7th Feb 2008 11:50
Credit Suisse Securities (Eur) Ltd07 February 2008 FORM 38.5 (a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code)1. KEY INFORMATIONName of exempt principal trader Credit Suisse Securities (Europe) LimitedCompany dealt in Rio Tinto PlcClass of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1)Date of dealing 06-Feb-2008 2. DEALINGS (Note 2)(a) Purchases and salesTotal number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3)2352208 55 53.35 Total number of securities sold Highest price received (Note Lowest price received (Note 3) 3)2214715 55 53.42 (b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3)CFD LONG 10000 54.17CFD LONG 14000 54.17CFD LONG 1000 54.17CFD LONG 20000 54.17CFD LONG 5000 54.17CFD SHORT 15000 54.17CFD LONG 10000 54.17CFD SHORT 25000 54.17CFD SHORT 6000 54.17CFD LONG 11739 54.17CFD SHORT 48522 54.17CFD SHORT 5000 54.17CFD LONG 108687 54.17CFD SHORT 27750 54.17CFD SHORT 800 54.17CFD SHORT 22300 54.17CFD SHORT 44600 54.17CFD SHORT 44600 54.17 (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 5) European etc. (Note 3) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 3) 3. OTHER INFORMATIONAgreements, arrangements or understandings relating to options or derivativesFull details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Date of disclosure 07-Feb-2008Contact name Collins,CarolynTelephone number 44 20 7888 0241Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 6) ADVISOR NotesThe Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto