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EPT Disclosure

24th Nov 2008 11:34

RNS Number : 7691I
Credit Suisse Equities (Australia)
24 November 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

 

Company dealt in

BHP Billiton Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary Shares

Date of dealing

21-11-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

13028548

0.388

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

13028548

0.388

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

8,349

21.90

Purchase

5,000

21.90

Purchase

2,000

21.90

Purchase

1,000

21.90

Purchase

5,772

21.90

Purchase

7,350

21.90

Purchase

2,000

21.90

Purchase

200

21.90

Purchase

1,129

21.90

Purchase

252

21.91

Purchase

23

21.91

Purchase

200

21.08

Purchase

275

21.22

Purchase

477

21.00

Purchase

500

21.00

Purchase

2,218

21.00

Purchase

500

21.00

Purchase

265

21.00

Purchase

1,250

21.00

Purchase

150

21.00

Purchase

1,000

21.00

Purchase

3,000

21.00

Purchase

300

21.00

Purchase

600

21.00

Purchase

2,000

21.00

Purchase

1,500

21.00

Purchase

1,000

21.00

Purchase

500

21.00

Purchase

25

21.00

Purchase

400

21.00

Purchase

1,199

21.00

Purchase

2,000

20.93

Purchase

100

20.90

Purchase

688

20.90

Purchase

1,257

20.90

Purchase

7

20.90

Purchase

2,043

20.90

Purchase

3

20.89

Purchase

72,242

20.80

Purchase

342

20.80

Purchase

50

20.80

Purchase

79

20.80

Purchase

15

20.80

Purchase

107

20.80

Purchase

252

20.80

Purchase

4,675

20.80

Purchase

2,000

20.80

Purchase

20,238

20.80

Purchase

1,275

20.77

Purchase

5,000

20.77

Purchase

18,725

20.77

Purchase

20,344

20.84

Purchase

2,500

20.84

Purchase

100

20.84

Purchase

296

20.84

Purchase

1,760

20.83

Purchase

3,928

20.87

Purchase

3,713

20.87

Purchase

653

20.87

Purchase

4,361

20.87

Purchase

1,000

20.87

Purchase

100

20.87

Purchase

1,107

20.87

Purchase

106

20.87

Purchase

100

20.87

Purchase

257

20.87

Purchase

2,500

20.86

Purchase

7,175

20.85

Purchase

10,000

20.69

Purchase

500

20.69

Purchase

46

20.69

Purchase

105

20.69

Purchase

5,226

20.69

Purchase

352

20.69

Purchase

271

20.69

Purchase

15,282

20.70

Purchase

9,718

20.70

Purchase

3,696

20.75

Purchase

10,451

20.75

Purchase

2,550

20.75

Purchase

655

20.75

Purchase

660

20.75

Purchase

55

20.75

Purchase

1,100

20.75

Purchase

150

20.75

Purchase

478

20.75

Purchase

105

20.74

Purchase

100

20.74

Purchase

3,000

20.73

Purchase

2,000

20.73

Purchase

250

20.20

Purchase

2,000

20.20

Purchase

200

20.20

Purchase

5,822

20.30

Purchase

2,000

20.30

Purchase

1,500

20.30

Purchase

10,000

20.30

Purchase

5,000

20.30

Purchase

297

20.30

Purchase

19,900

20.30

Purchase

5,296

20.30

Purchase

185

20.30

Purchase

4,135

20.30

Purchase

3,000

20.30

Purchase

19,965

20.30

Purchase

400

20.30

Purchase

20,000

20.30

Purchase

2,500

20.30

Purchase

7,403

20.30

Purchase

1,000

20.30

Purchase

3,000

