28th Nov 2007 12:19
UBS AG (EPT)28 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Rio Tinto PLCClass of relevant security to which the 10p Ordinarydealings being disclosed relate (Note 1)Date of dealing 27 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 2,322,374 0.23% 2,081 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 2,322,374 0.23% 2,081 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 501 5055 pence PURCHASE 305 5058 PURCHASE 505 5058 PURCHASE 767 5058 PURCHASE 434 5058 PURCHASE 400 5058 PURCHASE 400 5059 PURCHASE 376 5059 PURCHASE 355 5060 SALE 1000 5061 SALE 677 5061 SALE 793 5061 SALE 891 5062 SALE 252 5062 SALE 28 5062 PURCHASE 626 5063 PURCHASE 128 5063 PURCHASE 68 5063 SALE 1000 5064 SALE 888 5064 PURCHASE 500 5064 SALE 55 5066 PURCHASE 300 5066 PURCHASE 400 5067 PURCHASE 780 5067 PURCHASE 400 5068 PURCHASE 400 5068 SALE 2000 5068 SALE 742 5068 SALE 743 5068 SALE 521 5069 SALE 160 5069 PURCHASE 1000 5069 PURCHASE 200 5070 SALE 917 5070 PURCHASE 1000 5070 PURCHASE 1000 5070 PURCHASE 518 5070 PURCHASE 200 5070 PURCHASE 300 5070 SALE 2000 5071 SALE 1000 5072 PURCHASE 7 5074 PURCHASE 767 5074 SALE 390 5076 SALE 658 5078 SALE 320 5078 SALE 250 5079 SALE 250 5079 PURCHASE 100 5079 PURCHASE 1000 5080 PURCHASE 1120 5080 PURCHASE 200 5081 PURCHASE 505 5083 PURCHASE 288 5084 PURCHASE 567 5084 PURCHASE 2294 5084 PURCHASE 365 5084 PURCHASE 292 5084 PURCHASE 192 5084 PURCHASE 185 5084 PURCHASE 145 5084 PURCHASE 368 5084 PURCHASE 750 5086 PURCHASE 1000 5087 PURCHASE 300 5087 SALE 2210 5087 SALE 297 5087 SALE 322 5087 SALE 750 5088 SALE 554 5088 PURCHASE 211 5088 PURCHASE 211 5088 SALE 500 5089 SALE 1978 5089 PURCHASE 302 5090 PURCHASE 858 5090 SALE 504 5090 PURCHASE 2520 5090 PURCHASE 413 5090 SALE 500 5091 PURCHASE 800 5091 PURCHASE 267 5092 PURCHASE 432 5092 SALE 408 5092 SALE 1304 5093 PURCHASE 66 5093 PURCHASE 121 5093 PURCHASE 1600 5093 PURCHASE 375 5093 SALE 134 5093 SALE 268 5093 SALE 750 5093 SALE 72 5093 SALE 416 5094 PURCHASE 400 5094 PURCHASE 34 5095 PURCHASE 767 5095 PURCHASE 767 5095 SALE 34 5095 SALE 2910 5095 PURCHASE 340 5095 PURCHASE 230 5095 PURCHASE 400 5095 PURCHASE 224 5095 PURCHASE 500 5096 PURCHASE 12 5096 PURCHASE 721 5096 SALE 755 5096 PURCHASE 473 5096 PURCHASE 49 5097 PURCHASE 500 5097 SALE 2942 5098 SALE 396 5098 PURCHASE 1600 5098 SALE 250 5098 SALE 319 5098 SALE 583 5098 SALE 1119 5099 PURCHASE 390 5100 PURCHASE 1446 5100 SALE 1262 5100 