
Purchase |
3 |
10648 |
|
Purchase |
4 |
10648 |
|
Purchase |
4 |
10648 |
|
Purchase |
1226 |
10648 |
|
Sale |
1083 |
10649 |
|
Purchase |
811 |
10649 |
|
Sale |
358 |
10650 |
|
Purchase |
3 |
10650 |
|
Purchase |
13 |
10650 |
|
Purchase |
273 |
10650 |
|
Purchase |
1316 |
10650 |
|
Purchase |
2074 |
10650 |
|
Sale |
76 |
10652 |
|
Sale |
16 |
10652 |
|
Sale |
1 |
10652 |
|
Sale |
3 |
10655 |
|
Purchase |
2 |
10655 |
|
Purchase |
6 |
10655 |
|
Purchase |
9 |
10655 |
|
Purchase |
270 |
10655 |
|
Sale |
180 |
10656 |
|
Sale |
100 |
10656 |
|
Purchase |
89 |
10656 |
|
Purchase |
128 |
10657 |
|
Purchase |
214 |
10657 |
|
Purchase |
214 |
10658 |
|
Purchase |
5 |
10660 |
|
Purchase |
474 |
10660 |
|
Purchase |
1415 |
10660 |
|
Sale |
100 |
10661 |
|
Purchase |
90 |
10661 |
|
Purchase |
838 |
10661 |
|
Sale |
90 |
10662 |
|
Purchase |
148 |
10662 |
|
Sale |
70 |
10664 |
|
Sale |
4 |
10664 |
|
Sale |
36 |
10666 |
|
Sale |
3 |
10668 |
|
Sale |
93891 |
10668.81 |
|
Purchase |
93891 |
10668.81 |
|
Sale |
876 |
10669 |
|
Sale |
9 |
10669 |
|
Purchase |
13 |
10669 |
|
Purchase |
14 |
10669 |
|
Purchase |
72 |
10669 |
|
Purchase |
523 |
10669 |
|
Sale |
18 |
10670 |
|
Purchase |
3 |
10670 |
|
Purchase |
251 |
10670 |
|
Purchase |
305 |
10670 |
|
Purchase |
718 |
10670 |
|
Purchase |
1 |
10671 |
|
Purchase |
2 |
10671 |
|
Purchase |
5 |
10671 |
|
Purchase |
12 |
10671 |
|
Purchase |
22 |
10671 |
|
Purchase |
333 |
10671 |
|
Purchase |
530 |
10671 |
|
Sale |
6 |
10672 |
|
Sale |
2 |
10672 |
|
Purchase |
77 |
10673 |
|
Sale |
1021 |
10674 |
|
Sale |
131 |
10674 |
|
Sale |
85 |
10674 |
|
Sale |
1 |
10674 |
|
Sale |
1 |
10674 |
|
Sale |
800 |
10675 |
|
Sale |
590 |
10675 |
|
Sale |
111 |
10675 |
|
Sale |
50 |
10675 |
|
Purchase |
1 |
10675 |
|
Purchase |
9 |
10675 |
|
Purchase |
180 |
10675 |
|
Purchase |
193 |
10675 |
|
Sale |
93048 |
10675.45 |
|
Purchase |
93048 |
10675.45 |
|
Sale |
12 |
10677 |
|
Purchase |
3 |
10679 |
|
Purchase |
4 |
10679 |
|
Purchase |
92 |
10679 |
|
Purchase |
105 |
10679 |
|
Purchase |
170 |
10679 |
|
Purchase |
526 |
10679 |
|
Sale |
379 |
10680 |
|
Sale |
361 |
10680 |
|
Sale |
72 |
10680 |
|
Purchase |
50 |
10680 |
|
Purchase |
100 |
10680 |
|
Purchase |
1000 |
10680 |
|
Purchase |
3 |
10681 |
|
Sale |
230 |
10682 |
|
Sale |
210 |
10682 |
|
Sale |
49 |
10682 |
|
Sale |
41 |
10682 |
|
Sale |
22 |
10682 |
|
Sale |
1 |
10682 |
|
Purchase |
220 |
10682 |
|
Purchase |
483 |
10682 |
|
Sale |
561 |
10683 |
|
Sale |
49 |
10683 |
|
Sale |
27 |
10683 |
|
Purchase |
6 |
10683 |
|
Purchase |
14 |
10683 |
