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EPT Disclosure

17th Sep 2009 11:20

RNS Number : 2294Z
UBS AG (EPT)
17 September 2009
 



FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

UBS AG London Branch

Company dealt in

Anglo American Plc

Class of relevant security to which the dealings being disclosed relate(Note 1)

Convertible bonds (XS0424806734)

Date of dealing

16 September 2009

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in(Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities

21300000 1.25%

0 0.00%

(2) Derivatives (other than options)

0 0.00%

0 0.00%

(3) Options and agreements to purchase/sell

0 0.00%

0 0.00%

Total

21300000 1.25%

0 0.00%

(b) Interest and short positions in relevant securities of the company, other than the class dealt in(Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities

(2) Derivatives (other than options)

(3)Options and agreements to purchase/sell

Total

(c) Rights to subscribe(Note 2)

Class of relevant security:

Details

3. DEALINGS(Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit(Note 4)

Buy

5000000

144.87500 USD

Buy

6000000

147.50000 USD

Buy

4000000

147.60000 USD

TOTAL BUY :

15000000

TOTAL SALE :

0

(b) Derivatives transactions (other than options)

Product name,

e.g. CFD

Long/short(Note 5)

Number of securities(Note 6)

Price per unit(Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates(Note 6)

Exercise price

Type,e.g. American, European etc.

Expiry date

Option money paid/received per unit(Note 4)

(ii) Exercising

Product name, e.g. call option

Number of securities

Exercise price per unit(Note 4)

(d) Other dealings (including new securities)(Note 3)

Nature of transaction(Note 7)

Details

Price per unit (if applicable)(Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached?(Note 8) YES/NO

Date of disclosure

17 September 2009

Contact name

Nimisha Sachdev

Telephone number

+44 (0)20 7568 9289

Name of offeree/offeror with which connected

ANGLO AMERICAN PLC

Nature of connection(Note 9)

CONNECTED ADVISOR

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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