20.30

Purchase

2,000

20.30

Purchase

500

20.30

Purchase

3,000

20.30

Purchase

2,248

20.30

Purchase

5,000

20.30

Purchase

2,000

20.30

Purchase

8,000

20.30

Purchase

15,000

20.30

Purchase

3,409

20.30

Purchase

5,000

20.30

Purchase

200

20.30

Purchase

341

20.30

Purchase

1,055

20.30

Purchase

4,820

20.30

Purchase

221

20.30

Purchase

1,000

20.30

Purchase

1,000

20.30

Purchase

370

20.30

Purchase

229

20.30

Purchase

22,473

20.30

Purchase

410

20.30

Purchase

1,256

20.30

Purchase

37,462

20.30

Purchase

500

20.30

Purchase

485

20.30

Purchase

10,000

20.30

Purchase

59,400

20.30

Purchase

108

20.29

Purchase

1,000

20.29

Purchase

110

20.29

Purchase

76

20.30

Purchase

43

20.30

Purchase

146

20.30

Purchase

20,000

20.30

Purchase

1,262

20.30

Purchase

1,452

20.30

Purchase

128

20.30

Purchase

127

20.30

Purchase

17

20.30

Purchase

10,000

20.30

Purchase

112

20.30

Purchase

80

20.30

Purchase

17

20.30

Purchase

2,500

20.30

Purchase

1,000

20.30

Purchase

3,400

20.30

Purchase

2,500

20.30

Purchase

1,000

20.30

Purchase

400

20.30

Purchase

3,000

20.30

Purchase

2,740

20.30

Purchase

31

20.19

Purchase

14

20.19

Purchase

17

20.19

Purchase

116

20.19

Purchase

155

20.19

Purchase

3,091

20.03

Purchase

266

20.03

Purchase

2,643

20.03

Purchase

17,422

20.07

Purchase

1,574

20.07

Purchase

278

20.12

Purchase

122

20.12

Purchase

288

20.07

Purchase

638

20.07

Purchase

500

20.07

Purchase

1,981

20.07

Purchase

1

20.07

Purchase

1

20.07

Purchase

1

20.07

Purchase

2,500

20.07

Purchase

500

20.07

Purchase

200

20.11

Purchase

36

20.11

Purchase

6,447

20.11

Purchase

200

20.11

Purchase

1,393

20.07

Purchase

1,000

20.07

Purchase

500

20.07

Purchase

350

20.07

Purchase

100

20.07

Purchase

8,500

20.07

Purchase

10,000

20.07

Purchase

2,000

20.07

Purchase

751

20.07

Purchase

1,720

20.12

Purchase

750

20.12

Purchase

200

20.12

Purchase

200

20.12

Purchase

49

20.12

Purchase

10,000

20.12

Purchase

1

20.12

Purchase

1

20.12

Purchase

4,077

20.19

Purchase

1,200

20.19

Purchase

6,868

20.19

Purchase

796

20.19

Purchase

500

20.19

Purchase

1,000

20.12

Purchase

2,000

20.12

Purchase

2,894

20.12

Purchase

10,500

20.24

Purchase

1,000

20.24

Purchase

400

20.24

Purchase

2,500

20.24

Purchase

5,600

20.24

Purchase

1,515

20.24

Purchase

3,500

20.24

Purchase

500

20.24

Purchase

500

20.24

Purchase

1,200

20.24

Purchase

2,500

20.24

Purchase

2,500

20.24

Purchase

785

20.24

Purchase

2,000

20.23

Purchase

1,559

20.25

Purchase

500

20.12

Purchase

1,000

20.12

Purchase

400

20.12

Purchase

1,000

20.12

Purchase

250

20.12

Purchase

500

20.12

Purchase

500

20.12

Purchase

500

20.12

Purchase

385

20.12

Purchase

500

20.12

Purchase

650

20.12

Purchase

100,000

21.03

Purchase

275,000

21.11

Purchase

100,000

20.57

Sale

-10,000

21.90

Sale

-20,000

21.72

Sale

-398

21.72

Sale

-1,000

21.60

Sale