SALE 339 5100 SALE 196 5100 SALE 49 5100 SALE 739 5100 SALE 1079 5100 SALE 1000 5100 SALE 377 5101 SALE 97 5101 PURCHASE 966 5101 PURCHASE 256 5101 SALE 316 5101 SALE 252 5101 SALE 134 5102 SALE 17 5103 SALE 800 5103 PURCHASE 1000 5103 SALE 1070 5104 SALE 63 5104 SALE 422 5104 SALE 166 5104 PURCHASE 5 5104 PURCHASE 500 5105 PURCHASE 300 5105 PURCHASE 2938 5105 SALE 500 5106 PURCHASE 192 5107 PURCHASE 201 5107 SALE 1009 5108 SALE 600 5108 SALE 1692 5108 PURCHASE 761 5109 PURCHASE 471 5109 PURCHASE 1000 5109 SALE 190 5109 PURCHASE 1000 5110 SALE 345 5110 PURCHASE 617 5111 PURCHASE 129 5111 PURCHASE 790 5112 PURCHASE 267 5112 PURCHASE 918 5112 SALE 1480 5113 SALE 1181 5113 PURCHASE 305 5113 PURCHASE 300 5114 PURCHASE 300 5114 PURCHASE 400 5114 SALE 67 5114 SALE 174 5114 SALE 370 5114 PURCHASE 390 5114 SALE 722 5115 SALE 2499 5115 SALE 578 5115 SALE 433 5115 SALE 398 5115 PURCHASE 400 5115 SALE 1266 5115 SALE 1059 5115 SALE 607 5115 SALE 577 5115 SALE 560 5115 SALE 47 5115 SALE 200 5115 SALE 174 5115 SALE 1156 5115 PURCHASE 600 5116 PURCHASE 600 5116 SALE 81 5116 SALE 2931 5116 SALE 200 5116 SALE 210 5116 PURCHASE 1000 5116 PURCHASE 896 5116 PURCHASE 1112 5116 PURCHASE 502 5116 PURCHASE 438 5116 PURCHASE 220 5116 PURCHASE 500 5116 SALE 922 5117 SALE 500 5117 SALE 378 5117 SALE 289 5119 PURCHASE 110 5120 SALE 1584 5120 PURCHASE 193 5120 PURCHASE 767 5120 PURCHASE 250 5120 PURCHASE 454 5120 SALE 1469 5121 PURCHASE 2786 5121 PURCHASE 979 5122 SALE 1048 5123 SALE 156 5124 SALE 57 5124 PURCHASE 390 5125 PURCHASE 145 5126 PURCHASE 418 5126 PURCHASE 273 5126 PURCHASE 53 5126 PURCHASE 998 5126 PURCHASE 94 5126 PURCHASE 194 5126 PURCHASE 14 5126 PURCHASE 164 5126 PURCHASE 1888 5126 PURCHASE 96 5126 PURCHASE 1097 5126 PURCHASE 150 5127 PURCHASE 67 5127 PURCHASE 1000 5127 SALE 734 5127 PURCHASE 2925 5127 PURCHASE 239 5127 PURCHASE 227 5127 PURCHASE 43 5128 PURCHASE 208 5128 PURCHASE 145 5128 PURCHASE 1350 5128 PURCHASE 54 5128 PURCHASE 150 5128 PURCHASE 140 5129 PURCHASE 160 5129 PURCHASE 53 5129 PURCHASE 168 5129 PURCHASE 167 5129 PURCHASE 1000 5129 PURCHASE 259 5129 PURCHASE 1000 5129 SALE 400 5129 SALE 253 5129 SALE 200 5129 PURCHASE 203 5130 PURCHASE 300 5130 PURCHASE 441 5130 PURCHASE 85 5130 PURCHASE 250 5130 PURCHASE 143 5130 PURCHASE 61 5130 PURCHASE 779 5130 PURCHASE 1 5130 SALE 300 5130 PURCHASE 1517 5130 PURCHASE 767 5130 PURCHASE 767 5130 PURCHASE 767 5130 SALE 71 5130 SALE 442 5130 SALE 799 5130 SALE 200 5130 SALE 1079 5130 PURCHASE 1112 5130 PURCHASE 975 5130 PURCHASE 501 5130 PURCHASE 131 5130 PURCHASE 400 5130 PURCHASE 80 5130 SALE 150 5130 SALE 100 5130 PURCHASE 6 5131 PURCHASE 226 5131 PURCHASE 67 5131 PURCHASE 1000 5131 PURCHASE 601 5131 PURCHASE 500 5131 PURCHASE 290 5131 PURCHASE 334 5131 PURCHASE 334 5131 PURCHASE 482 5131 PURCHASE 1066 5131 PURCHASE 300 5132 PURCHASE 342 5132 PURCHASE 250 5132 PURCHASE 2294 5132 PURCHASE 200 5132 PURCHASE 245 5132 PURCHASE 500 5132 PURCHASE 500 5132 PURCHASE 1112 5132 PURCHASE 550 5132 PURCHASE 400 5133 PURCHASE 95 5133 PURCHASE 69 5133 PURCHASE 14 5133 PURCHASE 54 5133 PURCHASE 1231 5133 PURCHASE 733 5133 PURCHASE 286 5133 SALE 1000 5133 PURCHASE 403 5133 PURCHASE 316 5133 PURCHASE 133 5133 PURCHASE 203 5133 PURCHASE 2000 5133 PURCHASE 10 5133 PURCHASE 239 5134 PURCHASE 300 5134 PURCHASE 143 5134 SALE 2000 5134 SALE 408 5134 SALE 174 5134 PURCHASE 217 5134 PURCHASE 400 5134 PURCHASE 534 5134 PURCHASE 11 5134 SALE 359 5134 PURCHASE 539 5134 PURCHASE 1569 5134 PURCHASE 304 5134 PURCHASE 62 5134 PURCHASE 62 5134 PURCHASE 39 5134 PURCHASE 62 5134 PURCHASE 243 5135 PURCHASE 594 5135 SALE 30 5135 PURCHASE 470 5135 PURCHASE 534 5135 PURCHASE 43 5135 PURCHASE 54 5135 PURCHASE 32 5135 PURCHASE 156 5135 PURCHASE 14 5135 PURCHASE 182 5135 PURCHASE 1076 5135 PURCHASE 250 5135 PURCHASE 40 5135 SALE 2921 5135 PURCHASE 931 5135 PURCHASE 1016 5135 PURCHASE 435 5135 SALE 904 5135 SALE 400 5135 SALE 81 5135 SALE 100 5135 SALE 500 5135 SALE 132 5135 SALE 1403 5135 SALE 58 5135 SALE 2692 5136 SALE 166 5136 SALE 666 5136 SALE 1000 5136 PURCHASE 34 5136 PURCHASE 890 5136 PURCHASE 276 5136 SALE 400 5136 PURCHASE 500 5136 SALE 338 5136 SALE 500 5136 PURCHASE 655 5136 PURCHASE 1359 5136 PURCHASE 500 5136 PURCHASE 147 5137 PURCHASE 154 5137 PURCHASE 400 5137 PURCHASE 573 5137 PURCHASE 177 5137 SALE 289 5137 SALE 76 5137 SALE 1000 5137 PURCHASE 663 5137 SALE 195 5137 SALE 350 5137 SALE 1774 5137 PURCHASE 300 5138 PURCHASE 360 5138 PURCHASE 446 5138 PURCHASE 400 5138 PURCHASE 200 5138 PURCHASE 614 5138 PURCHASE 1157 5138 PURCHASE 400 5138 PURCHASE 213 5138 SALE 1000 5138 SALE 538 5138 SALE 210 5138 SALE 968 5138 SALE 1176 5138 SALE 27 5138 SALE 175 5138 SALE 1498 5138 SALE 62 5138 SALE 628 5138 SALE 808 5138 SALE 100 5138 SALE 2918 5139 SALE 1123 5139 SALE 391 5139 SALE 100 5139 PURCHASE 404 5139 PURCHASE 98 5139 SALE 152 5139 SALE 49 5139 SALE 296 5139 