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EPT Disclosure

29th Sep 2008 10:54

RNS Number : 5386E
Deutsche Bank AG
29 September 2008
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
 
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
Company dealt in
Rio Tinto Limited
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
26/09/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
2,492,470 0.55
-678,221 -0.15
(2) Derivatives (other than options)
 
678,221 0.15
-1,644,580 -0.36
(3) Options and agreements to purchase/sell
 
576,000 0.13
-908,100 -0.20
Total
 
3,746,691 0.82
 
-3,230,901 -0.71
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
1296
99.02
Purchase
1396
99.05
Purchase
462
99.12
Purchase
2225
99.14
Purchase
583
99.15
Purchase
1
99.21
Purchase
852
99.23
Purchase
354
99.25
Purchase
900
99.26
Purchase
693
99.27
Purchase
833
99.37
Purchase
788
99.38
Purchase
576
99.49
Purchase
126
99.70
Purchase
133
99.71
Purchase
70
99.73
Purchase
291
99.91
Purchase
1298
99.93
Purchase
50
99.97
Purchase
1755
99.99
Purchase
1218
100.04
Purchase
8
100.05
Purchase
679
100.06
Purchase
762
100.08
Purchase
307
100.10
Purchase
123
100.12
Purchase
1
100.14
Purchase
98
100.17
Purchase
125
100.18
Purchase
971
100.19
Purchase
842
100.20
Purchase
977
100.21
Purchase
828
100.22
Purchase
475
100.23
Purchase
3499
100.24
Purchase
2298
100.29
Purchase
1135
100.30
Purchase
1661
100.32
Purchase
1856
100.33
Purchase
796
100.34
Purchase
43
100.35
Purchase
2150
100.36
Purchase
2276
100.37
Purchase
442
100.39
Purchase
1500
100.41
Purchase
137
100.43
Purchase
20
100.45
Purchase
153
100.49
Purchase
542
100.50
Purchase
446
100.56
Purchase
4100
100.59
Purchase
468
100.60
Purchase
1388
100.61
Purchase
466
100.62
Purchase
2128
100.63
Purchase
1123
100.64
Purchase
1668
100.65
Purchase
295
100.66
Purchase
209
100.67
Purchase
470
100.69
Purchase
8458
100.70
Purchase
2182
100.77
Purchase
1470
100.79
Purchase
450
100.80
Purchase
212
101.12
Purchase
93
101.16
Purchase
260
101.17
Purchase
343
101.19
Purchase
2490
101.20
Purchase
1102
101.21
Purchase
5
101.23
Purchase
772
101.28
Purchase
96
101.32
Purchase
644
101.33
Purchase
2
101.34
Purchase
561
101.36
Purchase
80
101.39
Purchase
1174
101.40
Purchase
1181
101.46
Purchase
1
101.47
Purchase
1009
101.48
Purchase
502
101.49
Purchase
7538
101.50
Purchase
563
101.52
Purchase
570
101.60
Purchase
1733
101.62
Purchase
441
101.68
Purchase
499
101.70
Purchase
390
101.72
Purchase
471
101.73
Purchase
200
101.75
Purchase
479
101.78
Purchase
136
101.80
Purchase
1249
101.83
Purchase
297
101.86
Purchase
438
101.97
Purchase
200
102.00
Purchase
78
102.01
Purchase
179
102.07
Purchase
179
102.08
Purchase
19
102.10
Purchase
2119
102.11
Purchase
2
102.12
Purchase
563
102.13
Purchase
566
102.19
Purchase
673
102.22
Purchase
2099
102.30
Purchase
455
102.31
Purchase
1152
102.32
Purchase
35
102.33
Purchase
2166
102.34
Purchase
836
102.35
Purchase
1474
102.36
Purchase
348
102.37
Purchase
1207
102.38
Purchase
1262
102.40
Purchase
1134
102.41
Purchase
374
102.46
Purchase
1447
102.47
Purchase
457
102.48
Purchase
2611
102.49
Purchase
633
102.51
Purchase
7
102.52
Purchase
1472
102.54
Purchase
9
102.58
Purchase
353
102.59
Purchase
1281
102.60
Purchase
7
102.61
Purchase
12
102.62
Purchase
574
102.63
Purchase
2143
102.64
Purchase
3465
102.65
Purchase
839
102.66
Purchase
1263
102.67
Purchase
1250
102.68
Purchase
189
102.69
Purchase
4347
102.70
Purchase
1928
102.71
Purchase
166
102.72
Purchase
17
102.74
Purchase
2083
102.75
Purchase
721
102.76
Purchase
2012
102.77
Purchase
3035
102.78
Purchase
299
102.79
Purchase
894
102.80
Purchase
286
102.81
Purchase
428
102.83
Purchase
2283
102.84
Purchase
473
102.85
Purchase
1053
102.86
Purchase
456
102.87
Purchase
1757
102.90
Purchase
490
102.91
Purchase
423
102.96
Purchase
385
102.97
Purchase
1442
102.98
Purchase
1413
102.99
Purchase
326
103.00
Purchase
961
103.01
Purchase
19
103.04
Purchase
99
103.05
Purchase
909
103.06
Purchase
116
103.07
Purchase
248
103.08
Purchase
189
103.10
Purchase
498
103.12
Purchase
118
103.21
Purchase
46000
116.00
Purchase
229000
130.00
Total Purchases
431,462
 