|
Purchase |
150 |
10683 |
|
Purchase |
601 |
10683 |
|
Purchase |
84 |
10684 |
|
Purchase |
500 |
10684 |
|
Sale |
359 |
10686 |
|
Sale |
188 |
10686 |
|
Sale |
84 |
10686 |
|
Sale |
80 |
10686 |
|
Sale |
78 |
10686 |
|
Sale |
1 |
10686 |
|
Purchase |
253 |
10686 |
|
Purchase |
533 |
10686 |
|
Purchase |
625 |
10686 |
|
Sale |
188 |
10687 |
|
Sale |
104 |
10687 |
|
Sale |
95 |
10687 |
|
Sale |
65 |
10687 |
|
Sale |
33 |
10687 |
|
Purchase |
12 |
10687 |
|
Purchase |
180 |
10687 |
|
Sale |
1310 |
10688 |
|
Sale |
443 |
10688 |
|
Sale |
200 |
10688 |
|
Sale |
57 |
10688 |
|
Sale |
55 |
10688 |
|
Sale |
43 |
10688 |
|
Purchase |
100 |
10688 |
|
Purchase |
160 |
10688 |
|
Purchase |
1336 |
10688 |
|
Sale |
862 |
10689 |
|
Sale |
663 |
10689 |
|
Sale |
547 |
10689 |
|
Sale |
200 |
10689 |
|
Sale |
188 |
10689 |
|
Sale |
78 |
10689 |
|
Sale |
59 |
10689 |
|
Purchase |
2 |
10689 |
|
Purchase |
3 |
10689 |
|
Purchase |
14 |
10689 |
|
Purchase |
139 |
10689 |
|
Purchase |
170 |
10689 |
|
Purchase |
18 |
10690 |
|
Purchase |
376 |
10690 |
|
Purchase |
460 |
10690 |
|
Sale |
128 |
10692 |
|
Purchase |
11 |
10692 |
|
Purchase |
15 |
10692 |
|
Purchase |
63 |
10692 |
|
Purchase |
85 |
10692 |
|
Purchase |
180 |
10692 |
|
Purchase |
30 |
10693 |
|
Purchase |
200 |
10693 |
|
Purchase |
11 |
10695 |
|
Purchase |
13 |
10695 |
|
Purchase |
14 |
10695 |
|
Purchase |
44 |
10695 |
|
Purchase |
887 |
10695 |
|
Purchase |
35 |
10696 |
|
Purchase |
70 |
10696 |
|
Purchase |
97 |
10696 |
|
Purchase |
198 |
10696 |
|
Purchase |
2 |
10697 |
|
Purchase |
4 |
10697 |
|
Purchase |
161 |
10697 |
|
Purchase |
257 |
10697 |
|
Sale |
623 |
10698 |
|
Sale |
351 |
10698 |
|
Sale |
145 |
10698 |
|
Sale |
2 |
10698 |
|
Purchase |
13 |
10698 |
|
Purchase |
26 |
10698 |
|
Purchase |
193 |
10698 |
|
Sale |
250 |
10699 |
|
Sale |
188 |
10699 |
|
Sale |
90 |
10699 |
|
Sale |
5 |
10699 |
|
Sale |
1322 |
10700 |
|
Sale |
914 |
10700 |
|
Sale |
706 |
10700 |
|
Sale |
630 |
10700 |
|
Sale |
507 |
10700 |
|
Sale |
277 |
10700 |
|
Sale |
204 |
10700 |
|
Sale |
91 |
10700 |
|
Sale |
11 |
10700 |
|
Sale |
9 |
10700 |
|
Purchase |
1 |
10700 |
|
Purchase |
4 |
10700 |
|
Purchase |
6 |
10700 |
|
Purchase |
11 |
10700 |
|
Purchase |
15 |
10700 |
|
Purchase |
16 |
10700 |
|
Purchase |
52 |
10700 |
|
Purchase |
53 |
10700 |
|
Purchase |
102 |
10700 |
|
Purchase |
104 |
10700 |
|
Purchase |
112 |
10700 |
|
Purchase |
165 |
10700 |
|
Purchase |
499 |
10700 |
|
Purchase |
501 |
10700 |
|
Purchase |
971 |
10700 |
|
Purchase |
2000 |
10700 |
|
Sale |
153 |
10701 |