PURCHASE 1200 5139 PURCHASE 358 5139 PURCHASE 500 5139 PURCHASE 132 5139 PURCHASE 39 5139 PURCHASE 1156 5139 SALE 97 5140 SALE 188 5140 SALE 198 5140 SALE 650 5140 SALE 657 5140 SALE 360 5140 SALE 703 5140 SALE 950 5140 SALE 990 5140 PURCHASE 928 5140 SALE 203 5140 PURCHASE 356 5140 PURCHASE 277 5140 PURCHASE 587 5140 PURCHASE 166 5140 PURCHASE 1000 5140 SALE 1612 5140 PURCHASE 212 5140 PURCHASE 500 5140 PURCHASE 208 5140 SALE 1830 5140 SALE 1998 5140 PURCHASE 500 5140 PURCHASE 62 5140 SALE 1385 5141 SALE 392 5141 PURCHASE 209 5141 SALE 250 5141 SALE 600 5141 PURCHASE 400 5141 PURCHASE 1419 5141 PURCHASE 697 5141 PURCHASE 1000 5141 PURCHASE 200 5141 PURCHASE 58 5141 PURCHASE 21 5141 PURCHASE 821 5141 SALE 1280 5142 SALE 1218 5142 SALE 1985 5142 PURCHASE 39 5143 SALE 326 5143 SALE 20 5143 SALE 346 5143 SALE 727 5143 SALE 1155 5143 PURCHASE 1997 5143 PURCHASE 9 5143 PURCHASE 360 5143 SALE 400 5143 SALE 202 5143 SALE 324 5143 SALE 100 5143 SALE 260 5143 SALE 193 5143 SALE 384 5143 SALE 1107 5143 SALE 259 5143 SALE 1107 5143 PURCHASE 337 5144 PURCHASE 300 5144 PURCHASE 1000 5144 PURCHASE 1686 5144 PURCHASE 16 5144 PURCHASE 98 5144 PURCHASE 53 5144 PURCHASE 21 5144 PURCHASE 200 5144 PURCHASE 1117 5144 PURCHASE 436 5144 PURCHASE 598 5144 PURCHASE 441 5144 PURCHASE 659 5144 PURCHASE 490 5144 SALE 156 5144 SALE 220 5144 SALE 60 5144 SALE 496 5144 SALE 100 5144 SALE 268 5144 SALE 169 5144 SALE 20 5144 PURCHASE 289 5145 PURCHASE 417 5145 PURCHASE 79 5145 PURCHASE 169 5145 PURCHASE 101 5145 PURCHASE 49 5145 PURCHASE 268 5145 PURCHASE 325 5145 PURCHASE 250 5145 PURCHASE 26 5145 PURCHASE 48 5145 PURCHASE 1000 5145 PURCHASE 639 5145 SALE 1296 5145 SALE 600 5145 PURCHASE 773 5145 SALE 1500 5145 SALE 78 5145 SALE 137 5145 SALE 85 5145 SALE 795 5145 SALE 1421 5145 PURCHASE 55 5145 PURCHASE 180 5145 PURCHASE 110 5145 PURCHASE 302 5145 SALE 89 5145 SALE 500 5146 SALE 300 5146 SALE 197 5146 SALE 292 5146 PURCHASE 283 5147 PURCHASE 46 5147 PURCHASE 200 5147 PURCHASE 500 5147 SALE 438 5147 SALE 833 5147 SALE 600 5147 PURCHASE 299 5147 SALE 45 5147 SALE 1000 5147 PURCHASE 69 5147 PURCHASE 267 5148 SALE 450 5148 PURCHASE 478 5148 PURCHASE 196 5148 PURCHASE 52 5148 PURCHASE 242 5148 SALE 250 5148 SALE 703 5148 SALE 322 5148 SALE 400 5148 SALE 100 5148 SALE 164 5148 SALE 164 5148 SALE 238 5148 SALE 173 5148 SALE 89 5148 SALE 329 5148 PURCHASE 420 5149 PURCHASE 200 5149 PURCHASE 25 5149 PURCHASE 202 5149 PURCHASE 