Sale
455
99.01
Sale
19
99.03
Sale
20
99.04
Sale
8
99.11
Sale
15
99.16
Sale
599
99.23
Sale
1435
99.24
Sale
1450
99.25
Sale
2296
99.26
Sale
471
99.27
Sale
723
99.28
Sale
180
99.29
Sale
205
99.30
Sale
362
99.31
Sale
13
99.34
Sale
469
99.46
Sale
61
99.48
Sale
12
99.59
Sale
13
99.61
Sale
40
99.65
Sale
629
99.66
Sale
80
99.67
Sale
14
99.71
Sale
282
99.72
Sale
70
99.75
Sale
497
99.79
Sale
474
99.80
Sale
666
99.83
Sale
3
99.85
Sale
156
99.87
Sale
419
99.93
Sale
673
99.94
Sale
981
99.95
Sale
60
99.96
Sale
251
99.97
Sale
159
99.98
Sale
3128
99.99
Sale
590
100.01
Sale
22
100.03
Sale
292
100.04
Sale
1066
100.05
Sale
488
100.06
Sale
134
100.08
Sale
212
100.09
Sale
13
100.10
Sale
380
100.12
Sale
28
100.13
Sale
222
100.14
Sale
622
100.15
Sale
1293
100.16
Sale
141
100.17
Sale
208
100.18
Sale
1027
100.19
Sale
117
100.20
Sale
28
100.21
Sale
372
100.22
Sale
626
100.23
Sale
182
100.24
Sale
1213
100.25
Sale
362
100.26
Sale
230
100.27
Sale
753
100.28
Sale
535
100.29
Sale
1209
100.30
Sale
695
100.31
Sale
102
100.32
Sale
1204
100.33
Sale
1068
100.34
Sale
552
100.35
Sale
236
100.36
Sale
245
100.37
Sale
982
100.38
Sale
869
100.39
Sale
1453
100.40
Sale
1698
100.41
Sale
563
100.43
Sale
311
100.44
Sale
19
100.45
Sale
2339
100.46
Sale
826
100.47
Sale
1176
100.49
Sale
77
100.51
Sale
85
100.52
Sale
150
100.53
Sale
235
100.55
Sale
703
100.56
Sale
112
100.59
Sale
470
100.60
Sale
84
100.61
Sale
321
100.62
Sale
39
100.63
Sale
736
100.64
Sale
269
100.65
Sale
27
100.66
Sale
176
100.67
Sale
508
100.69
Sale
1088
100.70
Sale
296
100.71
Sale
49
100.72
Sale
23
100.73
Sale
159
100.77
Sale
32
100.79
Sale
3335
100.99
Sale
4675
101.00
Sale
12
101.15
Sale
258
101.19
Sale
239
101.20
Sale
1013
101.21
Sale
26
101.22
Sale
130
101.23
Sale
366
101.24
Sale
333
101.26
Sale
763
101.29
Sale
274
101.30
Sale
22
101.33
Sale
78
101.34
Sale
78
101.35
Sale
196
101.41
Sale
56
101.42
Sale
12
101.44
Sale
1
101.45
Sale
702
101.47
Sale
11
101.49
Sale
182
101.50
Sale
281
101.51
Sale
35
101.52
Sale
56
101.55
Sale
302
101.56
Sale
164
101.57
Sale
1531
101.59
Sale
106
101.60
Sale
611
101.61
Sale
150
101.66
Sale
19
101.69
Sale
67
101.73
Sale
51
101.75
Sale
130
101.77
Sale
342
101.80
Sale
11
101.86
Sale
2
102.08
Sale
304
102.09
Sale
1689
102.10
Sale
849
102.11
Sale
155
102.12
Sale
942
102.13
Sale
2
102.15
Sale
1023
102.31
Sale
24
102.32
Sale
64
102.34
Sale
600
102.35
Sale
704
102.36
Sale
1035
102.37
Sale
229
102.38
Sale
3362
102.38
Sale
222
102.39
Sale
3179
102.40
Sale
709
102.41
Sale
69
102.42
Sale
351
102.43
Sale
241
102.44
Sale
163
102.45
Sale
623
102.46
Sale
471
102.47
Sale
623
102.48
Sale
608
102.49
Sale
1108
102.50
Sale
1020
102.51
Sale
412
102.55
Sale
20
102.60
Sale
917
102.61
Sale
71
102.62
Sale
45
102.63
Sale
71
102.64
Sale
1158
102.65
Sale
236
102.66
Sale
918
102.67
Sale
1926
102.68
Sale
474
102.69
Sale
305
102.70
Sale
1743
102.71
Sale
202
102.72
Sale
68
102.73
Sale
693
102.74
Sale
1932
102.75
Sale
1275
102.76
Sale
981
102.77
Sale
2231
102.78
Sale
36774
102.79
Sale
207
102.80
Sale
110
102.81
Sale
30
102.83
Sale
283
102.84
Sale
1469
102.85
Sale
114
102.86
Sale
1652
102.87
Sale
474
102.88
Sale
36
102.89
Sale
77
102.90
Sale
29
102.91
Sale
200
102.92
Sale
1
102.93
Sale
4
102.95
Sale
152
102.96
Sale
94
102.97
Sale
1713
102.98
Sale
3258
102.99
Sale
1181
103.01
Sale
99
103.11
Sale
270
103.16
Sale
500
103.17
Sale
600
103.18
Sale
127
103.20
Sale
813
103.21
Sale
48
103.22
Sale
651
103.23
Sale
636
103.24
Sale
443
103.25
Sale
14000
106.28
Sale
5000
138.00
Total Sales
173,442
 