|
Sale |
6 |
10701 |
|
Purchase |
6 |
10701 |
|
Purchase |
10 |
10701 |
|
Purchase |
100 |
10701 |
|
Purchase |
108 |
10701 |
|
Purchase |
188 |
10701 |
|
Purchase |
188 |
10702 |
|
Sale |
543 |
10703 |
|
Purchase |
128 |
10703 |
|
Purchase |
136 |
10703 |
|
Purchase |
148 |
10703 |
|
Purchase |
188 |
10703 |
|
Purchase |
343 |
10703 |
|
Sale |
744 |
10704 |
|
Sale |
800 |
10705 |
|
Sale |
276 |
10705 |
|
Sale |
80 |
10705 |
|
Sale |
10 |
10705 |
|
Sale |
117 |
10706 |
|
Sale |
65 |
10706 |
|
Sale |
23 |
10706 |
|
Purchase |
12 |
10706 |
|
Purchase |
21 |
10706 |
|
Purchase |
27 |
10706 |
|
Purchase |
738 |
10706 |
|
Sale |
4 |
10707 |
|
Purchase |
180 |
10707 |
|
Purchase |
779 |
10707 |
|
Sale |
1583 |
10708 |
|
Sale |
105 |
10708 |
|
Purchase |
54 |
10708 |
|
Purchase |
673 |
10709 |
|
Sale |
1 |
10710 |
|
Purchase |
10 |
10710 |
|
Purchase |
57 |
10710 |
|
Purchase |
65 |
10710 |
|
Purchase |
88 |
10710 |
|
Purchase |
95 |
10710 |
|
Purchase |
160 |
10710 |
|
Purchase |
170 |
10711 |
|
Sale |
1709 |
10712 |
|
Sale |
1427 |
10712 |
|
Sale |
546 |
10712 |
|
Sale |
225 |
10712 |
|
Sale |
135 |
10712 |
|
Purchase |
974 |
10712 |
|
Sale |
267 |
10713 |
|
Purchase |
1 |
10713 |
|
Purchase |
32 |
10713 |
|
Purchase |
145 |
10713 |
|
Purchase |
151 |
10713 |
|
Purchase |
190 |
10713 |
|
Sale |
464 |
10714 |
|
Sale |
96 |
10714 |
|
Sale |
52 |
10714 |
|
Purchase |
8 |
10714 |
|
Purchase |
60 |
10714 |
|
Sale |
4 |
10715 |
|
Purchase |
4 |
10715 |
|
Purchase |
11 |
10715 |
|
Purchase |
13 |
10715 |
|
Purchase |
13 |
10715 |
|
Purchase |
13 |
10715 |
|
Purchase |
35 |
10715 |
|
Purchase |
611 |
10715 |
|
Sale |
96 |
10716 |
|
Sale |
74 |
10716 |
|
Sale |
1 |
10716 |
|
Purchase |
6 |
10716 |
|
Purchase |
10 |
10716 |
|
Purchase |
14 |
10716 |
|
Purchase |
67 |
10716 |
|
Purchase |
74 |
10716 |
|
Purchase |
75 |
10716 |
|
Purchase |
170 |
10716 |
|
Purchase |
174 |
10716 |
|
Purchase |
200 |
10716 |
|
Purchase |
202 |
10716 |
|
Purchase |
218 |
10716 |
|
Purchase |
301 |
10716 |
|
Purchase |
44 |
10717 |
|
Purchase |
67 |
10717 |
|
Purchase |
90 |
10717 |
|
Purchase |
170 |
10717 |
|
Purchase |
212 |
10717 |
|
Sale |
996 |
10718 |
|
Sale |
305 |
10718 |
|
Sale |
106 |
10718 |
|
Sale |
100 |
10718 |
|
Sale |
2 |
10718 |
|
Sale |
2 |
10718 |
|
Purchase |
3 |
10718 |
|
Purchase |
14 |
10718 |
|
Purchase |
26 |
10718 |
|
Purchase |
73 |
10718 |
|
Purchase |
190 |
10718 |
|
Sale |
351 |
10719 |
|
Sale |
343 |
10719 |
|
Sale |
116 |
10719 |
|
Sale |
99 |
10719 |
|
Sale |
43 |
10719 |
|
Sale |
25 |
10719 |
|
Sale |
23 |