500 5149 PURCHASE 16 5149 SALE 30 5149 SALE 51 5149 SALE 134 5149 SALE 1053 5149 SALE 417 5149 SALE 721 5149 SALE 553 5149 PURCHASE 10 5149 SALE 768 5149 PURCHASE 1002 5149 SALE 193 5149 SALE 310 5149 PURCHASE 347 5149 PURCHASE 418 5150 PURCHASE 319 5150 PURCHASE 966 5150 PURCHASE 103 5150 PURCHASE 299 5150 PURCHASE 93 5150 PURCHASE 650 5150 SALE 409 5150 PURCHASE 71 5150 PURCHASE 383 5150 PURCHASE 44 5150 SALE 634 5150 SALE 40 5150 SALE 1210 5150 PURCHASE 327 5150 PURCHASE 1000 5150 PURCHASE 200 5150 PURCHASE 1000 5150 PURCHASE 200 5150 PURCHASE 250 5151 PURCHASE 14 5151 PURCHASE 52 5151 PURCHASE 102 5151 PURCHASE 37 5151 PURCHASE 95 5151 PURCHASE 452 5151 PURCHASE 14 5151 SALE 882 5151 PURCHASE 500 5151 PURCHASE 500 5151 PURCHASE 500 5151 PURCHASE 468 5151 PURCHASE 233 5151 PURCHASE 1600 5151 PURCHASE 583 5151 PURCHASE 712 5151 PURCHASE 600 5151 SALE 626 5151 PURCHASE 446 5151 PURCHASE 112 5151 SALE 760 5151 SALE 377 5151 SALE 437 5151 SALE 70 5151 SALE 56 5151 SALE 55 5151 SALE 1439 5151 SALE 54 5151 SALE 173 5151 SALE 1057 5151 PURCHASE 551 5152 PURCHASE 551 5152 PURCHASE 101 5152 PURCHASE 363 5152 PURCHASE 104 5152 PURCHASE 338 5152 PURCHASE 84 5152 PURCHASE 344 5152 SALE 417 5152 PURCHASE 300 5152 PURCHASE 1096 5152 PURCHASE 1694 5152 SALE 127 5152 SALE 55 5152 SALE 1 5152 SALE 1937 5152 SALE 1693 5152 PURCHASE 550 5152 PURCHASE 54 5152 PURCHASE 398 5152 PURCHASE 534 5153 PURCHASE 767 5153 PURCHASE 680 5153 PURCHASE 200 5153 PURCHASE 647 5153 PURCHASE 315 5153 PURCHASE 100 5153 PURCHASE 100 5153 PURCHASE 100 5153 PURCHASE 100 5153 PURCHASE 214 5153 PURCHASE 109 5153 PURCHASE 40 5153 PURCHASE 500 5153 PURCHASE 500 5153 PURCHASE 465 5153 PURCHASE 778 5153 SALE 250 5153 PURCHASE 1310 5153 PURCHASE 1000 5153 PURCHASE 62 5153 PURCHASE 62 5153 PURCHASE 94 5153 PURCHASE 14 5154 PURCHASE 1620 5154 PURCHASE 1267 5154 PURCHASE 160 5154 PURCHASE 545 5154 PURCHASE 581 5155 PURCHASE 19 5155 PURCHASE 1963 5155 PURCHASE 359 5155 PURCHASE 12 5155 SALE 315 5155 PURCHASE 249 5155 PURCHASE 53 5155 PURCHASE 717 5155 PURCHASE 50 5155 PURCHASE 54 5155 PURCHASE 209 5155 SALE 570 5155 SALE 385 5155 SALE 2524 5155 PURCHASE 31 5155 PURCHASE 62 5155 SALE 300 5156 PURCHASE 373 5156 PURCHASE 155 5156 PURCHASE 104 5156 PURCHASE 100 5156 PURCHASE 1000 5156 PURCHASE 454 5156 PURCHASE 140 5156 PURCHASE 1172 5156 PURCHASE 688 5156 SALE 400 5156 SALE 390 5156 SALE 58802 5156 SALE 76 5157 SALE 1767 5157 SALE 474 