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
917
99.24
CFD
Long
283
99.25
CFD
Long
200
100.05
CFD
Long
100
100.34
CFD
Long
3335
100.99
CFD
Long
11
101.86
CFD
Long
3362
102.38
CFD
Long
2500
102.40
CFD
Long
588
102.51
CFD
Long
412
102.55
CFD
Long
1000
102.78
CFD
Long
14000
106.28
CFD
Short
4100
100.59
CFD
Short
11
100.65
CFD
Short
1733
101.62
CFD
Short
200
101.75
CFD
Short
11
101.86
CFD
Short
200
102.00
CFD
Short
20
102.34
CFD
Short
359
102.35
CFD
Short
2
102.38
CFD
Short
55
102.41
CFD
Short
25
102.48
CFD
Short
168
102.49
CFD
Short
1000
102.78
CFD
Short
106
102.79
CFD
Short
894
102.80
CFD
Short
286
102.81
CFD
Short
1932
102.84
CFD
Short
1
102.85
CFD
Short
686
102.90
CFD
Short
490
102.91
CFD
Short
279
102.97
CFD
Short
1312
102.98
CFD
Short
1
103.01
CFD
Short
19
103.04
CFD
Short
99
103.05
CFD
Short
189
103.10
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
Put Option
5,000
138
Put Option
229,000
130
Put Option
46,000
116
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
29/09/2008
Contact name
Artie Movsesian
Telephone number
020 7545 8515
Name of offeree/offeror with which connected
Rio Tinto plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk
 
 

 

 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,655.04
Change-29.52