-872

21.50

Sale

-3,927

20.60

Sale

-125

20.20

Sale

-2,776

20.28

Sale

-4,124

20.28

Sale

-50,000

20.25

Sale

-50,000

21.19

Sale

-40,369

21.90

Sale

-1,496

21.98

Sale

-2,015

21.98

Sale

-120

21.98

Sale

-1,000

21.98

Sale

-5,000

21.98

Sale

-100,000

21.77

Sale

-136,524

21.70

Sale

-20,000

21.70

Sale

-280

21.70

Sale

-100

21.70

Sale

-20,000

21.70

Sale

-2

21.70

Sale

-32

21.70

Sale

-1,951

21.72

Sale

-288

21.72

Sale

-2

21.72

Sale

-16

21.72

Sale

-407

21.72

Sale

-7,923

21.60

Sale

-11,574

21.60

Sale

-343

21.60

Sale

-500

21.60

Sale

-100

21.60

Sale

-1,000

21.60

Sale

-600

21.60

Sale

-46

21.60

Sale

-250

21.60

Sale

-230

21.60

Sale

-500

21.60

Sale

-180

21.60

Sale

-50

21.60

Sale

-2,000

21.60

Sale

-9,456

21.60

Sale

-16

21.61

Sale

-128

21.61

Sale

-500

21.61

Sale

-7,189

21.61

Sale

-32

21.62

Sale

-2

21.62

Sale

-3,000

21.62

Sale

-728

21.63

Sale

-25

21.63

Sale

-108

21.63

Sale

-1,898

21.63

Sale

-100

21.70

Sale

-32

21.70

Sale

-12

21.70

Sale

-478

21.70

Sale

-41,858

21.60

Sale

-8,142

21.60

Sale

-814

21.50

Sale

-18,000

21.50

Sale

-25,000

21.50

Sale

-9,832

21.40

Sale

-1,000

21.40

Sale

-3,000

21.40

Sale

-3,770

21.40

Sale

-154

21.40

Sale

-3,683

21.40

Sale

-200

21.40

Sale

-250

21.40

Sale

-1,000

21.40

Sale

-400

21.40

Sale

-568

21.40

Sale

-1,000

21.40

Sale

-1,300

21.40

Sale

-100

21.40

Sale

-200

21.40

Sale

-3,000

21.40

Sale

-2

21.41

Sale

-64

21.41

Sale

-2

21.41

Sale

-114

21.41

Sale

-5,000

21.41

Sale

-1,000

21.41

Sale

-2

21.42

Sale

-4,989

21.42

Sale

-32

21.42

Sale

-4

21.42

Sale

-9,334

21.42

Sale

-3,720

21.50

Sale

-700

21.50

Sale

-32

21.50

Sale

-2

21.50

Sale

-400

21.50

Sale

-460

21.50

Sale

-9

21.15

Sale

-237

21.15

Sale

-6,000

21.15

Sale

-6,000

21.15

Sale

-236

21.15

Sale

-2,272

21.16

Sale

-600

21.16

Sale

-568

21.17

Sale

-32

21.18

Sale

-1,000

21.18

Sale

-1,000

21.18

Sale

-1,000

21.18

Sale

-1,000

21.18

Sale

-1,000

21.18

Sale

-1,000

21.18

Sale

-5,000

21.20

Sale

-592

21.20

Sale

-1,100

21.30

Sale

-500

21.30

Sale

-1,000

21.30

Sale

-5,059

21.30

Sale

-17,099

21.30

Sale

-3,000

21.33

Sale

-64

21.34

Sale

-400

21.35

Sale

-6,714

21.35

Sale

-171,418

21.30

Sale

-1,000

21.30

Sale

-4,598

21.30

Sale

-410

21.30

Sale

-4,789

21.30

Sale

-6,145

21.30

Sale

-1,000

21.30

Sale

-1,000

21.30

Sale

-4,000

21.30

Sale

-1,000

21.30

Sale

-500

21.31

Sale

-50

21.32

Sale

-568

21.33

Sale

-1,561

21.33

Sale

-1,000

21.33

Sale

-880

21.34

Sale

-81

21.35

Sale

-4,389

21.05

Sale

-10,000

21.05

Sale

-3,000

21.05

Sale

-9,424

21.05

Sale

-6,317

21.05

Sale

-9,362

21.05

Sale

-1,808

21.05

Sale

-500

21.05

Sale

-100

21.05

Sale

-1,929

21.05

Sale

-152

21.05

Sale

-136

21.05

Sale

-568

21.05

Sale

-3,000

21.05

Sale

-665

21.05

Sale

-100

21.05

Sale

-1,000

21.05

Sale

-97,890

20.78