5157 SALE 1666 5157 SALE 961 5157 SALE 961 5157 PURCHASE 400 5157 PURCHASE 1000 5157 PURCHASE 348 5157 SALE 405 5157 PURCHASE 4 5157 SALE 80 5157 SALE 2770 5158 SALE 808 5158 SALE 828 5158 PURCHASE 298 5158 PURCHASE 53 5158 PURCHASE 39 5158 PURCHASE 1168 5158 PURCHASE 14 5158 SALE 1403 5158 SALE 392 5158 SALE 506 5158 PURCHASE 300 5158 PURCHASE 1288 5158 PURCHASE 309 5158 SALE 1455 5158 SALE 853 5158 SALE 197 5158 SALE 894 5158 SALE 14 5158 SALE 392 5158 PURCHASE 670 5158 SALE 1000 5158 SALE 1000 5158 PURCHASE 647 5158 PURCHASE 1141 5158 PURCHASE 1000 5158 SALE 106 5159 PURCHASE 161 5159 SALE 1800 5159 PURCHASE 202 5159 PURCHASE 359 5159 SALE 100 5159 SALE 2907 5159 SALE 129 5159 SALE 920 5159 SALE 573 5159 SALE 600 5159 PURCHASE 218 5159 SALE 350 5159 SALE 700 5159 PURCHASE 944 5159 PURCHASE 681 5160 PURCHASE 732 5160 PURCHASE 732 5160 SALE 761 5160 PURCHASE 2138 5160 PURCHASE 883 5160 PURCHASE 59029 5160 SALE 1108 5160 SALE 734 5160 SALE 978 5160 SALE 39 5160 SALE 488 5160 SALE 314 5160 SALE 250 5160 SALE 268 5160 SALE 999 5160 SALE 999 5160 SALE 100 5160 PURCHASE 250 5160 SALE 344 5160 PURCHASE 432 5160 PURCHASE 500 5160 PURCHASE 500 5160 PURCHASE 452 5160 SALE 1200 5160 SALE 227 5160 PURCHASE 300 5161 PURCHASE 500 5161 SALE 22 5161 SALE 238 5161 PURCHASE 164 5161 SALE 340 5161 PURCHASE 397 5161 SALE 500 5161 SALE 500 5161 SALE 317 5161 SALE 536 5161 SALE 2111 5161 SALE 1465 5161 SALE 491 5161 PURCHASE 1065 5161 SALE 502 5162 PURCHASE 296 5162 PURCHASE 300 5162 SALE 1392 5162 PURCHASE 472 5162 SALE 713 5162 PURCHASE 1689 5162 PURCHASE 704 5162 PURCHASE 52 5162 SALE 1356 5162 SALE 1014 5162 SALE 620 5162 SALE 200 5162 PURCHASE 2552 5162 PURCHASE 342 5162 SALE 1196 5162 PURCHASE 39 5162 PURCHASE 835 5162 PURCHASE 267 5163 SALE 1000 5163 PURCHASE 365 5163 PURCHASE 377 5163 PURCHASE 556 5163 PURCHASE 360 5163 SALE 409 5163 SALE 820 5163 SALE 8 5164 SALE 127 5164 SALE 708 5164 SALE 2904 5164 SALE 728 5164 SALE 503 5165 SALE 713 5165 PURCHASE 348 5165 PURCHASE 868 5165 SALE 868 5165 SALE 497 5165 PURCHASE 14 5165 PURCHASE 232 5165 SALE 1540 5165 PURCHASE 500 5165 PURCHASE 1967 5165 PURCHASE 154 5165 PURCHASE 208 5165 PURCHASE 14 5165 PURCHASE 1000 5165 PURCHASE 164 5165 PURCHASE 768 5165 SALE 349 5165 PURCHASE 383 5165 SALE 250 5165 SALE 226 5165 PURCHASE 56 5166 PURCHASE 1000 5166 PURCHASE 1834 5166 SALE 5862 5166 PURCHASE 52569 5166 SALE 46707 5166 SALE 159 5167 SALE 1000 5167 PURCHASE 55 