10719 |
|
Sale |
5 |
10719 |
|
Sale |
4 |
10719 |
|
Sale |
4 |
10719 |
|
Sale |
2 |
10719 |
|
Sale |
1 |
10719 |
|
Sale |
1 |
10719 |
|
Purchase |
68 |
10719 |
|
Purchase |
577 |
10719 |
|
Sale |
32 |
10720 |
|
Purchase |
3 |
10720 |
|
Purchase |
6 |
10720 |
|
Purchase |
19 |
10720 |
|
Purchase |
26 |
10720 |
|
Purchase |
28 |
10720 |
|
Purchase |
35 |
10720 |
|
Purchase |
54 |
10720 |
|
Purchase |
58 |
10720 |
|
Purchase |
97 |
10720 |
|
Purchase |
411 |
10720 |
|
Purchase |
577 |
10720 |
|
Purchase |
993 |
10720 |
|
Sale |
161 |
10721 |
|
Purchase |
888 |
10721 |
|
Sale |
1007 |
10722 |
|
Sale |
175 |
10722 |
|
Sale |
26 |
10722 |
|
Sale |
23 |
10722 |
|
Sale |
4 |
10722 |
|
Sale |
3 |
10722 |
|
Purchase |
1 |
10722 |
|
Purchase |
1 |
10722 |
|
Purchase |
236 |
10722 |
|
Purchase |
1400 |
10722 |
|
Sale |
886 |
10723 |
|
Purchase |
14 |
10723 |
|
Purchase |
32 |
10723 |
|
Purchase |
170 |
10723 |
|
Sale |
124 |
10724 |
|
Sale |
23 |
10724 |
|
Sale |
633 |
10725 |
|
Sale |
55 |
10725 |
|
Purchase |
1 |
10725 |
|
Sale |
174 |
10726 |
|
Purchase |
5 |
10726 |
|
Purchase |
51 |
10726 |
|
Purchase |
172 |
10726 |
|
Purchase |
200 |
10726 |
|
Purchase |
611 |
10726 |
|
Sale |
2330 |
10727 |
|
Sale |
311 |
10727 |
|
Sale |
311 |
10727 |
|
Sale |
120 |
10727 |
|
Sale |
109 |
10727 |
|
Sale |
105 |
10727 |
|
Sale |
51 |
10727 |
|
Sale |
25 |
10727 |
|
Sale |
500 |
10728 |
|
Sale |
356 |
10728 |
|
Sale |
232 |
10728 |
|
Sale |
179 |
10728 |
|
Sale |
2 |
10728 |
|
Purchase |
6 |
10728 |
|
Purchase |
12 |
10728 |
|
Purchase |
13 |
10728 |
|
Purchase |
14 |
10728 |
|
Purchase |
69 |
10728 |
|
Purchase |
98 |
10728 |
|
Purchase |
132 |
10728 |
|
Sale |
262 |
10729 |
|
Purchase |
8 |
10730 |
|
Purchase |
1179 |
10730 |
|
Sale |
1182 |
10731 |
|
Sale |
319 |
10731 |
|
Sale |
4 |
10731 |
|
Sale |
2 |
10731 |
|
Sale |
2 |
10731 |
|
Sale |
1 |
10731 |
|
Sale |
1 |
10731 |
|
Sale |
1 |
10731 |
|
Sale |
500 |
10733 |
|
Sale |
157 |
10733 |
|
Sale |
85 |
10733 |
|
Sale |
77 |
10733 |
|
Sale |
255 |
10734 |
|
Sale |
116 |
10734 |
|
Sale |
111 |
10734 |
|
Sale |
2 |
10734 |
|
Sale |
1 |
10734 |
|
Sale |
188 |
10737 |
|
Sale |
446 |
10738 |
|
Sale |
337 |
10738 |
|
Sale |
337 |
10738 |
|
Sale |
51 |
10738 |
|
Sale |
5 |
10738 |
|
Sale |
156 |
10739 |
|
Sale |
1 |
10740 |
|
Purchase |
30 |
10741 |
|
Sale |
111 |
10744 |
|
Sale |
64 |
10744 |
|
Purchase |
4 |
10744 |
|
Purchase |
9 |
10744 |
|
Purchase |
131 |
10744 |
|
Purchase |
932 |
10744 |
|
Sale |
1285 |
10745 |
|
Sale |
229 |
10745 |
|
Purchase |
54 |
10745 |
|
Purchase |
68 |
10745 |
|
Purchase |
212 |
10745 |
|
Purchase |
326 |
10745 |
|
Purchase |
1127 |
10745 |
|
Sale |
969 |
10746 |
|
Sale |
120 |
10746 |
|
Sale |
76 |
10746 |
|
Sale |
21 |
10746 |
|
Sale |
20 |
10746 |
|
Purchase |
817 |
10746 |
|
Sale |
292 |
10751 |
|
Purchase |
5 |
10752 |
|
Purchase |
29 |
10752 |
|
Purchase |
89 |
10752 |
|
Purchase |
115 |
10752 |
|
Purchase |
217 |
10752 |
|
Purchase |
260 |
10752 |
|
Purchase |
536 |
10752 |
|
Purchase |
27 |
10753 |
|
Purchase |
35 |
10753 |
|
Purchase |
268 |
10766 |
|
Purchase |
24 |
10767 |
|
Purchase |
50 |
10767 |
|
Purchase |
200 |
10767 |
|
Purchase |
3 |
10768 |
|
Purchase |
13 |
10768 |
|
Purchase |
13 |
10768 |
|
Purchase |
107 |
10768 |
|
Purchase |
4 |
10769 |
|
Purchase |
8 |
10769 |
|
Purchase |
11 |
10769 |
|
Purchase |
14 |
10769 |
|
Purchase |
150 |
10769 |
|
Purchase |
191 |
10769 |
|
Purchase |
2 |
10770 |
|
Purchase |
4 |
10770 |
|
Purchase |
23 |
10770 |
|
Purchase |
27 |
10770 |
|
Purchase |
28 |
10770 |
|
Purchase |
100 |
10770 |
|
Purchase |
723 |
10770 |
|
Sale |
1 |
10771 |
|
Purchase |
7 |
10771 |
|
Purchase |
27 |
10771 |
|
Purchase |
29 |
10771 |
|
Purchase |
38 |
10771 |
|
Purchase |
132 |
10771 |
|
Sale |
23 |
10775 |
|
Sale |
1 |
10775 |
|
Sale |
1 |
10775 |
|
Purchase |
8 |
10775 |
|
Purchase |
100 |
10775 |
|
Sale |
272 |
10776 |
|
Purchase |
1 |
10776 |
|
Purchase |
2 |
10776 |
|
Purchase |
7 |
10776 |
|
Purchase |
13 |
10776 |
|
Purchase |
107 |
10776 |
|
Purchase |
1064 |
10776 |
|
Purchase |
156 |
10777 |
|
Purchase |
2 |
10778 |
|
Purchase |
105 |
10778 |
|
Purchase |
529 |
10778 |
|
Purchase |
122 |
10779 |
|
Sale |
531 |
10780 |
|
Sale |
61 |
10780 |
|
Sale |
7 |
10780 |
|
Sale |
4 |
10780 |
|
Sale |
3 |
10780 |
|
Sale |
3 |
10780 |
|
Sale |
1 |
10780 |
|
Sale |
1 |
10780 |
|
Sale |
1 |
10780 |
|
Sale |
1 |
10780 |
|
Purchase |
3 |
10780 |
|
Purchase |
7 |
10780 |
|
Purchase |
13 |
10780 |
|
Purchase |
13 |
10780 |
|
Purchase |
22 |
10780 |
|
Purchase |
54 |
10780 |
|
Purchase |
223 |
10780 |
|
Purchase |
279 |
10780 |
|
Purchase |
8 |
10781 |
|
Purchase |
1 |
10782 |
|
Purchase |
13 |
10782 |
|
Purchase |
14 |
10782 |
|
Purchase |
141 |
10782 |
|
Purchase |
142 |
10782 |
|
Sale |
206 |
10788 |
|
Purchase |
256 |
10788 |
|
Purchase |
13 |
10789 |
|
Purchase |
14 |
10789 |
|
Purchase |
84 |
10789 |
|
Sale |
200 |
10790 |
|
Sale |
80 |
10790 |
|
Sale |
187 |
10792 |
|
Sale |
180 |
10792 |
|
Sale |
4 |
10792 |
|
Purchase |
9 |
10794 |
|
Purchase |
500 |
10795 |
|
Sale |
1 |
10797 |
|
Purchase |
237 |
10797 |
|
Sale |
2 |
10798 |
|
Sale |
431 |
10799 |
|
Purchase |
50 |
10799 |
|
Purchase |
477 |
10799 |
|
Sale |
3 |
10800 |
|
Sale |
2 |
10800 |
|
Purchase |
67 |
10800 |
|
Purchase |
69 |
10801 |
|
Purchase |
86 |
10801 |
|
Purchase |
252 |
10802 |
|
Sale |
14 |
10804 |
|
Sale |
3 |
10804 |
|
Sale |
2 |
10804 |
|
Purchase |
7 |
10805 |
|
Purchase |
13 |
10805 |
|
Purchase |
371 |
10805 |
|
Sale |
3 |
10807 |
|
Sale |
317 |
10808 |
|
Sale |
79 |
10808 |
|
Sale |
600 |
10810 |
|
Sale |
113 |
10810 |
|
Sale |
7 |
10810 |
|
Sale |
307 |
10811 |
|
Purchase |
5 |
10813 |
|
Purchase |
370 |
10816 |
|
Sale |
502 |
10818 |
|
Sale |
257 |
10818 |
|
Sale |
10 |
10818 |
|
Sale |
209 |
10820 |
|
Sale |
83 |
10820 |
|
Purchase |
69 |
10820 |
|
Purchase |
108 |
10820 |
|
Purchase |
213 |
10820 |
|
Purchase |
1 |
10821 |
|
Purchase |
2 |
10821 |
|
Purchase |
69 |
10821 |
|
Sale |
3 |
10822 |
|
Sale |
400 |
10827 |
|
Sale |
1064 |
10828 |
|
Sale |
87 |
10828 |
|
Sale |
45 |
10828 |
|
Sale |
881 |
10830 |
|
Sale |
605 |
10830 |
|
Sale |
78 |
10830 |
|
Sale |
2 |
10830 |
|
Purchase |
69 |
10830 |
|
Purchase |
80 |
10830 |
|
Purchase |
829 |
10830 |
|
Sale |
1367 |
10831 |
|
Sale |
322 |
10831 |
|
Sale |
80 |
10831 |
|
Sale |
1 |
10831 |
|
Sale |
1762 |
10835 |
|
Sale |
84 |
10837 |
|
Sale |
5 |
10837 |
|
Sale |
5 |
10839 |
|
Sale |
260 |
10840 |
|
Sale |
82 |
10840 |
|
Sale |
9 |
10840 |
|
Sale |
2 |
10840 |
|
Total purchases |
280830 |
|
|
Total sales |
279987 |
(b) Derivatives transactions (other than options)
|
Product name, e.g CFD |
Long/short (Note 5) |
Number of securities (Note 6) |
Price per unit (Note 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name,e.g. call option |
Writing, selling, purchasing, varying etc |
Number of securities to which the option relates (Note 6) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 4) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 4) |
(d) Other dealings (including new securities) (Note 3)
|
Nature of transaction(Note 7) |
Details |
Price per unit (if applicable) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
……………………………………………………………………
……………………………………………………………………
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
|
Date of disclosure |
16 September 2008 |
|
Contact name |
Netsanet Solomon |
|
Telephone number |
020 7567 8289 |
|
Name of offeree/offeror with which connected |
BHP Billiton PLC BHP Billiton LTD |
|
Nature of connection (Note 9) |
CONNECTED ADVISER |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
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