Sale

-1,100

20.78

Sale

-60

20.78

Sale

-100

20.78

Sale

-600

20.78

Sale

-250

20.78

Sale

-83,240

20.77

Sale

-50

20.77

Sale

-1,400

20.77

Sale

-3,154

20.77

Sale

-3,032

20.77

Sale

-480

20.77

Sale

-500

20.77

Sale

-500

20.70

Sale

-2,000

20.70

Sale

-1,000

20.77

Sale

-300

20.77

Sale

-300

20.77

Sale

-900

20.77

Sale

-840

20.77

Sale

-32

20.77

Sale

-3,000

20.77

Sale

-200

20.77

Sale

-1,000

20.77

Sale

-32

20.77

Sale

-258

20.77

Sale

-282

20.78

Sale

-3,207

20.66

Sale

-5,000

20.66

Sale

-2,000

20.66

Sale

-500

20.66

Sale

-2,825

20.66

Sale

-600

20.66

Sale

-10,000

20.66

Sale

-2,000

20.66

Sale

-500

20.66

Sale

-1,000

20.66

Sale

-100

20.66

Sale

-200

20.66

Sale

-300

20.66

Sale

-100

20.66

Sale

-100

20.66

Sale

-2,000

20.66

Sale

-2,500

20.66

Sale

-424

20.66

Sale

-100

20.66

Sale

-100

20.66

Sale

-32

20.66

Sale

-64

20.66

Sale

-5,000

20.66

Sale

-5,000

20.66

Sale

-1,046

20.66

Sale

-339

20.66

Sale

-200

20.66

Sale

-1,200

20.67

Sale

-500

20.67

Sale

-2,063

20.67

Sale

-200

20.67

Sale

-800

20.67

Sale

-2,825

20.62

Sale

-5,000

20.62

Sale

-2,000

20.62

Sale

-100

20.62

Sale

-8,528

20.62

Sale

-700

20.62

Sale

-3,647

20.62

Sale

-2,200

20.64

Sale

-74

20.62

Sale

-100

20.62

Sale

-5,447

20.62

Sale

-410

20.62

Sale

-4,106

20.62

Sale

-6,145

20.62

Sale

-5,000

20.62

Sale

-2,000

20.62

Sale

-120

20.62

Sale

-32

20.62

Sale

-150

20.62

Sale

-514

20.62

Sale

-902

20.62

Sale

-8,926

20.60

Sale

-390

20.60

Sale

-5,000

20.60

Sale

-4,107

20.60

Sale

-250

20.60

Sale

-66

20.60

Sale

-500

20.60

Sale

-1,841

20.60

Sale

-100

20.60

Sale

-5,000

20.60

Sale

-27

20.60

Sale

-7,000

20.60

Sale

-64

20.60

Sale

-12,031

20.60

Sale

-271

20.60

Sale

-500

20.60

Sale

-300

20.25

Sale

-1,476

20.28

Sale

-400

20.28

Sale

-3,157

20.28

Sale

-2,848

20.20

Sale

-1,036

20.20

Sale

-201

20.20

Sale

-790

20.20

Sale

-3,205

20.30

Sale

-500

20.30

Sale

-131

20.30

Sale

-850

20.30

Sale

-81

20.30

Sale

-233

20.30

Sale

-100

20.28

Sale

-8,000

20.19

Sale

-4,400

20.15

Sale

-4,973

20.14

Sale

-2,620

20.14

Sale

-100

20.14

Sale

-207

20.14

Sale

-3,096

20.13

Sale

-6,250

20.12

Sale

-1,000

20.12

Sale

-1,750

20.12

Sale

-151

20.14

Sale

-1,000

20.14

Sale

-59

20.14

Sale

-800

20.14

Sale

-123

20.16

Sale

-78

20.16

Sale

-870

20.16

Sale

-5,929

20.16

Sale

-1,419

20.15

Sale

-220

20.15

Sale

-3,052

20.15

Sale

-3,309

20.15

Sale

-9,594

20.12

Sale

-2,549

20.12

Sale

-620

20.12

Sale

-3,714

20.12

TOTAL BUYS:1264098

TOTAL SELLS:1415648

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

24-11-2008

 

Contact name

Carolyn CollinsSimon Crawley

 

Telephone number

44 20 7888 0241

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 9)

ADVISOR

Notes 

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFVLLFLSFIT

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