5167 PURCHASE 1000 5167 PURCHASE 17 5167 PURCHASE 55 5167 PURCHASE 500 5167 PURCHASE 362 5167 PURCHASE 1000 5167 PURCHASE 832 5167 PURCHASE 14 5167 PURCHASE 250 5168 SALE 1093 5168 PURCHASE 99 5168 PURCHASE 625 5168 PURCHASE 309 5168 PURCHASE 309 5168 PURCHASE 500 5168 PURCHASE 500 5168 PURCHASE 207 5168 SALE 100 5168 SALE 296 5169 PURCHASE 276 5169 PURCHASE 208 5169 PURCHASE 764 5169 PURCHASE 34 5169 SALE 965 5169 SALE 1869 5169 PURCHASE 627 5169 PURCHASE 782 5170 SALE 1987 5170 SALE 958 5170 PURCHASE 75 5170 PURCHASE 205 5170 PURCHASE 188 5170 PURCHASE 97 5170 PURCHASE 252 5170 PURCHASE 95 5170 SALE 571 5170 SALE 541 5170 SALE 857 5170 SALE 305 5170 SALE 397 5170 PURCHASE 834 5170 PURCHASE 1000 5170 PURCHASE 500 5171 PURCHASE 51 5171 PURCHASE 404 5171 PURCHASE 50 5171 SALE 2900 5171 PURCHASE 356 5173 PURCHASE 500 5173 PURCHASE 102 5173 SALE 1053 5173 SALE 70 5173 PURCHASE 942 5174 PURCHASE 1985 5174 PURCHASE 500 5174 PURCHASE 4 5174 PURCHASE 315 5174 PURCHASE 1023 5175 SALE 1333 5175 PURCHASE 500 5175 PURCHASE 98 5175 SALE 500 5175 SALE 159 5176 PURCHASE 52 5176 PURCHASE 250 5176 SALE 580 5176 PURCHASE 500 5176 SALE 984 5176 SALE 984 5176 PURCHASE 250 5176 PURCHASE 9 5176 PURCHASE 134 5176 PURCHASE 67 5176 SALE 394 5177 SALE 705 5178 PURCHASE 682 5178 PURCHASE 794 5178 PURCHASE 56 5178 PURCHASE 56 5178 PURCHASE 55 5178 PURCHASE 56 5178 PURCHASE 272 5178 PURCHASE 509 5178 PURCHASE 469 5178 SALE 100 5179 PURCHASE 454 5179 PURCHASE 71 5179 PURCHASE 371 5180 PURCHASE 300 5180 PURCHASE 52 5180 PURCHASE 148 5180 PURCHASE 102 5180 PURCHASE 516 5180 PURCHASE 95 5180 PURCHASE 54 5180 PURCHASE 51 5180 PURCHASE 14 5180 SALE 503 5180 SALE 1000 5180 SALE 112 5180 SALE 979 5180 SALE 888 5180 SALE 916 5180 SALE 500 5180 SALE 612 5180 PURCHASE 1695 5180 PURCHASE 104 5180 PURCHASE 104 5180 SALE 972 5180 SALE 1000 5180 SALE 1158 5181 PURCHASE 250 5181 PURCHASE 250 5181 PURCHASE 792 5181 PURCHASE 208 5181 PURCHASE 129 5181 PURCHASE 102 5182 PURCHASE 365 5182 PURCHASE 331 5182 PURCHASE 50 5182 PURCHASE 1491 5183 PURCHASE 39 5184 PURCHASE 10 5184 SALE 255 5185 SALE 1000 5185 PURCHASE 250 5186 PURCHASE 56 5186 SALE 844 5186 SALE 300 5186 SALE 1178 5186 PURCHASE 289 5186 PURCHASE 745 5187 SALE 355 5187 SALE 128 5187 PURCHASE 54 5188 PURCHASE 294 5188 SALE 312 5190 SALE 314 5190 PURCHASE 310 5190 PURCHASE 50 5190 PURCHASE 101 5190 PURCHASE 51 5190 PURCHASE 52 5191 SALE 1941 5192 SALE 1200 5192 PURCHASE 104 5194 PURCHASE 101 5195 PURCHASE 55 5195 PURCHASE 15 5195 PURCHASE 800 5195 PURCHASE 958 5195 PURCHASE 1042 5195 PURCHASE 24 5195 SALE 152 5197 PURCHASE 300 5198 PURCHASE 2742 5200 PURCHASE 104 5200 SALE 50 5200 PURCHASE 631 5201 SALE 668 5201 PURCHASE 500 5204 PURCHASE 700 5205 PURCHASE 472 5206 PURCHASE 53 5208 PURCHASE 55 5210 PURCHASE 1090 5211 SALE 31 5212 PURCHASE 67 5213 SALE 2000 5214 SALE 500 5214 SALE 108 5216 SALE 200 5217 SALE 500 5217 SALE 100 5217 SALE 400 5220 PURCHASE 787 5220 PURCHASE 1500 5220 PURCHASE 54 5221 SALE 109 5222 SALE 109 5222 SALE 300 5224 PURCHASE 500 5224 PURCHASE 1959 5224 SALE 613 5224 SALE 250 5225 PURCHASE 36 5225 PURCHASE 1569 5225 PURCHASE 52 5225 SALE 250 5226 SALE 573 5226 SALE 857 5226 PURCHASE 101 5226 PURCHASE 400 5226 PURCHASE 73 5226 PURCHASE 98 5226 SALE 100 5227 PURCHASE 300 5227 PURCHASE 70 5227 PURCHASE 600 5227 PURCHASE 69 5227 PURCHASE 95 5227 PURCHASE 42 5227 SALE 276 5227 SALE 246 5228 SALE 500 5229 SALE 500 5229 SALE 500 5229 PURCHASE 85 5229 SALE 500 5229 SALE 500 5229 SALE 762 5229 SALE 1964 5229 SALE 1317 5229 SALE 1947 5229 SALE 484 5229 SALE 565 5229 PURCHASE 736 5229 PURCHASE 40 5230 SALE 1308 5230 PURCHASE 601 5230 PURCHASE 14 5230 PURCHASE 500 5230 PURCHASE 2194 5230 SALE 1300 5230 PURCHASE 901 5230 PURCHASE 299 5230 PURCHASE 284 5230 SALE 145 5231 PURCHASE 500 5231 SALE 100 5232 SALE 200 5232 SALE 1100 5232 PURCHASE 1043 5232 PURCHASE 1043 5232 PURCHASE 1141 5232 SALE 500 5233 SALE 500 5233 SALE 125 5233 SALE 500 5233 SALE 1683 5233 SALE 946 5233 PURCHASE 1409 5234 SALE 77 5234 SALE 500 5234 PURCHASE 1510 5234 PURCHASE 204 5234 PURCHASE 300 5234 SALE 500 5235 SALE 500 5235 SALE 314 5235 PURCHASE 1963 5235 PURCHASE 344 5235 PURCHASE 1098 5235 PURCHASE 104 5235 SALE 1729 5235 SALE 2865 5235 SALE 1000 5235 SALE 12 5235 SALE 1000 5235 PURCHASE 900 5236 PURCHASE 750 5236 PURCHASE 1627 5236 PURCHASE 881 5236 PURCHASE 492 5236 PURCHASE 420 5237 SALE 2270 5237 PURCHASE 2842 5240 SALE 277 5242 SALE 120 5245 SALE 14 5250 SALE 736 5250 SALE 1100 5263 SALE 270 5265 SALE 825 5265 SALE 1100 5265 SALE 250 5265 PURCHASE 12 5267 PURCHASE 1332 5267 SALE 669 5268 SALE 917 5270 SALE 94 5271 TOTAL PURCHASES 430,674 TOTAL SALES 423,400 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 28 NOVEMBER 2007Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected BHP Billiton PLC BHP Billiton LTDNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto